N-PX 1 longshortmain.htm LONG/SHORT N-PX

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number: 811-3790

 

QUANTITATIVE GROUP OF FUNDS

Quant Long/Short Fund

55 Old Bedford Road

Lincoln, MA 01773

 

Sandra I. Madden

Quantitative Group of Funds

55 Old Bedford Road

Lincoln, MA 01773

(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 781-259-1144

 

Date of fiscal year end: MARCH 31

 

Date of reporting period:             JULY 1, 2009 – JUNE 30, 2010

 

 

Quant Long/Short Fund, Proxy Voting Record

 

Dell Inc.

Meeting Country Primary Security Meeting Record Date ID Type Date

 

17-Jul-09 USA 24702R101 Annual 22-May-09 Ticker: DELL

CUSIP: 24702R101 ISIN: US24702R1014 SEDOL: 2261526

Vote Proponent Mgmt Rec Instruction

 

1.1

Elect Director James W. Breyer Mgmt For For

 

1.2

Elect Director Donald J. Carty Mgmt For For

 

1.3

Elect Director Michael S. Dell Mgmt For For

 

1.4

Elect Director William H. Gray, III Mgmt For Withhold

 

1.5

Mgmt For For

Elect Director Sallie L. Krawcheck

 

 

1.6

Elect Director Judy C. Lewent Mgmt For For

 

1.7

Elect Director Thomas W. Luce, III Mgmt For For

 

1.8

Elect Director Klaus S. Luft Mgmt For For

 

1.9

Elect Director Alex J. Mandl Mgmt For For

1.10 Elect Director Sam Nunn Mgmt For Withhold 2 Ratify Auditors Mgmt For For 3 Reimburse Proxy Contest Expenses SH Against For 4 Reduce Supermajority Vote Requirement SH Against For

 

Analog Devices, Inc.

Meeting Country Primary Security Meeting Record Date ID Type Date

 

20-Jul-09 USA 032654105 Special 04-Jun-09 Ticker: ADI

CUSIP: 032654105 ISIN: US0326541051 SEDOL: 2032067

Vote Proponent Mgmt Rec Instruction

 

1

Approve Stock Option Exchange Program Mgmt For For

 

Wyeth

Meeting Country Primary Security Meeting Record Date ID Type Date

 

20-Jul-09 USA 983024209 Annual 05-Jun-09 Ticker: WYE

CUSIP: N/A ISIN: N/A SEDOL: N/A

Vote Proponent Mgmt Rec Instruction

1 Approve Merger Agreement Mgmt For For

2 Adjourn Meeting Mgmt For For

 

 

3.1

Elect Director Robert M. Amen Mgmt For Against

 

3.2

Elect Director Michael J. Critelli Mgmt For Against

 

3.3

Elect Director Frances D. Fergusson Mgmt For For

 

3.4

Elect Director Victor F. Ganzi Mgmt For Against

Page 1 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt3.5 Elect Director Robert Langer

For

For

Mgmt3.6 Elect Director John P. Mascotte

For

Against

Mgmt3.7 Elect Director Raymond J. McGuire

For

Against

Mgmt3.8 Elect Director Mary Lake Polan

For

For

Mgmt3.9 Elect Director Bernard Poussot

For

For

Mgmt3.10 Elect Director Gary L. Rogers

For

Against

Mgmt3.11 Elect Director John R. Torell III

For

For

Mgmt4 Ratify Auditors

For

For

SH5 Report on Political Contributions

Against

For

SH6 Amend Articles/Bylaws/Charter -- Call Special Meetings

Against

For

NRG Energy Inc Meeting Date Country Primary Security ID Meeting Type

Record Date

 

21-Jul-09 USA 629377706 Proxy Contest

15-Jun-09

 

Ticker: NRG

 

 

CUSIP: 629377508 ISIN: US6293775085 SEDOL: 2212922

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

MgmtManagement Proxy (White Card)

None

None

Mgmt1.1 Elect Director John F. Chlebowski

For

For

Mgmt1.2 Elect Director Howard E. Cosgrove

For

For

Mgmt1.3 Elect Director William E. Hantke

For

For

Mgmt1.4 Elect Director Anne C. Schaumburg

For

For

Mgmt2 Amend Omnibus Stock Plan

For

For

Mgmt3 Amend Executive Incentive Bonus Plan

For

For

Mgmt4 Adopt Majority Voting for Uncontested Election of Directors

For

For

Mgmt5 Ratify Auditors

For

For

SH6 Report on Carbon Principles

Against

Against

SH7 Change Size of Board of Directors

Against

Against

SH8 Repeal Amendments Adopted Without Stockholder Approval

Against

Against

After February 26, 2008

 

 

MgmtDissident Proxy (Blue Card)

None

None

SH1.1 Elect Director Betsy S. Atkins

For

Do Not Vote

SH1.2 Elect Director Ralph E. Faison

For

Do Not Vote

SH1.3 Elect Director Coleman Peterson

For

Do Not Vote

SH1.4 Elect Director Thomas C. Wajnert

For

Do Not Vote

SH2 Change Size of Board of Directors

For

Do Not Vote

SH3 Elect Director Donald DeFosset

For

Do Not Vote

SH4 Elect Director Richard H. Koppes

For

Do Not Vote

SH5 Elect Director John M. Albertine

For

Do Not Vote

Page 2 of 51

 

 

 

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

SH6 Elect Director Marjorie L. Bowen

For

Do Not Vote

SH7 Elect Director Ralph G. Wellington

For

Do Not Vote

SH8 Repeal Amendments Adopted Without Stockholder Approval

For

Do Not Vote

After February 26, 2008

 

 

Mgmt9 Amend Omnibus Stock Plan

For

Do Not Vote

Mgmt10 Amend Executive Incentive Bonus Plan

For

Do Not Vote

Mgmt11 Adopt Majority Voting for Uncontested Election of Directors

For

Do Not Vote

Mgmt12 Ratify Auditors

For

Do Not Vote

SH13 Report on Carbon Principles

None

Do Not Vote

McKesson Corporation Meeting Date Country Primary Security ID Meeting Type

Record Date

 

22-Jul-09 USA 58155Q103 Annual

29-May-09

 

Ticker: MCK

 

 

CUSIP: 58155Q103 ISIN: US58155Q1031 SEDOL: 2378534

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Andy D. Bryant

For

For

Mgmt1.2 Elect Director Wayne A. Budd

For

For

Mgmt1.3 Elect Director John H. Hammergren

For

For

Mgmt1.4 Elect Director Alton F. Irby, III

For

For

Mgmt1.5 Elect Director M. Christine Jacobs

For

For

Mgmt1.6 Elect Director Marie L. Knowles

For

For

Mgmt1.7 Elect Director David M. Lawrence

For

For

Mgmt1.8 Elect Director Edward A. Mueller

For

For

Mgmt1.9 Elect Director Jane E. Shaw

For

For

Mgmt2 Amend Omnibus Stock Plan

For

For

Mgmt3 Ratify Auditors

For

For

SH4 Stock Retention/Holding Period

Against

For

SH5 Adopt a Policy in which the Company will not Make or Promise to

Against

For

Make Any Death Benefit Payments to Senior Executives

 

 

Electronic Arts Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

29-Jul-09 USA 285512109 Annual

08-Jun-09

 

Ticker: ERTS

 

 

CUSIP: 285512109 ISIN: US2855121099 SEDOL: 2310194

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Leonard S. Coleman

For

For

Mgmt2 Elect Director Jeffrey T. Huber

For

For

Mgmt3 Elect Director Gary M. Kusin

For

For

 

Page 3 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt4 Elect Director Geraldine B. Laybourne

 

For

For

Mgmt5 Elect Director Gregory B. Maffei

 

For

For

Mgmt6 Elect Director Vivek Paul

 

For

For

Mgmt7 Elect Director Lawrence F. Probst III

 

For

For

Mgmt8 Elect Director John S. Riccitiello

 

For

For

Mgmt9 Elect Director Richard A. Simonson

 

