0000072333-13-000027.txt : 20130305 0000072333-13-000027.hdr.sgml : 20130305 20130305120743 ACCESSION NUMBER: 0000072333-13-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130304 FILED AS OF DATE: 20130305 DATE AS OF CHANGE: 20130305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUNDAY DELENA M CENTRAL INDEX KEY: 0001183475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15059 FILM NUMBER: 13664597 MAIL ADDRESS: STREET 1: C/O NORDSTROM INC STREET 2: 1617 SIXTH AVE CITY: SEATTLE STATE: WA ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORDSTROM INC CENTRAL INDEX KEY: 0000072333 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 910515058 STATE OF INCORPORATION: WA FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 1617 SIXTH AVENUE CITY: SEATTLE STATE: WA ZIP: 98101-4407 BUSINESS PHONE: 2066282111 MAIL ADDRESS: STREET 1: 1617 SIXTH AVENUE CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: NORDSTROM BEST INC DATE OF NAME CHANGE: 19730611 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-03-04 0000072333 NORDSTROM INC JWN 0001183475 SUNDAY DELENA M C/O NORDSTROM, INC. 1617 SIXTH AVENUE SEATTLE WA 98101 0 1 0 0 Executive Vice President Common Stock 2013-03-04 4 M 0 14429 13.47 A 47238 D Common Stock 2013-03-04 4 S 0 14429 53.8795 D 32809 D Common Stock 7033.871 I By 401(k) Plan, per Plan statement dated 2/28/2013 Employee Stock Option (right to buy) 53.82 2013-03-04 4 A 0 0 0 A 2023-03-04 Common Stock 0 0 D Employee Stock Option (right to buy) 13.47 2013-03-04 4 M 0 14429 0 D 2019-02-27 Common Stock 14429 0 D Includes 204 shares acquired on March 31, 2012 and 218 shares acquired on September 30, 2012 under the Employee Stock Purchase Plan. The price reported represents the weighted average price. These shares were sold in multiple transactions at prices ranging from $53.8623 to $53.93, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4. The number of options granted is not known at this time. The number is calculated as a function of base pay, a long-term incentive (LTI) percentage and the fair value of the option. The Binomial Lattice option valuation model will be used to estimate the fair value of the option. This model requires the input of certain assumptions, including risk-free interest rate, volatility, dividend yield, and expected life. The formula for determining the number of options granted is: number of options = (base pay x LTI%) / option fair value. This Form 4 will be amended to report the number of options granted when that number has been calculated. Granted under the issuer's 2010 Equity Incentive Plan, exercisable in four equal annual installments commencing on 3/4/2014. Exercisable in four equal annual installments commencing 2/27/10. Paula McGee, Attorney-in-Fact for Delena M. Sunday 2013-03-05