0001209191-20-033155.txt : 20200601 0001209191-20-033155.hdr.sgml : 20200601 20200601134751 ACCESSION NUMBER: 0001209191-20-033155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200529 FILED AS OF DATE: 20200601 DATE AS OF CHANGE: 20200601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stockunas Joseph CENTRAL INDEX KEY: 0001659814 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07977 FILM NUMBER: 20932651 MAIL ADDRESS: STREET 1: C/O NORDSON CORPORATION STREET 2: 28601 CLEMENS ROAD CITY: WESTLAKE STATE: OH ZIP: 44145 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORDSON CORP CENTRAL INDEX KEY: 0000072331 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 340590250 STATE OF INCORPORATION: OH FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 28601 CLEMENS RD CITY: WESTLAKE STATE: OH ZIP: 44145 BUSINESS PHONE: 4408921580 MAIL ADDRESS: STREET 1: 28601 CLEMENS ROAD CITY: WESTLAKE STATE: OH ZIP: 44145 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-29 0 0000072331 NORDSON CORP NDSN 0001659814 Stockunas Joseph 28601 CLEMENS ROAD WESTLAKE OH 44145 0 1 0 0 Executive Vice President Common Stock 2020-05-29 4 M 0 4875 107.65 A 20339 D Common Stock 2020-05-29 4 M 0 3750 127.67 A 24089 D Common Stock 2020-05-29 4 M 0 1775 124.90 A 25864 D Common Stock 2020-05-29 4 S 0 10400 186.31 D 15464 D Common Stock 2020-05-29 4 S 0 514 186.55 D 14950 D Common Stock 2020-05-29 4 S 0 196 187.42 D 14754 D Common Stock 279 I By Company Savings Plan Employee Stock Options (right to buy) 107.65 2020-05-29 4 M 0 4875 186.31 D 2026-11-21 Common Stock 6500 1625 D Employee Stock Options (right to buy) 127.67 2020-05-29 4 M 0 3750 186.31 D 2027-11-20 Common Stock 7500 3750 D Employee Stock Options (right to buy) 124.90 2020-05-29 4 M 0 1775 186.31 D 2028-11-26 Common Stock 7100 5325 D Employee Stock Options (right to buy) 165.21 2029-11-25 Common Stock 7000 7000 D Exercise of reporting person's stock options that would otherwise expire November 21, 2026, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale. The total holdings include 33 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan. The balance has been reduced by 1,680 shares to reflect over-reporting of target/award performance shares in January 2020. Exercise of reporting person's stock options that would otherwise expire November 20, 2027, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale. Exercise of reporting person's stock options that would otherwise expire November 26, 2028, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale. Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $185.50 to $186.95. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price. Represents the number of shares attributable to the reporting person's participation in the Company Savings Plan, exempt pursuant to Rule 16b-3(c). The reporting person exercised the first three installments of vested options. The remaining options will vest in 1 final installment on November 21, 2020. The reporting person exercised the first two installments of vested options. The remaining options will vest in 2 equal annual installments beginning on November 20, 2020. The reporting person exercised the first installment of vested options. The remaining options will vest in 3 equal annual installments beginning on November 26, 2020. The options vest in 4 equal annual installments beginning on November 25, 2020. Gina A. Beredo 2020-06-01