For

For

Mgmt10 Elect Director Linda J. Srere

 

For

For

Mgmt11 Approve Stock Option Exchange Program

 

For

For

Mgmt12 Amend Omnibus Stock Plan

 

For

For

Mgmt13 Amend Qualified Employee Stock Purchase Plan

 

For

For

Mgmt14 Ratify Auditors

 

For

For

Accenture plc Meeting Date Country Primary Security ID

Meeting Type

Record Date

 

05-Aug-09 Ireland G1150G111

Special

19-Jun-09

 

Ticker: N/A

 

 

 

CUSIP: G1151C101 ISIN: IE00B4BNMY34 SEDOL: B412KX5

 

 

 

 

 

 

Vote

Proponent

 

Mgmt Rec

Instruction

MgmtAccenture Ltd Class A Common Shareholder Class Meeting

 

None

None

Proposals

 

 

 

Mgmt1 Approve Reincorporation from Bermuda to Ireland through

 

For

For

Scheme of Arrangement

 

 

 

Mgmt2 Adjourn Meeting

 

For

For

MgmtAccenture Ltd Class X Common Shareholder Class Meeting

 

None

None

Proposals

 

 

 

Mgmt1 Approve Reincorporation from Bermuda to Ireland through

 

For

For

Scheme of Arrangement

 

 

 

Mgmt2 Adjourn Meeting

 

For

For

MgmtAccenture Ltd Special General Meeting Proposals

 

None

None

Mgmt1 Approve the Creation of Distributable Reserves for Accenture plc

 

For

For

Mgmt2 Adjourn Meeting

 

For

For

Merck & Co., Inc. Meeting Date Country Primary Security ID

Meeting Type

Record Date

 

07-Aug-09 USA 589331107

Special

22-Jun-09

 

Ticker: MRK

 

 

 

CUSIP: 58933Y105 ISIN: US58933Y1055 SEDOL: 2778844

 

 

 

 

 

 

Vote

Proponent

 

Mgmt Rec

Instruction

Mgmt1 Approve Acquisition

 

For

For

Schering-Plough Corp. Meeting Date Country Primary Security ID

Meeting Type

Record Date

 

07-Aug-09 USA 806605101

Special

22-Jun-09

 

Ticker: SGP

 

 

 

 

Page 4 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10

Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund CUSIP: N/A ISIN: N/A SEDOL: N/A

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Issue Shares in Connection with Acquisition

For

For

Mgmt2 Adjourn Meeting

For

For

Forest Laboratories, Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

10-Aug-09 USA 345838106 Annual

19-Jun-09

 

Ticker: FRX

 

 

CUSIP: 345838106 ISIN: US3458381064 SEDOL: 2346508

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Howard Solomon

For

For

Mgmt1.2 Elect Director Lawrence S. Olanoff

For

For

Mgmt1.3 Elect Director Nesli Basgoz

For

For

Mgmt1.4 Elect Director William J. Candee

For

For

Mgmt1.5 Elect Director George S. Cohan

For

For

Mgmt1.6 Elect Director Dan L. Goldwasser

For

For

Mgmt1.7 Elect Director Kenneth E. Goodman

For

For

Mgmt1.8 Elect Director Lester B. Salans

For

For

Mgmt2 Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Mgmt3 Ratify Auditors

For

For

Centex Corp. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

18-Aug-09 USA 152312104 Special

10-Jul-09

 

Ticker: CTX

 

 

CUSIP: N/A ISIN: N/A SEDOL: N/A

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Approve Merger Agreement

For

For

Mgmt2 Adjourn Meeting

For

For

Compuware Corp. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

25-Aug-09 USA 205638109 Annual

30-Jun-09

 

Ticker: CPWR

 

 

CUSIP: 205638109 ISIN: US2056381096 SEDOL: 2220884

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Dennis W. Archer

For

Withhold

Mgmt1.2 Elect Director Gurminder S. Bedi

For

For

Mgmt1.3 Elect Director William O. Grabe

For

For

Page 5 of 51

 

 

 

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt1.4 Elect Director William R. Halling

For

For

Mgmt1.5 Elect Director Peter Karmanos, Jr.

For

For

Mgmt1.6 Elect Director Faye Alexander Nelson

For

For

Mgmt1.7 Elect Director Glenda D. Price

For

For

Mgmt1.8 Elect Director W. James Prowse

For

Withhold

Mgmt1.9 Elect Director G. Scott Romney

For

Withhold

Mgmt2 Ratify Auditors

For

For

Mgmt3 Amend Shareholder Rights Plan (Poison Pill)

For

For

H&R Block, Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

24-Sep-09 USA 093671105 Annual

06-Aug-09

 

Ticker: HRB

 

 

CUSIP: 093671105 ISIN: US0936711052 SEDOL: 2105505

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Alan M. Bennett

For

For

Mgmt1.2 Elect Director Thomas M. Bloch

For

For

Mgmt1.3 Elect Director Richard C. Breeden

For

For

Mgmt1.4 Elect Director Robert A. Gerard

For

For

Mgmt1.5 Elect Director Len J. Lauer

For

For

Mgmt1.6 Elect Director David B. Lewis

For

For

Mgmt1.7 Elect Director Tom D. Seip

For

For

Mgmt1.8 Elect Director L. Edward Shaw, Jr.

For

For

Mgmt1.9 Elect Director Russell P. Smyth

For

For

Mgmt1.10 Elect Director Christianna Wood

For

For

Mgmt2 Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Mgmt3 Amend Omnibus Stock Plan

For

For

Mgmt4 Ratify Auditors

For

For

The Procter & Gamble Company Meeting Date Country Primary Security ID Meeting Type

Record Date

 

13-Oct-09 USA 742718109 Annual

14-Aug-09

 

Ticker: PG

 

 

CUSIP: 742718109 ISIN: US7427181091 SEDOL: 2704407

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Kenneth I. Chenault

For

For

Mgmt2 Elect Director Scott D. Cook

For

For

Mgmt3 Elect Director Rajat K. Gupta

For

For

Mgmt4 Elect Director A.G. Lafley

For

For

 

Page 6 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt5 Elect Director Charles R. Lee

For

For

Mgmt6 Elect Director Lynn M. Martin

For

For

Mgmt7 Elect Director Robert A. McDonald

For

For

Mgmt8 Elect Director W. James McNerney, Jr.

For

For

Mgmt9 Elect Director Johnathan A. Rodgers

For

For

Mgmt10 Elect Director Ralph Snyderman

For

For

Mgmt11 Elect Director Mary Agnes Wilderotter

For

For

Mgmt12 Elect Director Patricia A. Woertz

For

For

Mgmt13 Elect Director Ernesto Zedillo

For

For

Mgmt14 Ratify Auditors

For

For

Mgmt15 Amend Code of Regulations

For

For

Mgmt16 Approve Omnibus Stock Plan

For

For

SH17 Provide for Cumulative Voting

Against

For

SH18 Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

For

Brinker International, Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

29-Oct-09 USA 109641100 Annual

01-Sep-09

 

Ticker: EAT

 

 

CUSIP: 109641100 ISIN: US1096411004 SEDOL: 2193544

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Douglas H. Brooks

For

For

Mgmt1.2 Elect Director Harriet Edelman

For

For

Mgmt1.3 Elect Director Marvin J. Girouard

For

For

Mgmt1.4 Elect Director John W. Mims

For

For

Mgmt1.5 Elect Director George R. Mrkonic

For

For

Mgmt1.6 Elect Director Erle Nye

For

For

Mgmt1.7 Elect Director Rosendo G. Parra

For

For

Mgmt1.8 Elect Director Cece Smith

For

For

Mgmt2 Ratify Auditors

For

For

Sara Lee Corp. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

29-Oct-09 USA 803111103 Annual

08-Sep-09

 

Ticker: SLE

 

 

CUSIP: 803111103 ISIN: US8031111037 SEDOL: 2217109

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Brenda C. Barnes

For

For

Mgmt2 Elect Director Christopher B. Begley

For

For

 

