-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M9WPHz81M02ng1w2Qz1Wv30J5SF6JkQKxsEjR6X5BsdHveEsRqQo221CELgbV4B1 Oz7tsXKSfTM5jEVTaGbo8A== 0001018640-97-000002.txt : 19970409 0001018640-97-000002.hdr.sgml : 19970409 ACCESSION NUMBER: 0001018640-97-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970331 FILED AS OF DATE: 19970407 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NORDSON CORP CENTRAL INDEX KEY: 0000072331 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 340590250 STATE OF INCORPORATION: OH FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07977 FILM NUMBER: 97575762 BUSINESS ADDRESS: STREET 1: 28601 CLEMENS RD CITY: WESTLAKE STATE: OH ZIP: 44145 BUSINESS PHONE: 2168921580 MAIL ADDRESS: STREET 1: 28601 CLEMENS ROAD CITY: WESTLAKE STATE: OH ZIP: 44145 COMPANY DATA: COMPANY CONFORMED NAME: PELLECCHIA NICHOLAS D CENTRAL INDEX KEY: 0001018640 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OFFICER STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: NORDSON CORPORATION STREET 2: 28601 CLEMENS ROAD CITY: WESTLAKE STATE: OH ZIP: 44145 BUSINESS PHONE: 2168921580 MAIL ADDRESS: STREET 1: 28601 CLEMENS ROAD CITY: WESTLAKE STATE: OH ZIP: 44145 4 1 FORM 4 - MARCH, 1997 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person PELLECCHIA, NICHOLAS D. 28601 CLEMENS ROAD WESTLAKE, OH 44145 U.S.A. 2. Issuer Name and Ticker or Trading Symbol NORDSON CORPORATION - NDSN 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year MARCH, 1997 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) VICE PRESIDENT, FINANCE & CONTROLLER 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| COMMON STOCK |3/10/9|M | |6,000 |A |$12.75 | | | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK |3/10/9|F | |1,360 |D |$56.25 | | | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK |3/10/9|S | |2,300 |D |$56.00 |8,202 (1) |D | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK | | | | | | |10,317 (2) |I |BY SPOUSE | - -----------------------------------------------------------------------------------------------------------------------------------| (1) Includes 1,589 shares | | | | | | | | | | through the Company's ESOP | | | | | | | | | | Plan. | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Includes 179 shares | | | | | | | | | | through the Company's Supp.| | | | | | | | | | ESOP Plan. | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| (2) Reporting person discl| | | | | | | | | | aims beneficial onership of| | | | | | | | | | these securities. | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| EMPLOYEE STOCK OPTION |$12.75 |3/10/|M | |6,000 |D |11/2/|11/2/|COMMON STOCK|6,000 | |-0- | | | | |97 | | | | |87 |97 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| (RGHT TO BUY) | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: SIGNATURE OF REPORTING PERSON N. D. PELLECCHIA DATE APRIL 3, 1997 -----END PRIVACY-ENHANCED MESSAGE-----