0000072333-16-000408.txt : 20161215 0000072333-16-000408.hdr.sgml : 20161215 20161215160831 ACCESSION NUMBER: 0000072333-16-000408 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161213 FILED AS OF DATE: 20161215 DATE AS OF CHANGE: 20161215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORDSTROM INC CENTRAL INDEX KEY: 0000072333 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 910515058 STATE OF INCORPORATION: WA FISCAL YEAR END: 0128 BUSINESS ADDRESS: STREET 1: 1617 SIXTH AVENUE CITY: SEATTLE STATE: WA ZIP: 98101-4407 BUSINESS PHONE: 2066282111 MAIL ADDRESS: STREET 1: 1617 SIXTH AVENUE CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: NORDSTROM BEST INC DATE OF NAME CHANGE: 19730611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOPPEL MICHAEL G CENTRAL INDEX KEY: 0001183464 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15059 FILM NUMBER: 162053734 MAIL ADDRESS: STREET 1: C/O NORDSTROM INC STREET 2: 1617 SIXTH AVE CITY: SEATTLE STATE: WA ZIP: 98101 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-12-13 0000072333 NORDSTROM INC JWN 0001183464 KOPPEL MICHAEL G C/O NORDSTROM, INC. 1617 SIXTH AVENUE SEATTLE WA 98101 0 1 0 0 Executive Vice President Common Stock 2016-12-13 4 M 0 87257 12.58 A 164275 D Common Stock 2016-12-13 4 S 0 87257 58.3418 D 77018 D Common Stock 6972.28 I By 401 (k) Plan, per Plan statement dated 11/30/2016. Employee Stock Option (right to buy) 12.58 2016-12-13 4 M 0 87257 0 D 2019-02-27 Common Stock 87257 0 D Stock Units 2016-12-13 4 A 0 182.82 58.35 A Common Stock 182.82 7996.26 D The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan entered into on 11/29/2016. This option was previously reported as an option grant for 81,482 shares of common stock at an exercise price of $13.47 per share. The number of options and the exercise price were subsequently adjusted, pursuant to the terms of the 2004 Equity Incentive Plan, to reflect the effect of a proportional adjustment made in relation to a special dividend declared on October 1, 2015. The price reported represents the weighted average price. These shares were sold in multiple transactions at price ranging from $58.00 to $58.77, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Exercisable in four equal annual installments commencing 2/27/2010. 1 for 1 Stock unit dividend paid on share units that were deferred at the election of the reporting person under the Directors Deferred Compensation Plan. The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer's Board of Directors. Paula McGee, Attorney-in-Fact for Michael G. Koppel 2016-12-15