Page 7 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt3 Elect Director Crandall C. Bowles

For

Against

Mgmt4 Elect Director Virgis W. Colbert

For

For

Mgmt5 Elect Director James S. Crown

For

Against

Mgmt6 Elect Director Laurette T. Koellner

For

For

Mgmt7 Elect Director Cornelis J.A. Van Lede

For

For

Mgmt8 Elect Director Dr. John McAdam

For

For

Mgmt9 Elect Director Sir Ian Prosser

For

For

Mgmt10 Elect Director Norman R. Sorensen

For

Against

Mgmt11 Elect Director Jeffrey W. Ubben

For

For

Mgmt12 Elect Director Jonathan P. Ward

For

Against

Mgmt13 Ratify Auditors

For

For

Molex Incorporated Meeting Date Country Primary Security ID Meeting Type

Record Date

 

30-Oct-09 USA 608554101 Annual

08-Sep-09

 

Ticker: MOLX

 

 

CUSIP: 608554101 ISIN: US6085541018 SEDOL: 2599142

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Michelle L. Collins

For

For

Mgmt1.2 Elect Director Fred L. Krehbiel

For

For

Mgmt1.3 Elect Director David L. Landsittel

For

For

Mgmt1.4 Elect Director Joe W. Laymon

For

For

Mgmt1.5 Elect Director James S. Metcalf

For

For

Mgmt2 Ratify Auditors

For

For

Cardinal Health, Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

04-Nov-09 USA 14149Y108 Annual

09-Sep-09

 

Ticker: CAH

 

 

CUSIP: 14149Y108 ISIN: US14149Y1082 SEDOL: 2175672

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Colleen F. Arnold

For

For

Mgmt1.2 Elect Director George S. Barrett

For

For

Mgmt1.3 Elect Director Glenn A. Britt

For

For

Mgmt1.4 Elect Director Calvin Darden

For

For

Mgmt1.5 Elect Director Bruce L. Downey

For

For

Mgmt1.6 Elect Director John F. Finn

For

For

Mgmt1.7 Elect Director Gregory B. Kenny

For

For

Mgmt1.8 Elect Director Richard C. Notebaert

For

For

Mgmt1.9 Elect Director David W. Raisbeck

For

For

Page 8 of 51

 

 

 

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt1.10 Elect Director Jean G. Spaulding

For

For

Mgmt2 Ratify Auditors

For

For

Mgmt3 Amend Executive Incentive Bonus Plan

For

For

SH4 Performance-Based Equity Awards

Against

For

SH5 Require Independent Board Chairman

Against

Against

Cisco Systems, Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

12-Nov-09 USA 17275R102 Annual

14-Sep-09

 

Ticker: CSCO

 

 

CUSIP: 17275R102 ISIN: US17275R1023 SEDOL: 2198163

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Carol A. Bartz

For

For

Mgmt2 Elect Director M. Michele Burns

For

For

Mgmt3 Elect Director Michael D. Capellas

For

For

Mgmt4 Elect Director Larry R. Carter

For

For

Mgmt5 Elect Director John T. Chambers

For

For

Mgmt6 Elect Director Brian L. Halla

For

For

Mgmt7 Elect Director John L. Hennessy

For

For

Mgmt8 Elect Director Richard M. Kovacevich

For

For

Mgmt9 Elect Director Roderick C. McGeary

For

For

Mgmt10 Elect Director Michael K. Powell

For

For

Mgmt11 Elect Director Arun Sarin

For

For

Mgmt12 Elect Director Steven M. West

For

For

Mgmt13 Elect Director Jerry Yang

For

For

Mgmt14 Amend Omnibus Stock Plan

For

For

Mgmt15 Amend Qualified Employee Stock Purchase Plan

For

For

Mgmt16 Ratify Auditors

For

For

SH17 Amend Bylaws to Establish a Board Committee on Human Rights

Against

Against

SH18 Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

For

SH19 Report on Internet Fragmentation

Against

For

The Estee Lauder Companies Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

13-Nov-09 USA 518439203 Annual

16-Sep-09

 

Ticker: EL

 

 

CUSIP: 518439104 ISIN: US5184391044 SEDOL: 2320524

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Rose Marie Bravo

For

For

Page 9 of 51

 

 

 

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt1.2 Elect Director Paul J. Fribourg

For

For

Mgmt1.3 Elect Director Mellody Hobson

For

For

Mgmt1.4 Elect Director Irvine O. Hockaday, Jr.

For

For

Mgmt1.5 Elect Director Barry S. Sternlicht

For

For

Mgmt2 Ratify Auditors

For

For

SYSCO Corporation Meeting Date Country Primary Security ID Meeting Type

Record Date

 

18-Nov-09 USA 871829107 Annual

21-Sep-09

 

Ticker: SYY

 

 

CUSIP: 871829107 ISIN: US8718291078 SEDOL: 2868165

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Jonathan Golden

For

For

Mgmt2 Elect Director Joseph A. Hafner. Jr.

For

For

Mgmt3 Elect Director Nancy S. Newcomb

For

For

Mgmt4 Elect Director Kenneth F. Spitler

For

For

Mgmt5 Approve Non-Employee Director Omnibus Stock Plan

For

For

Mgmt6 Amend Omnibus Stock Plan

For

For

Mgmt7 Approve Executive Incentive Bonus Plan

For

For

Mgmt8 Ratify Auditors

For

For

Mgmt9 Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

SH10 Adopt Principles for Health Care Reform

Against

Against

DIRECTV Meeting Date Country Primary Security ID Meeting Type

Record Date

 

19-Nov-09 USA 25490A101 Special

09-Oct-09

 

Ticker: DTV

 

 

CUSIP: 25490A101 ISIN: US25490A1016 SEDOL: B42SH20

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Approve Merger Agreement

For

For

Mgmt2 Approve Voting and Right of First Refusal

For

For

Mgmt3 Adjourn Meeting

For

For

Microsoft Corporation Meeting Date Country Primary Security ID Meeting Type

Record Date

 

19-Nov-09 USA 594918104 Annual

04-Sep-09

 

Ticker: MSFT

 

 

CUSIP: 594918104 ISIN: US5949181045 SEDOL: 2588173

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director William H. Gates, III

For

For

Mgmt2 Elect Director Steven A. Ballmer

For

For

 

 

Page 10 of 51

 

 

 

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt3 Elect Director Dina Dublon

For

For

Mgmt4 Elect Director Raymond V. Gilmartin

For

For

Mgmt5 Elect Director Reed Hastings

For

For

Mgmt6 Elect Director Maria Klawe

For

For

Mgmt7 Elect Director David F. Marquardt

For

For

Mgmt8 Elect Director Charles H. Noski

For

For

Mgmt9 Elect Director Helmut Panke

For

For

Mgmt10 Ratify Auditors

For

For

Mgmt11 Permit Right to Call Special Meeting

For

For

Mgmt12 Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

SH13 Adopt Principles for Health Care Reform

Against

Against

SH14 Report on Charitable Contributions

Against

Against

Terra Industries Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

20-Nov-09 USA 880915103 Proxy Contest

09-Oct-09

 

Ticker: TRA

 

 

CUSIP: 880915103 ISIN: US8809151033 SEDOL: 2462619

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

MgmtManagement Proxy (White Card)

None

None

Mgmt1.1 Elect Director Martha O. Hesse

For

Do Not Vote

Mgmt1.2 Elect Director Dennis McGlone

For

Do Not Vote

Mgmt1.3 Elect Director Henry R. Slack

For

Do Not Vote

Mgmt2 Ratify Auditors

For

Do Not Vote

MgmtDissident Proxy (Blue Card)

None

None

SH1.1 Elect Director John N. Lilly

For

For

SH1.2 Elect Director David A. Wilson

For

For

SH1.3 Elect Director Irving B. Yoskowitz

For

For

Mgmt2 Ratify Auditors

For

For

Thor Industries, Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

08-Dec-09 USA 885160101 Annual

16-Oct-09

 

Ticker: THO

 

 

CUSIP: 885160101 ISIN: US8851601018 SEDOL: 2889876

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Neil D. Chrisman

For

For

Mgmt1.2 Elect Director Alan Siegel

For

For

 

 

Mgmt1.3 Elect Director Geoffrey A. Thompson

For

For

 

Page 11 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Sun Microsystems, Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

17-Dec-09 USA 866810203 Annual

20-Oct-09

Ticker: JAVA

 

CUSIP: 866810203 ISIN: US8668102036 SEDOL: 2859954

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Scott G. McNealy

For

For

Mgmt1.2 Elect Director James L. Barksdale

For

For

Mgmt1.3 Elect Director Stephen M. Bennett

For

Against

Mgmt1.4 Elect Director Peter L.S. Currie

For

For

Mgmt1.5 Elect Director Robert J. Finocchio, Jr.

