0001209191-20-003163.txt : 20200113 0001209191-20-003163.hdr.sgml : 20200113 20200113105140 ACCESSION NUMBER: 0001209191-20-003163 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200110 FILED AS OF DATE: 20200113 DATE AS OF CHANGE: 20200113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THAXTON GREGORY A CENTRAL INDEX KEY: 0001340479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07977 FILM NUMBER: 20523156 MAIL ADDRESS: STREET 1: 28601 CLEMENS ROAD CITY: WESTLAKE STATE: OH ZIP: 44145 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORDSON CORP CENTRAL INDEX KEY: 0000072331 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 340590250 STATE OF INCORPORATION: OH FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 28601 CLEMENS RD CITY: WESTLAKE STATE: OH ZIP: 44145 BUSINESS PHONE: 4408921580 MAIL ADDRESS: STREET 1: 28601 CLEMENS ROAD CITY: WESTLAKE STATE: OH ZIP: 44145 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-01-10 0 0000072331 NORDSON CORP NDSN 0001340479 THAXTON GREGORY A 28601 CLEMENS ROAD WESTLAKE OH 44145 0 1 0 0 Executive Vice President, CFO Common Stock 2020-01-10 4 M 0 13000 43.73 A 66958 D Common Stock 2020-01-10 4 S 0 13000 164.16 D 53958 D Common Stock 1417 I By Company ESOP Plan Employee Stock Options (right to buy) 43.73 2020-01-10 4 M 0 13000 164.16 D 2021-11-28 Common Stock 13000 0 D Employee Stock Options (right to buy) 61.59 2022-11-28 Common Stock 11000 11000 D Employee Stock Options (right to buy) 71.75 2023-11-25 Common Stock 11000 11000 D Employee Stock Options (right to buy) 79.66 2024-11-24 Common Stock 12200 12200 D Employee Stock Options (right to buy) 70.91 2025-11-23 Common Stock 17200 17200 D Employee Stock Options (right to buy) 107.65 2026-11-21 Common Stock 14000 14000 D Employee Stock Options (right to buy) 127.67 2027-11-20 Common Stock 12500 12500 D Employee Stock Options (right to buy) 124.90 2028-11-26 Common Stock 11800 11800 D Employee Stock Options (right to buy) 165.21 2029-11-25 Common Stock 11900 11900 D Exercise of reporting person's stock options that would otherwise expire November 28, 2021, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale. Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $164.09 to $164.24. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price. All such options have fully vested. The options vest in 4 equal annual installments beginning on November 21, 2017. The options vest in 4 equal annual installments beginning on November 20, 2018. The options vest in 4 equal annual installments beginning on November 26, 2019. The options vest in 4 equal annual installments beginning on November 25, 2020. Gina A. Beredo 2020-01-13