SC 13G/A 1 form13g_a02.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 9 TO SCHEDULE 13G FOR THE YEAR ENDED DECEMBER 31, 2002 ------------------------------------ Under the Securities Exchange Act of 1934 STATE BANCORP, INC. ------------------ (Name of Issuer) COMMON STOCK ---------------------------- (Title of Class of Securities) 855716 - 10 - 6 --------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ](A fee is not required only if the filing person:(1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securites described in item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). Page 1 of 4 pages -------------------------------------------------------------------------------- CUSIP NO. 855716 - 10 - 6 13 G PAGE 1 OF 1 PAGE -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 11 - 3223168 -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) _____ (b) _____ -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION NEW HYDE PARK, N.Y. -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 -------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY 837,541 -------------------------------------------------------- OWNED BY 7 SOLE DISPOSITIVE POWER EACH REPORTING 837,541 -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER PERSON WITH 0 -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 837,541 -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES X -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 10.50% -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON EP -------------------------------------------------------------------------------- Page 2 of 4 pages SCHEDULE 13G ---------------- Item 1. (a) Name of Issuer - State Bancorp, Inc. (b) Address of Issuer's Principal Executive Offices - 699 Hillside Avenue, New Hyde Park, N.Y. 11040 Item 2. (a) Name of Person Filing - State Bancorp, Inc. Employee Stock Ownership Plan (b) Address of Principal Business Office - 699 Hillside Avenue, New Hyde Park, N.Y (c) Place of Organization - New York State (d) Title of Class of Securities - Common Stock (e) CUSIP Number - 855716-10-6 Item 3. - If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (f) X Employee Benefit Plan, Pension Fund which is subject ----------------- to the provisions of the Employment Income Security Act of 1974 or Endowment Fund Item 4. - Ownership (a) Amount Beneficially Owned - 837,541 shares (b) Percent of Class - 10.50% (c) (i) sole power to vote or direct the vote - 0 shares (c) (ii) shared power to vote or direct the vote - 837,541 shares (c) (iii) sole power to dispose or to direct the disposition of - 837,541 shares (c) (iv) shared power to dispose or to direct the disposition of - 0 shares Item 5. DOES NOT APPLY Item 6. DOES NOT APPLY Page 3 of 4 pages SCHEDULE 13G -------------- Item 7. DOES NOT APPLY Item 8. DOES NOT APPLY Item 9. DOES NOT APPLY Item 10. - Certification By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. JANUARY 16, 2003 ----------------------- DATE s/THOMAS F. GOLDRICK ----------------------- SIGNATURE THOMAS F. GOLDRICK, CHAIRMAN & CEO ---------------------------------- NAME / TITLE Page 4 of 4 pages