For

For

Mgmt1.6 Elect Director James H. Greene, Jr.

For

For

Mgmt1.7 Elect Director Michael E. Marks

For

For

Mgmt1.8 Elect Director Rahul N. Merchant

For

For

Mgmt1.9 Elect Director Patricia E. Mitchell

For

For

Mgmt1.10 Elect Director M. Kenneth Oshman

For

Against

Mgmt1.11 Elect Director P. Anthony Ridder

For

Against

Mgmt1.12 Elect Director Jonathan I. Schwartz

For

For

Mgmt2 Ratify Auditors

For

For

Walgreen Co. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

13-Jan-10 USA 931422109 Annual

16-Nov-09

 

Ticker: WAG

 

 

CUSIP: 931422109 ISIN: US9314221097 SEDOL: 2934839

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Steven A. Davis

For

For

Mgmt1.2 Elect Director William C. Foote

For

For

Mgmt1.3 Elect Director Mark P. Frissora

For

For

Mgmt1.4 Elect Director Alan G. McNally

For

For

Mgmt1.5 Elect Director Nancy M. Schlichting

For

For

Mgmt1.6 Elect Director David Y. Schwartz

For

For

Mgmt1.7 Elect Director Alejandro Silva

For

For

Mgmt1.8 Elect Director James A. Skinner

For

For

Mgmt1.9 Elect Director Gregory D. Wasson

For

For

Mgmt2 Ratify Auditors

For

For

Mgmt3 Amend Stock Option Plan

For

For

 

 

SH4 Reduce Supermajority Vote Requirement

Against

For

SH5 Performance-Based Equity Awards

Against

For

Page 12 of 51

 

 

 

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

6

Report on Charitable Contributions

SH

Against

Against

Visa Inc.

Meeting Date

Country

Primary Security ID

Meeting Type

Record Date

 

 

20-Jan-10

USA

92826C839

Annual

27-Nov-09

 

Ticker: V

 

 

CUSIP: 92826C839

ISIN: US92826C8394

SEDOL: B2PZN04

 

 

 

 

Vote

 

 

Proponent

Mgmt Rec

Instruction

1.1

Elect Director Robert W. Matschullat

Mgmt

For

For

1.2

Elect Director Cathy E. Minehan

Mgmt

For

For

1.3

Elect Director David J. Pang

Mgmt

For

For

1.4

Elect Director William S. Shanahan

Mgmt

For

For

1.5

Elect Director John A. Swainson

Mgmt

For

For

2

Ratify Auditors

Mgmt

For

For

Jabil Circuit, Inc.

Meeting Date

Country

Primary Security ID

Meeting Type

Record Date

 

 

21-Jan-10

USA

466313103

Annual

24-Nov-09

 

Ticker: JBL

 

 

CUSIP: 466313103

ISIN: US4663131039

SEDOL: 2471789

 

 

 

 

Vote

 

 

Proponent

Mgmt Rec

Instruction

1.1

Elect Director Mel S. Lavitt

Mgmt

For

For

1.2

Elect Director Timothy L. Main

Mgmt

For

For

1.3

Elect Director William D. Morean

Mgmt

For

Withhold

1.4

Elect Director Lawrence J. Murphy

Mgmt

For

For

1.5

Elect Director Frank A. Newman

Mgmt

For

For

1.6

Elect Director Steven A. Raymund

Mgmt

For

For

1.7

Elect Director Thomas A. Sansone

Mgmt

For

For

1.8

Elect Director David M. Stout

Mgmt

For

For

1.9

Elect Director Kathleen A. Walters

Mgmt

For

For

2

Amend Omnibus Stock Plan

Mgmt

For

For

3

Ratify Auditors

Mgmt

For

For

4

Other Business

Mgmt

For

Against

Costco Wholesale Corporation

Meeting Date

Country

Primary Security ID

Meeting Type

Record Date

 

 

28-Jan-10

USA

22160K105

Annual

23-Nov-09

 

 

 

Ticker: COST

 

 

CUSIP: 22160K105

ISIN: US22160K1051

SEDOL: 2701271

 

 

 

 

Vote

 

 

Proponent

Mgmt Rec

Instruction

1.1

Elect Director B.S. Carson, Sr., M.D.

Mgmt

For

For

Page 13 of 51

 

 

 

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

1.2

Elect Director William H. Gates

Mgmt

 

For

For

1.3

Elect Director Hamilton E. James

Mgmt

 

For

For

1.4

Elect Director Jill S. Ruckelshaus

Mgmt

 

For

For

2

Amend Omnibus Stock Plan

Mgmt

 

For

For

3

Ratify Auditors

Mgmt

 

For

For

Affiliated Computer Services, Inc.

Meeting Date

Country

Primary Security ID

Meeting Type

Record Date

 

 

05-Feb-10

USA

008190100

Special

11-Dec-09

 

Ticker: ACS

 

 

 

CUSIP: 008190100

ISIN: US0081901003

SEDOL: 2034524

 

 

 

 

 

 

Vote

Proponent

 

Mgmt Rec

Instruction

1

Approve Merger Agreement

Mgmt

 

For

For

2

Adjourn Meeting

Mgmt

 

For

For

Tyson Foods, Inc.

Meeting Date

Country

Primary Security ID

Meeting Type

Record Date

 

 

05-Feb-10

USA

902494103

Annual

08-Dec-09

 

Ticker: TSN

 

 

 

CUSIP: 902494103

ISIN: US9024941034

SEDOL: 2909730

 

 

 

 

 

 

Vote

Proponent

 

Mgmt Rec

Instruction

1.1

Elect Director Don Tyson

Mgmt

 

For

For

1.2

Elect Director John Tyson

Mgmt

 

For

For

1.3

Elect Director Lloyd V. Hackley

Mgmt

 

For

Withhold

1.4

Elect Director Jim Kever

Mgmt

 

For

For

1.5

Elect Director Kevin M. McNamara

Mgmt

 

For

Withhold

1.6

Elect Director Brad T. Sauer

Mgmt

 

For

Withhold

1.7

Elect Director Robert Thurber

Mgmt

 

For

Withhold

1.8

Elect Director Barbara A. Tyson

Mgmt

 

For

For

1.9

Elect Director Albert C. Zapanta

Mgmt

 

For

For

2

Amend Executive Incentive Bonus Plan

Mgmt

 

For

For

3

Ratify Auditors

Mgmt

 

For

For

 

 

4

Report on Water Pollution Prevention Measures

SH

 

Against

For

5

Report on Reducing Environmental Impacts

SH

 

Against

For

6

Phase Out Antibiotics in Animal Feed

SH

 

Against

Against

Xerox Corporation

Meeting Date

Country

Primary Security ID

Meeting Type

Record Date

 

 

05-Feb-10

USA

984121103

Special

11-Dec-09

 

Ticker: XRX

 

 

 

CUSIP: 984121103

ISIN: US9841211033

SEDOL: 2985202

 

 

 

 

Page 14 of 51

Vote Summary Report

 

Report was run from: 7/1/09 to 6/30/10

 

Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

 

