0000072333-23-000196.txt : 20231211 0000072333-23-000196.hdr.sgml : 20231211 20231211174449 ACCESSION NUMBER: 0000072333-23-000196 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231208 FILED AS OF DATE: 20231211 DATE AS OF CHANGE: 20231211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Worzel Ken CENTRAL INDEX KEY: 0001492047 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15059 FILM NUMBER: 231479468 MAIL ADDRESS: STREET 1: C/O NORDSTROM, INC. STREET 2: 1617 SIXTH AVENUE CITY: SEATTLE STATE: WA ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORDSTROM INC CENTRAL INDEX KEY: 0000072333 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 910515058 STATE OF INCORPORATION: WA FISCAL YEAR END: 0203 BUSINESS ADDRESS: STREET 1: 1617 SIXTH AVENUE CITY: SEATTLE STATE: WA ZIP: 98101-4407 BUSINESS PHONE: 2066282111 MAIL ADDRESS: STREET 1: 1617 SIXTH AVENUE CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: NORDSTROM BEST INC DATE OF NAME CHANGE: 19730611 4 1 wk-form4_1702334679.xml FORM 4 X0508 4 2023-12-08 0 0000072333 NORDSTROM INC JWN 0001492047 Worzel Ken C/O NORDSTROM, INC. 1617 SIXTH AVENUE SEATTLE WA 98101 0 1 0 0 Chief Customer Officer 0 Common Stock 2023-12-08 4 A 0 1013 16.35 A 121751 D Common Stock 2023-12-08 4 F 0 1013 16.35 D 120738 D Common Stock 5447 I By 401(k) Plan, per Plan statement dated 11/30/2023 Performance Share Units 2023-12-08 4 M 0 448 16.35 D 2025-03-10 2025-03-10 Common Stock 448 58493 D Performance Share Units 2023-12-08 4 M 0 565 16.35 D 2026-03-10 2026-03-10 Common Stock 565 81154 D Represents shares acquired as a result of conversion of Performance Share Units described in Footnote (4) to this Form 4, which shares were simultaneously forfeited to pay the reporting person's federal, state and Federal Insurance Contributions Act ("FICA") tax. This transaction is exempt pursuant to Rule 16b-3(d) of the Exchange Act. Represents shares forfeited following conversion of Performance Share Units, described in Footnote (4) to this Form 4, to pay the reporting person's FICA tax. This transaction is exempt pursuant to Rule 16b-3(e) of the Exchange Act. Performance Share Units convert into common stock on a one-for-one basis. Represents the conversion of Performance Share Units to shares in order to allow for the satisfaction of a FICA tax obligation arising from the reporting person being eligible for retirement under the underlying award. This transaction is exempt pursuant to Rule 16b-3(e) of the Exchange Act. Brian B. DeFoe, Attorney-in-Fact for Ken Worzel 2023-12-11