-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Obgww4UJY+oEcbKCrPc5gmMF9btb4ERP/JEDksZw0qh0E4DRXlf8ab8v40zCmwHk 704m8QERpLg8DWXMHwoW/w== 0000723458-99-000001.txt : 19990118 0000723458-99-000001.hdr.sgml : 19990118 ACCESSION NUMBER: 0000723458-99-000001 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990115 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STATE BANCORP INC EMPL STK OWNERSHIP PLAN CENTRAL INDEX KEY: 0000939683 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 113223168 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-44679 FILM NUMBER: 99506808 BUSINESS ADDRESS: STREET 1: 699 HILLSIDE AVENUE CITY: NEW HYDE PARK STATE: NY ZIP: 11040-2512 BUSINESS PHONE: 5164371000 MAIL ADDRESS: STREET 2: 699 HILLSIDE AVENUE CITY: NEW HYDE PARK STATE: NY ZIP: 11040-2512 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STATE BANCORP INC CENTRAL INDEX KEY: 0000723458 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 112846511 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 699 HILLSIDE AVE CITY: NEW HYDE PARK STATE: NY ZIP: 11040 BUSINESS PHONE: 5164371000 MAIL ADDRESS: STREET 1: 699 HILLSIDE AVE CITY: NEW HYDE PARK STATE: NY ZIP: 11040 SC 13G/A 1 STATEMENT BENEFICIAL OWNERSHIP BY CERTAIN PERSONS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 5 TO SCHEDULE 13G FOR THE YEAR ENDED DECEMBER 31, 1998 ------------------------------------ Under the Securities Exchange Act of 1934 STATE BANCORP, INC. ------------------ (Name of Issuer) COMMON STOCK ---------------------------- (Title of Class of Securities) 855716 - 10 - 6 --------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ](A fee is not required only if the filing person:(1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securites described in item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). Page 1 of 4 pages - -------------------------------------------------------------------------------- CUSIP NO. 855716 - 10 - 6 13 G PAGE 1 OF 1 PAGE - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON STATE BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 11 - 3223168 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) _____ (b) _____ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION NEW HYDE PARK, N.Y. - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 -------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY 592,201 -------------------------------------------------------- OWNED BY 7 SOLE DISPOSITIVE POWER EACH REPORTING 592,201 -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER PERSON WITH 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 592,201 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES X - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.00% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON EP - -------------------------------------------------------------------------------- Page 2 of 4 pages SCHEDULE 13G - ---------------- Item 1. (a) Name of Issuer - State Bancorp, Inc. (b) Address of Issuer's Principal Executive Offices - 699 Hillside Avenue, New Hyde Park, N.Y. 11040 Item 2. (a) Name of Person Filing - State Bancorp, Inc. Employee Stock Ownership Plan (b) Address of Principal Business Office - 699 Hillside Avenue, New Hyde Park, N.Y (c) Place of Organization - New York State (d) Title of Class of Securities - Common Stock (e) CUSIP Number - 855716-10-6 Item 3. - If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (f) X Employee Benefit Plan, Pension Fund which is subject ----------------- to the provisions of the Employment Income Security Act of 1974 or Endowment Fund Item 4. - Ownership (a) Amount Beneficially Owned - 592,201 shares (b) Percent of Class - 9.00% (c) (i) sole power to vote or direct the vote - 0 shares (c) (ii) shared power to vote or direct the vote - 592,201 shares (c) (iii) sole power to dispose or to direct the disposition of - 592,201 shares (c) (iv) shared power to dispose or to direct the disposition of - 0 shares Item 5. DOES NOT APPLY Item 6. DOES NOT APPLY Page 3 of 4 pages SCHEDULE 13G - -------------- Item 7. DOES NOT APPLY Item 8. DOES NOT APPLY Item 9. DOES NOT APPLY Item 10. - Certification By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. JANUARY 15, 1999 ----------------------- DATE s/THOMAS F. GOLDRICK ----------------------- SIGNATURE THOMAS F. GOLDRICK, CHAIRMAN & CEO ---------------------------------- NAME / TITLE Page 4 of 4 pages -----END PRIVACY-ENHANCED MESSAGE-----