Proponent

Mgmt Rec Vote Instruction

Mgmt1 Issue Shares in Connection with Acquisition

ForFor

Mgmt2 Adjourn Meeting IMS Health Inc. Meeting Date Country Primary Security ID

ForFor Meeting Type Record Date

08-Feb-10 USA 449934108 Ticker: RX

Special 28-Dec-09

CUSIP: 449934108 ISIN: US4499341083 SEDOL: 2256511

 

Proponent

Mgmt Rec Vote Instruction

Mgmt1 Approve Merger Agreement

ForFor

Mgmt2 Adjourn Meeting Burlington Northern Santa Fe Corp. 11-Feb-10 Meeting Date USA Country 12189T104 Primary Security ID Ticker: BNI

ForFor Special Meeting Type Record Date 18-Dec-09

CUSIP: 12189T104 ISIN: US12189T1043 SEDOL: 2154927

 

Proponent

Mgmt Rec Vote Instruction

Mgmt1 Approve Merger Agreement

ForFor

Mgmt2 Adjourn Meeting The Pepsi Bottling Group, Inc. 17-Feb-10 Meeting Date USA Country 713409100 Primary Security ID Ticker: PBG

ForFor Special Meeting Type Record Date 04-Jan-10

CUSIP: 713409100 ISIN: US7134091005 SEDOL: 2404569

 

Proponent

Mgmt Rec Vote Instruction

Mgmt1 Approve Merger Agreement Bank of America Corp. Meeting Date Country Primary Security ID

ForFor Meeting Type Record Date

23-Feb-10 USA 060505104 Ticker: BAC

Special 07-Jan-10

 

 

CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677

 

Proponent

Mgmt Rec Vote Instruction

Mgmt1 Increase Authorized Common Stock

ForFor

Mgmt2 Adjourn Meeting Helmerich & Payne, Inc. Meeting Date Country Primary Security ID

ForFor Meeting Type Record Date

03-Mar-10 USA 423452101 Ticker: HP CUSIP: 423452101 ISIN: US4234521015 SEDOL: 2420101

Annual 11-Jan-10

 

Page 15 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10

Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Hans Helmerich

For

For

Mgmt1.2 Elect Director Paula Marshall

For

For

Mgmt1.3 Elect Director Randy A. Foutch

For

For

Mgmt2 Ratify Auditors

For

For

AmerisourceBergen Corp Meeting Date Country Primary Security ID Meeting Type

Record Date

 

04-Mar-10 USA 03073E105 Annual

04-Jan-10

 

Ticker: ABC

 

 

CUSIP: 03073E105 ISIN: US03073E1055 SEDOL: 2795393

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Richard W. Gochnauer

For

For

Mgmt1.2 Elect Director Edward E. Hagenlocker

For

For

Mgmt1.3 Elect Director Henry W. McGee

For

For

Mgmt2 Reduce Supermajority Vote Requirement

For

For

Mgmt3 Ratify Auditors

For

For

Joy Global, Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

09-Mar-10 USA 481165108 Annual

08-Jan-10

 

Ticker: JOYG

 

 

CUSIP: 481165108 ISIN: US4811651086 SEDOL: 2781905

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Steven L. Gerard

For

For

Mgmt1.2 Elect Director John Nils Hanson

For

For

Mgmt1.3 Elect Director Ken C. Johnsen

For

For

Mgmt1.4 Elect Director Gale E. Klappa

For

For

Mgmt1.5 Elect Director Richard B. Loynd

For

For

Mgmt1.6 Elect Director P. Eric Siegert

For

For

 

 

Mgmt1.7 Elect Director Michael W. Sutherlin

For

For

Mgmt1.8 Elect Director James H. Tate

For

For

Mgmt2 Ratify Auditors

For

For

Cabot Corp. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

11-Mar-10 USA 127055101 Annual

14-Jan-10

 

Ticker: CBT

 

 

CUSIP: 127055101 ISIN: US1270551013 SEDOL: 2162500

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director John S. Clarkeson

For

For

Page 16 of 51

 

 

 

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt1.2 Elect Director Roderick C.G. MacLeod

ForFor

Mgmt1.3 Elect Director Ronaldo H. Schmitz

ForFor

Mgmt2 Ratify Auditors The Black & Decker Corp. Meeting Date Country Primary Security ID

ForFor Meeting Type Record Date

12-Mar-10 USA 091797100 Ticker: BDK

Special 11-Jan-10

CUSIP: 091797100 ISIN: US0917971006 SEDOL: 2101503

 

Proponent

Mgmt Rec Vote Instruction

Mgmt1 Approve Merger Agreement

ForFor

Mgmt2 Adjourn Meeting The Cooper Companies, Inc. Meeting Date Country Primary Security ID

ForFor Meeting Type Record Date

17-Mar-10 USA 216648402 Ticker: COO

Annual 29-Jan-10

CUSIP: 216648402 ISIN: US2166484020 SEDOL: 2222631

 

Proponent

Mgmt Rec Vote Instruction

Mgmt1.1 Elect Director A. Thomas Bender

ForFor

Mgmt1.2 Elect Director Michael H. Kalkstein

ForFor

Mgmt1.3 Elect Director Jody S. Lindell

ForFor

Mgmt1.4 Elect Director Donald Press

ForFor

Mgmt1.5 Elect Director Steven Rosenberg

ForFor

Mgmt1.6 Elect Director Allan E. Rubenstein, M.D.

ForFor

Mgmt1.7 Elect Director Robert S. Weiss

ForFor

Mgmt1.8 Elect Director Stanley Zinberg, M.D.

ForFor

Mgmt2 Ratify Auditors

ForFor

 

 

SH3 Require a Majority Vote for the Election of Directors BJ Services Company Meeting Date Country Primary Security ID

ForAgainst Meeting Type Record Date

31-Mar-10 USA 055482103 Ticker: BJS

Special 11-Feb-10

CUSIP: 055482103 ISIN: US0554821035 SEDOL: 2069065

 

Proponent

Mgmt Rec Vote Instruction

Mgmt1 Approve Merger Agreement

ForFor

Mgmt2 Adjourn Meeting Discover Financial Services 08-Apr-10 Meeting Date USA Country 254709108 Primary Security ID Ticker: DFS

ForFor Annual Meeting Type Record Date 10-Feb-10

 

Page 17 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10

Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund CUSIP: 254709108 ISIN: US2547091080 SEDOL: B1YLC43

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Jeffrey S. Aronin

For

For

Mgmt2 Elect Director Mary K. Bush

For

For

Mgmt3 Elect Director Gregory C. Case

For

For

Mgmt4 Elect Director Robert M. Devlin

For

For

Mgmt5 Elect Director Cynthia A. Glassman

For

For

Mgmt6 Elect Director Richard H. Lenny

For

For

Mgmt7 Elect Director Thomas G. Maheras

For

For

Mgmt8 Elect Director Michael H. Moskow

For

For

Mgmt9 Elect Director David W. Nelms

For

For

Mgmt10 Elect Director E. Follin Smith

For

For

Mgmt11 Elect Director Lawrence A.Weinbach

For

For

Mgmt12 Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Mgmt13 Ratify Auditors

For

For

T. Rowe Price Group, Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

14-Apr-10 USA 74144T108 Annual

12-Feb-10

 

Ticker: TROW

 

 

CUSIP: 74144T108 ISIN: US74144T1088 SEDOL: 2702337

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Edward C. Bernard

For

For

Mgmt2 Elect Director James T. Brady

For

For

Mgmt3 Elect Director J. Alfred Broaddus, Jr.

For

For

Mgmt4 Elect Director Donald B. Hebb, Jr.

For

For

 

 

Mgmt5 Elect Director James A.C. Kennedy

For

For

Mgmt6 Elect Director Brian C. Rogers

For

For

Mgmt7 Elect Director Alfred Sommer, PHD

For

For

Mgmt8 Elect Director Dwight S. Taylor

For

For

Mgmt9 Elect Director Anne Marie Whittemore

For

For

Mgmt10 Ratify Auditors

For

For

Texas Instruments Incorporated Meeting Date Country Primary Security ID Meeting Type

Record Date

 

15-Apr-10 USA 882508104 Annual

16-Feb-10

 

Ticker: TXN

 

 

CUSIP: 882508104 ISIN: US8825081040 SEDOL: 2885409

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Page 18 of 51

 

 

 

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt1 Elect Director R.W. Babb, Jr.

