X-17A-5: Submission Information

Report for the Period Beginning

01-01-2020

and Ending

12-31-2020

Type of Registrant

Broker-dealer

Security-based swap dealer

Major security-based swap participant

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses?

Yes

X-17A-5: A. Registrant Identification

Name of Firm

CUNA BROKERAGE SERVICES, INC.

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1

2000 HERITAGE WAY

City

WAVERLY

State/Country

IOWA

Mailing Zip/ Portal Code

50677

Name and Telephone Number of Person to Contact in Regard to this Report

Name

Kacey Helt

Telephone Number

6082255223

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name

Deloitte & Touche

Address 1

111 S Wacker Drive

City

Chicago

State/Country

ILLINOIS

Mailing Zip/ Postal Code

60606

Check One

Certified Public Accountant
Radio button not checked

Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, Jenny Brock, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of CUNA BROKERAGE SERVICES, INC., as of 02-26-2021, is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Signature

Jenny Brock

Title

Principal Financial Officer

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.

X-17A-5: Filer Information

Submission Contact Information