0001209191-19-018360.txt : 20190311 0001209191-19-018360.hdr.sgml : 20190311 20190311144434 ACCESSION NUMBER: 0001209191-19-018360 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190307 FILED AS OF DATE: 20190311 DATE AS OF CHANGE: 20190311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEANE JOHN J CENTRAL INDEX KEY: 0001261762 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07977 FILM NUMBER: 19671976 MAIL ADDRESS: STREET 1: 28601 CLEMENS ROAD CITY: WESTLAKE STATE: OH ZIP: 44145 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORDSON CORP CENTRAL INDEX KEY: 0000072331 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 340590250 STATE OF INCORPORATION: OH FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 28601 CLEMENS RD CITY: WESTLAKE STATE: OH ZIP: 44145 BUSINESS PHONE: 4408921580 MAIL ADDRESS: STREET 1: 28601 CLEMENS ROAD CITY: WESTLAKE STATE: OH ZIP: 44145 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-07 0 0000072331 NORDSON CORP NDSN 0001261762 KEANE JOHN J 28601 CLEMENS ROAD WESTLAKE OH 44145 0 1 0 0 Executive Vice President Common Stock 2019-03-07 4 M 0 16000 43.32 A 69123 D Common Stock 2019-03-07 4 S 0 16000 133.30 D 53123 D Common Stock 2019-03-07 4 M 0 16000 43.73 A 69123 D Common Stock 2019-03-07 4 S 0 16000 133.30 D 53123 D Common Stock 2019-03-08 4 M 0 11900 61.59 A 65023 D Common Stock 2019-03-08 4 S 0 11900 131.04 D 53123 D Common Stock 904 I By Company ESOP Plan Employee Stock Options (right to buy) 43.32 2019-03-07 4 M 0 16000 0.00 D 2020-12-07 Common Stock 16000 0 D Employee Stock Options (right to buy) 43.73 2019-03-07 4 M 0 16000 0.00 D 2021-11-28 Common Stock 16000 0 D Employee Stock Options (right to buy) 61.59 2019-03-08 4 M 0 11900 0.00 D 2022-11-28 Common Stock 11900 0 D Employee Stock Options (right to buy) 71.75 2023-11-25 Common Stock 11500 11500 D Employee Stock Options (right to buy) 79.66 2024-11-24 Common Stock 12500 12500 D Employee Stock Options (right to buy) 70.91 2025-11-23 Common Stock 17200 17200 D Employee Stock Options (right to buy) 107.65 2026-11-21 Common Stock 14000 14000 D Employee Stock Options (right to buy) 127.67 2027-11-20 Common Stock 12500 12500 D Employee Stock Options (right to buy) 124.90 2028-11-26 Common Stock 11700 11700 D The total holdings include 36 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan. Exercise of reporting person's stock options that would otherwise expire December 7, 2020, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale. Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $133.04 to $133.76. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price. Exercise of reporting person's stock options that would otherwise expire November 28, 2021, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale. Exercise of reporting person's stock options that would otherwise expire November 28, 2022, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale. Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $130.3206 to $131.7997. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price. Represents the number of shares attributable to the reporting person's participation in the Company's Amended and Restated Non-Union Employee Stock Ownership Plan and Trust, exempt pursuant to Rule 16b-3(c). All such options have fully vested. The options vest in 4 equal annual installments beginning on November 23, 2016. The options vest in 4 equal annual installments beginning on November 21, 2017. The options vest in 4 equal annual installments beginning on November 20, 2018. The options vest in 4 equal annual installments beginning on November 26, 2019. Gina A. Beredo 2019-03-11