For

For

Mgmt2 Elect Director D.L. Boren

For

For

Mgmt3 Elect Director D.A. Carp

For

For

Mgmt4 Elect Director C.S. Cox

For

For

Mgmt5 Elect Director D.R. Goode

For

For

Mgmt6 Elect Director S.P. MacMillan

For

For

Mgmt7 Elect Director P.H. Patsley

For

For

Mgmt8 Elect Director W.R. Sanders

For

For

Mgmt9 Elect Director R.J. Simmons

For

For

Mgmt10 Elect Director R.K. Templeton

For

For

Mgmt11 Elect Director C.T. Whitman

For

For

Mgmt12 Ratify Auditors

For

For

Crane Co. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

19-Apr-10 USA 224399105 Annual

26-Feb-10

 

Ticker: CR

 

 

CUSIP: 224399105 ISIN: US2243991054 SEDOL: 2231897

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Karen E. Dykstra

For

For

Mgmt2 Elect Director Richard S. Forté

For

For

Mgmt3 Elect Director James L. L. Tullis

For

For

Mgmt4 Ratify Auditors

For

For

Citigroup Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

20-Apr-10 USA 172967101 Annual

25-Feb-10

 

 

 

Ticker: C

 

 

CUSIP: 172967101 ISIN: US1729671016 SEDOL: 2297907

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

MgmtElect Director Alain J.P. Belda

For

For

MgmtElect Director Timothy C. Collins

For

For

MgmtElect Director Jerry A. Grundhofer

For

For

MgmtElect Director Robert L. Joss

For

For

MgmtElect Director Andrew N. Liveris

For

For

MgmtElect Director Michael E. O’Neill

For

For

MgmtElect Director Vikram S. Pandit

For

For

MgmtElect Director Richard D. Parsons

For

For

MgmtElect Director Lawrence R. Ricciardi

For

For

 

Page 19 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt10 Elect Director Judith Rodin

For

For

Mgmt11 Elect Director Robert L. Ryan

For

For

Mgmt12 Elect Director Anthony M. Santomero

For

For

Mgmt13 Elect Director Diana L. Taylor

For

For

Mgmt14 Elect Director William S. Thompson, Jr.

For

For

Mgmt15 Elect Director Ernesto Zedillo

For

For

Mgmt16 Ratify Auditors

For

For

Mgmt17 Amend Omnibus Stock Plan

For

For

Mgmt18 Amend Omnibus Stock Plan

For

For

Mgmt19 Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Mgmt20 Amend NOL Rights Plan (NOL Pill)

For

For

Mgmt21 Approve Reverse Stock Split

For

For

SH22 Affirm Political Non-Partisanship

Against

Against

SH23 Report on Political Contributions

Against

For

SH24 Report on Collateral in Derivatives Trading

Against

For

SH25 Amend Articles/Bylaws/Charter -- Call Special Meetings

Against

For

SH26 Stock Retention/Holding Period

Against

For

SH27 Reimburse Expenses Incurred by Stockholder in Contested

Against

For

Election of Directors

 

 

M&T Bank Corporation Meeting Date Country Primary Security ID Meeting Type

Record Date

 

20-Apr-10 USA 55261F104 Annual

26-Feb-10

 

Ticker: MTB

 

 

CUSIP: 55261F104 ISIN: US55261F1049 SEDOL: 2340168

 

 

 

 

Vote

 

 

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Brent D. Baird

For

For

Mgmt1.2 Elect Director Robert J. Bennett

For

For

Mgmt1.3 Elect Director C. Angela Bontempo

For

For

Mgmt1.4 Elect Director Robert T. Brady

For

Withhold

Mgmt1.5 Elect Director Michael D. Buckley

For

For

Mgmt1.6 Elect Director T. Jefferson Cunningham, III

For

For

Mgmt1.7 Elect Director Mark J. Czarnecki

For

For

Mgmt1.8 Elect Director Colm E. Doherty

For

For

Mgmt1.9 Elect Director Gary N. Geisel

For

For

Mgmt1.10 Elect Director Patrick W.E. Hodgson

For

For

Mgmt1.11 Elect Director Richard G. King

For

For

Mgmt1.12 Elect Director Jorge G. Pereira

For

For

 

Page 20 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt1.13 Elect Director Michael P. Pinto

For

For

Mgmt1.14 Elect Director Melinda R. Rich

For

For

Mgmt1.15 Elect Director Robert E. Sadler, Jr.

For

For

Mgmt1.16 Elect Director Herbert L. Washington

For

For

Mgmt1.17 Elect Director Robert G. Wilmers

For

For

Mgmt2 Advisory Vote on Executive Compensation

For

For

Mgmt3 Ratify Auditors

For

For

Moody’s Corporation Meeting Date Country Primary Security ID Meeting Type

Record Date

 

20-Apr-10 USA 615369105 Annual

01-Mar-10

 

Ticker: MCO

 

 

CUSIP: 615369105 ISIN: US6153691059 SEDOL: 2252058

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Basil L. Anderson

For

For

Mgmt2 Elect Director Darrell Duffie, Ph.d.

For

For

Mgmt3 Elect Director Raymond W. McDaniel, Jr

For

For

Mgmt4 Amend Omnibus Stock Plan

For

For

Mgmt5 Amend Executive Incentive Bonus Plan

For

For

Mgmt6 Ratify Auditors

For

For

SH7 Require Independent Board Chairman

Against

For

U.S. Bancorp Meeting Date Country Primary Security ID Meeting Type

Record Date

 

20-Apr-10 USA 902973304 Annual

22-Feb-10

 

Ticker: USB

 

 

CUSIP: 902973304 ISIN: US9029733048 SEDOL: 2736035

 

 

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Douglas M. Baker, Jr.

For

For

Mgmt2 Elect Director Y. Marc Belton

For

For

Mgmt3 Elect Director Victoria Buyniski Gluckman

For

For

Mgmt4 Elect Director Arthur D. Collins, Jr.

For

For

Mgmt5 Elect Director Richard K. Davis

For

For

Mgmt6 Elect Director Joel W. Johnson

For

For

Mgmt7 Elect Director Olivia F. Kirtley

For

For

Mgmt8 Elect Director Jerry W. Levin

For

For

Mgmt9 Elect Director David B. O’Maley

For

For

Mgmt10 Elect Director O’dell M. Owens, M.D., M.P.H.

For

For

Mgmt11 Elect Director Richard G. Reiten

For

For

Mgmt12 Elect Director Craig D. Schnuck

For

For

Page 21 of 51

 

 

 

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt13 Elect Director Patrick T. Stokes

For

For

Mgmt14 Ratify Auditors

For

For

Mgmt15 Amend Omnibus Stock Plan

For

For

Mgmt16 Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Johnson & Johnson Meeting Date Country Primary Security ID Meeting Type

Record Date

 

22-Apr-10 USA 478160104 Annual

23-Feb-10

 

Ticker: JNJ

 

 

CUSIP: 478160104 ISIN: US4781601046 SEDOL: 2475833

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Mary Sue Coleman

For

For

Mgmt2 Elect Director James G. Culien

For

For

Mgmt3 Elect Director Michael M. E. Johns

For

For

Mgmt4 Elect Director Susan L. Lindquist

For

For

Mgmt5 Elect Director Anne M. Mulcahy

For

For

Mgmt6 Elect Director Lea F. Mullin

For

For

Mgmt7 Elect Director William D. Perez

For

For

Mgmt8 Elect Director Charles Prince

For

For

Mgmt9 Elect Director David Satcher

For

For

Mgmt10 Elect Director William C. Welcon

For

For

Mgmt11 Ratify Auditors

For

For

 

 

SH12 Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

For

SH13 Amend Articles/Bylaws/Charter -- Call Special Meetings

Against

For

Lockheed Martin Corporation Meeting Date Country Primary Security ID Meeting Type

Record Date

 

22-Apr-10 USA 539830109 Annual

01-Mar-10

 

Ticker: LMT

 

 

CUSIP: 539830109 ISIN: US5398301094 SEDOL: 2522096

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director E. C. “Pete” Aldrige, Jr.

