-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P6sI1aKYNi/sLku4fbcy3rU3fD/X4hG+mSZTXzaViHMZ5Ea6Hq/+7hKWuIVjMkJZ Du1j+mMBTmh+cdo/Jhscrg== 0001018634-01-500002.txt : 20020412 0001018634-01-500002.hdr.sgml : 20020412 ACCESSION NUMBER: 0001018634-01-500002 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011028 FILED AS OF DATE: 20011130 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NORDSON CORP CENTRAL INDEX KEY: 0000072331 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 340590250 STATE OF INCORPORATION: OH FISCAL YEAR END: 1103 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07977 FILM NUMBER: 1803780 BUSINESS ADDRESS: STREET 1: 28601 CLEMENS RD CITY: WESTLAKE STATE: OH ZIP: 44145 BUSINESS PHONE: 2168921580 MAIL ADDRESS: STREET 1: 28601 CLEMENS ROAD CITY: WESTLAKE STATE: OH ZIP: 44145 COMPANY DATA: COMPANY CONFORMED NAME: GROOS MICHAEL CENTRAL INDEX KEY: 0001018634 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OFFICER STATE OF INCORPORATION: OH FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: NORDSON CORPORATION STREET 2: 28601 CLEMENS ROAD CITY: WESTLAKE STATE: OH ZIP: 44145 BUSINESS PHONE: 440/892-1580 MAIL ADDRESS: STREET 1: 28601 CLEMENS ROAD CITY: WESTLAKE STATE: OH ZIP: 44145 5 1 edgar.txt FORM 5 - 10/28/2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). (X) Form 3 Holdings Reported (X) Form 4 Transactions Reported 1. Name and Address of Reporting Person GROOS, MICHAEL 28601 CLEMENS ROAD WESTLAKE, OH 44145 U.S.A. 2. Issuer Name and Ticker or Trading Symbol NORDSON CORPORATION NDSN 3. IRS or Social Security Number of Reporting Person (Voluntary) N/A 4. Statement for Month/Year 10/28/2001 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) VICE PRESIDENT 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| COMMON STOCK | | | | | |491 (1) |D | | - -----------------------------------------------------------------------------------------------------------------------------------| (1) Includes 27 shares thru | | | | | | | | | Co. DRP Plan as of 10/31/2001| | | | | | | | | . | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Employee Stock Option (r|$23.07 |11/5/|A |1 |A |* |11/5/|COMMON STOCK|40,000 | |1 |D | | ight to buy) | |2001 | | | | |2011 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: * GRANT TO REPORTING PERSON OF OPTION TO PURCHASE 40,000 SHARES OF COMMON STOCK UNDER NORDSON'S 1993 LONG-TERM PERFORMANCE PLAN, EXERCISABLE IN ANNUAL INCREMENTS OF 25% PER YEAR ON A CUMULATIVE BASIS BEGINNING 11/5/02, THE FIRST ANNIVERSARY DATE OF THE GRANT. SIGNATURE OF REPORTING PERSON NICHOLAS D. PELLECCHIA, ATTORNEY-IN-FACT DATE 11/28/2001 -----END PRIVACY-ENHANCED MESSAGE-----