0001209191-19-059095.txt : 20191204 0001209191-19-059095.hdr.sgml : 20191204 20191204165253 ACCESSION NUMBER: 0001209191-19-059095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191125 FILED AS OF DATE: 20191204 DATE AS OF CHANGE: 20191204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stockunas Joseph CENTRAL INDEX KEY: 0001659814 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07977 FILM NUMBER: 191268671 MAIL ADDRESS: STREET 1: C/O NORDSON CORPORATION STREET 2: 28601 CLEMENS ROAD CITY: WESTLAKE STATE: OH ZIP: 44145 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORDSON CORP CENTRAL INDEX KEY: 0000072331 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 340590250 STATE OF INCORPORATION: OH FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 28601 CLEMENS RD CITY: WESTLAKE STATE: OH ZIP: 44145 BUSINESS PHONE: 4408921580 MAIL ADDRESS: STREET 1: 28601 CLEMENS ROAD CITY: WESTLAKE STATE: OH ZIP: 44145 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-25 0 0000072331 NORDSON CORP NDSN 0001659814 Stockunas Joseph 28601 CLEMENS ROAD WESTLAKE OH 44145 0 1 0 0 Executive Vice President Common Stock 2019-11-25 4 A 0 800 165.21 A 14575 D Common Stock 2019-11-25 4 A 0 1575 165.21 A 16150 D Common Stock 2019-11-30 4 F 0 139 165.83 D 16011 D Common Stock 2019-11-30 4 F 0 132 165.83 D 15879 D Common Stock 2019-11-30 4 F 0 146 165.83 D 15733 D Common Stock 278 I By Company Savings Plan Employee Stock Options (right to buy) 71.75 2023-11-25 Common Stock 3200 3200 D Employee Stock Options (right to buy) 79.66 2024-11-24 Common Stock 3800 3800 D Employee Stock Options (right to buy) 70.91 2025-11-23 Common Stock 7200 7200 D Employee Stock Options (right to buy) 107.65 2026-11-21 Common Stock 6500 6500 D Employee Stock Options (right to buy) 127.67 2027-11-20 Common Stock 7500 7500 D Employee Stock Options (right to buy) 124.90 2028-11-26 Common Stock 7100 7100 D Employee Stock Options (right to buy) 165.21 2019-11-15 4 A 0 7000 0.00 A 2029-11-25 Common Stock 7000 7000 D On November 25, 2019, the Company awarded 800 restricted stock under the Company's Amended and Restated Nordson Corporation 2012 Stock Incentive and Award Plan. Such shares will fully vest on November 30, 2022, unless, with certain exceptions, the reporting person ceases to be an employee prior to the vesting date. The total holdings include 18 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan. On November 25, 2019, the Company awarded 1,575 performance shares under the Company's Amended and Restated Nordson Corporation 2012 Stock Incentive and Award Plan, which represents the right to receive shares contingent upon the achievement of performance measures over a 3-year performance period. Shares that are earned upon the attainment of the applicable performance targets settle in January 2023. The actual number of shares earned is subject to adjustment based on actual performance. On November 21, 2016, the Company awarded 840 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shared vest on each November 21, 2017 and 2018, and November 30, 2019. 139 of the 280 shares that vested November 30, 2019 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. On November 20, 2017, the Company awarded 850 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shared vest on each November 20, 2018, November 30, 2019, and November 30, 2020. 132 of the 283 shares that vested November 30, 2019 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. On November 26, 2018, the Company awarded 900 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shared vest on each November 30, 2019, November 30, 2020, and November 30, 2021. 146 of the 300 shares that vested November 30, 2019 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. Represents the number of shares attributable to the reporting person's participation in the Company Savings Plan, exempt pursuant to Rule 16b-3(c). All such options have fully vested. The options vest in 4 equal annual installments beginning on November 21, 2017. The options vest in 4 equal annual installments beginning on November 20, 2018. The options vest in 4 equal annual installments beginning on November 26, 2019. On November 25, 2019, the Company awarded 7,000 stock options under the Company's Amended and Restated Nordson Corporation 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2020. The vested portions of such options will become exercisable upon vesting. Gina A. Beredo 2019-12-04