For

For

Mgmt2 Elect Director Nolan D. Archibald

For

For

Mgmt3 Elect Director David B. Burritt

For

For

Mgmt4 Elect Director James O. Ellis, Jr.

For

For

Mgmt5 Elect Director Gwendolyn S. King

For

For

Mgmt6 Elect Director James M. Loy

For

For

Mgmt7 Elect Director Douglas H. McCorkindale

For

For

Mgmt8 Elect Director Joseph W. Ralston

For

For

Page 22 of 51

 

 

 

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt9 Elect Director James Schneider

 

For

For

Mgmt10 Elect Director Anne Stevens

 

For

For

Mgmt11 Elect Director Robert J. Stevens

 

For

For

Mgmt12 Ratify Auditors

 

For

For

SH13 Report on Space-based Weapons Program

 

Against

Against

The AES Corporation Meeting Date Country Primary Security ID

Meeting Type

Record Date

 

22-Apr-10 USA 00130H105

Annual

08-Mar-10

 

Ticker: AES

 

 

 

CUSIP: 00130H105 ISIN: US00130H1059 SEDOL: 2002479

 

 

 

 

 

 

Vote

Proponent

 

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Samuel W. Bodman, III

 

For

For

Mgmt1.2 Elect Director Paul Hanrahan

 

For

For

Mgmt1.3 Elect Director Tarun Khanna

 

For

For

Mgmt1.4 Elect Director John A. Koskinen

 

For

For

Mgmt1.6 Elect Director Philip Lader

 

For

For

Mgmt1.7 Elect Director Sandra O. Moose

 

For

For

Mgmt1.8 Elect Director John B. Morse, Jr.

 

For

For

Mgmt1.9 Elect Director Philip A. Odeen

 

For

For

 

 

Mgmt1.10 Elect Director Charles O. Rossotti

 

For

For

Mgmt1.11 Elect Director Sven Sandstrom

 

For

For

Mgmt2 Amend Omnibus Stock Plan

 

For

For

Mgmt3 Approve/Amend Executive Incentive Bonus Plan

 

For

For

Mgmt4 Ratify Auditors

 

For

For

Graco Inc. Meeting Date Country Primary Security ID

Meeting Type

Record Date

 

23-Apr-10 USA 384109104

Annual

22-Feb-10

 

Ticker: GGG

 

 

 

CUSIP: 384109104 ISIN: US3841091040 SEDOL: 2380443

 

 

 

 

 

 

Vote

Proponent

 

Mgmt Rec

Instruction

Mgmt1.1 Elect Director J. Kevin Gilligan

 

For

Withhold

Mgmt1.2 Elect Director William G. Van Dyke

 

For

Withhold

Mgmt2 Ratify Auditors

 

For

For

Mgmt3 Approve Omnibus Stock Plan

 

For

For

SH4 Require a Majority Vote for the Election of Directors

 

Against

For

American Express Company Meeting Date Country Primary Security ID

Meeting Type

Record Date

 

26-Apr-10 USA 025816109

Annual

26-Feb-10

 

Ticker: AXP

 

 

 

 

Page 23 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10

Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund CUSIP: 025816109 ISIN: US0258161092 SEDOL: 2026082

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Daniel F. Akerson

For

For

Mgmt1.2 Elect Director Charlene Barshefsky

For

For

Mgmt1.3 Elect Director Ursula M. Burns

For

For

Mgmt1.4 Elect Director Kenneth I. Chenault

For

For

Mgmt1.5 Elect Director Peter Chernin

For

For

Mgmt1.6 Elect Director Jan Leschly

For

For

Mgmt1.7 Elect Director Richard C. Levin

For

For

Mgmt1.8 Elect Director Richard A. McGinn

For

For

Mgmt1.9 Elect Director Edward .D. Miller

For

For

Mgmt1.10 Elect Director Steven S. Reinemund

For

For

Mgmt1.11 Elect Director Robert D. Walter

For

For

Mgmt1.12 Elect Director Ronald A. Williams

For

For

Mgmt2 Ratify Auditors

For

For

Mgmt3 Advisory Vote to Ratify Named Executive Officers’ Compensation

For

Against

SH4 Provide for Cumulative Voting

Against

For

 

 

SH5 Amend Articles/Bylaws/Charter -- Call Special Meetings

Against

For

SH6 Stock Retention/Holding Period

Against

For

International Business Machines Corporation Meeting Date Country Primary Security ID Meeting Type

Record Date

 

27-Apr-10 USA 459200101 Annual

26-Feb-10

 

Ticker: IBM

 

 

CUSIP: 459200101 ISIN: US4592001014 SEDOL: 2005973

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director A. J. P. Belda

For

For

Mgmt2 Elect Director C. Black

For

For

Mgmt3 Elect Director W. R. Brody

For

For

Mgmt4 Elect Director K. I. Chenault

For

For

Mgmt5 Elect Director M. L. Eskew

For

For

Mgmt6 Elect Director S. A. Jackson

For

For

Mgmt7 Elect Director A. N. Liveris

For

For

Mgmt8 Elect Director W. J. McNerney, Jr.

For

For

Mgmt9 Elect Director T. Nishimuro

For

For

Mgmt10 Elect Director J. W. Owens

For

For

Mgmt11 Elect Director S. J. Palmisano

For

For

Page 24 of 51

 

 

 

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

12

Elect Director J. E. Spero

Mgmt

 

For

For

13

Elect Director S. Taurel

Mgmt

 

For

For

14

Elect Director L. H. Zambrano

Mgmt

 

For

For

15

Ratify Auditors

Mgmt

 

For

For

16

Adopt Policy on Bonus Banking

SH

 

Against

For

17

Provide for Cumulative Voting

SH

 

Against

For

18

Amend Articles/Bylaws/Charter -- Call Special Meetings

SH

 

Against

For

19

Advisory Vote to Ratify Named Executive Officers’ Compensation

SH

 

Against

For

Stryker Corporation

Meeting Date

Country

Primary Security ID

Meeting Type

Record Date

 

 

27-Apr-10

USA

863667101

Annual

01-Mar-10

 

Ticker: SYK

 

 

 

CUSIP: 863667101

ISIN: US8636671013

SEDOL: 2853688

 

 

 

 

 

 

Vote

Proponent

 

Mgmt Rec

Instruction

1.1

Elect Director Howard E. Cox, Jr.

Mgmt

 

For

For

1.2

Elect Director Srikant M. Datar, Ph.D.

Mgmt

 

For

For

 

 

1.3

Elect Director Donald M. Engelman, Ph.D.

Mgmt

 

For

For

1.4

Elect Director Louise L. Francesconi

Mgmt

 

For

For

1.5

Elect Director Howard L. Lance

Mgmt

 

For

For

1.6

Elect Director Stephen P. MacMillan

Mgmt

 

For

For

1.7

Elect Director William U. Parfet

Mgmt

 

For

For

1.8

Elect Director Ronda E. Stryker

Mgmt

 

For

For

2

Ratify Auditors

Mgmt

 

For

For

The New York Times Company

Meeting Date

Country

Primary Security ID

Meeting Type

Record Date

 

 

27-Apr-10

USA

650111107

Annual

26-Feb-10

 

Ticker: NYT

 

 

 

CUSIP: 650111107

ISIN: US6501111073

SEDOL: 2632003

 

 

 

 

 

 

Vote

Proponent

 

Mgmt Rec

Instruction

1.1

Elect Director Raul E. Cesan

Mgmt

 

For

For

1.2

Elect Director Robert E. Denham

Mgmt

 

For

For

1.3

Elect Director James A. Kohlberg

Mgmt

 

For

For

1.4

Elect Director Dawn G. Lepore

Mgmt

 

For

For

2

Approve Omnibus Stock Plan

Mgmt

 

For

For

3

Ratify Auditors

Mgmt

 

For

For

The PNC Financial Services Group, Inc.

Meeting Date

Country

Primary Security ID

Meeting Type

Record Date

 

 

27-Apr-10

USA

693475105

Annual

12-Feb-10

 

Ticker: PNC

 

 

 

 

Page 25 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10

Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund CUSIP: 693475105 ISIN: US6934751057 SEDOL: 2692665

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Richard O. Berndt

For

For

Mgmt2 Elect Director Charles E. Bunch

For

For

Mgmt3 Elect Director Paul W. Chellgren

For

For

Mgmt4 Elect Director Robert N. Clay

For

For

Mgmt5 Elect Director Kay Coles James

For

For

Mgmt6 Elect Director Richard B. Kelson

For

For

Mgmt7 Elect Director Bruce C. Lindsay

For

For

Mgmt8 Elect Director Anthony A. Massaro

For

For

Mgmt9 Elect Director Jane G. Pepper

For

For

Mgmt10 Elect Director James E. Rohr

For

For

Mgmt11 Elect Director Donald J. Shepard

For

For

 

 

Mgmt12 Elect Director Lorene K. Steffes

For

For

Mgmt13 Elect Director Dennis F. Strigl

For

For

Mgmt14 Elect Director Stephen G. Thieke

For

For

Mgmt15 Elect Director Thomas J. Usher

For

For

Mgmt16 Elect Director George H. Walls, Jr.

For

For

Mgmt17 Elect Director Helge H. Wehmeier

For

For

Mgmt18 Ratify Auditors

For

For

Mgmt19 Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

SH20 Submit Severance Agreement (Change-in-Control) to

Against

For

Shareholder Vote

 

 

SH21 TARP Related Compensation

Against

For

Bank of America Corporation Meeting Date Country Primary Security ID Meeting Type

Record Date

 

28-Apr-10 USA 060505104 Annual

03-Mar-10

 

Ticker: BAC

 

 

CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Susan S. Bies

For

For

Mgmt2 Elect Director William P. Boardman

For

For

Mgmt3 Elect Director Frank P. Bramble, Sr.

For

For

Mgmt4 Elect Director Virgis W. Colbert

For

For

Mgmt5 Elect Director Charles K. Gifford

For

For

Mgmt6 Elect Director Charles O. Holliday, Jr.

For

For

 

Page 26 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt7 Elect Director D. Paul Jones, Jr.

For

For

Mgmt8 Elect Director Monica C. Lozano

For

For

Mgmt9 Elect Director Thomas J. May

For

For

Mgmt10 Elect Director Brian T. Moynihan

For

For

Mgmt11 Elect Director Donald E. Powell

For

For

Mgmt12 Elect Director Charles O. Rossotti

For

For

Mgmt13 Elect Director Robert W. Scully

For

For

Mgmt14 Ratify Auditors

For

For

Mgmt15 Increase Authorized Common Stock

For

For

Mgmt16 Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Mgmt17 Amend Omnibus Stock Plan

For

For

SH18 Report on Government Service of Employees

Against

Against

SH19 TARP Related Compensation

Against

For

SH20 Amend Articles/Bylaws/Charter -- Call Special Meetings

Against

For

 

 

SH21 Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

For

SH22 Adopt Policy on Succession Planning

Against

For

SH23 Report on Collateral in Derivatives Trading

Against

For

SH24 Claw-back of Payments under Restatements

Against

For

E. I. du Pont de Nemours and Company Meeting Date Country Primary Security ID Meeting Type

Record Date

 

28-Apr-10 USA 263534109 Annual

03-Mar-10

 

Ticker: DD

 

 

CUSIP: 263534109 ISIN: US2635341090 SEDOL: 2018175

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Samuel W. Bodman

For

For

Mgmt2 Elect Director Richard H. Brown

For

For

Mgmt3 Elect Director Robert A. Brown

For

For

Mgmt4 Elect Director Bertrand P. Collomb

For

For

Mgmt5 Elect Director Curtis J. Crawford

For

For

Mgmt6 Elect Director Alexander M. Cutler

For

For

Mgmt7 Elect Director John T. Dillon

For

For

Mgmt8 Elect Director Eleuthere I. Du Pont

For

For

Mgmt9 Elect Director Marillyn A. Hewson

For

For

Mgmt10 Elect Director Lois D. Juliber

For

For

Mgmt11 Elect Director Ellen J. Kullman

For

For

Mgmt12 Elect Director William K. Reilly

For

For

 

Page 27 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt13 Ratify Auditors

For

For

SH14 Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

For

SH15 Amend Human Rights Policy to Address Seed Saving

Against

Against

Energen Corporation Meeting Date Country Primary Security ID Meeting Type

Record Date

 

28-Apr-10 USA 29265N108 Annual

26-Feb-10

 

Ticker: EGN

 

 

CUSIP: 29265N108 ISIN: US29265N1081 SEDOL: 2012672

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Stephen D. Ban

For

For

Mgmt1.2 Elect Director Julian W. Banton

For

For

Mgmt1.3 Elect Director T. Michael Goodrich

For

For

Mgmt2 Amend Non-Employee Director Omnibus Stock Plan

For

For

Mgmt3 Amend Executive Incentive Bonus Plan

For

For

 

 

Mgmt4 Ratify Auditors

For

For

General Electric Company Meeting Date Country Primary Security ID Meeting Type

Record Date

 

28-Apr-10 USA 369604103 Annual

01-Mar-10

 

Ticker: GE

 

 

CUSIP: 369604103 ISIN: US3696041033 SEDOL: 2380498

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director W. Geoffrey Beattie

For

For

Mgmt2 Elect Director James I. Cash, Jr.

For

For

Mgmt3 Elect Director William M. Castell

For

For

Mgmt4 Elect Director Ann M. Fudge

For

For

Mgmt5 Elect Director Susan Hockfield

For

For

Mgmt6 Elect Director Jeffrey R. Immelt

For

For

Mgmt7 Elect Director Andrea Jung

For

For

Mgmt8 Elect Director Alan G. (A.G.) Lafley

For

For

Mgmt9 Elect Director Robert W. Lane

For

For

Mgmt10 Elect Director Ralph S. Larsen

For

For

Mgmt11 Elect Director Rochelle B. Lazarus

For

For

Mgmt12 Elect Director James J. Mulva

For

For

Mgmt13 Elect Director Sam Nunn

For

For

Mgmt14 Elect Director Roger S. Penske

For

For

Mgmt15 Elect Director Robert J. Swieringa

For

For

Mgmt16 Elect Director Douglas A. Warner III

For

For

 

Page 28 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt17 Ratify Auditors

For

For

SH18 Provide for Cumulative Voting

Against

For

SH19 Amend Articles/Bylaws/Charter -- Call Special Meetings

Against

For

SH20 Require Independent Board Chairman

Against

For

SH21 Report on Pay Disparity

Against

Against

SH22 Adopt Policy Prohibiting Certain Directors from Serving on Key

Against

Against

Board Committees

 

 

SH23 Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

For

Corning Incorporated Meeting Date Country Primary Security ID Meeting Type

Record Date

 

29-Apr-10 USA 219350105 Annual

25-Feb-10

 

Ticker: GLW

 

 

CUSIP: 219350105 ISIN: US2193501051 SEDOL: 2224701

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

 

 

Mgmt1.1 Elect Director Robert F. Cummings, Jr.

For

For

Mgmt1.2 Elect Director Carlos M. Gutierrez

For

For

Mgmt1.3 Elect Director William D. Smithburg

For

For

Mgmt1.4 Elect Director Hansel E. Tookes, II

For

For

Mgmt1.5 Elect Director Wendell P. Weeks

For

For

Mgmt2 Ratify Auditors

For

For

Mgmt3 Approve Executive Incentive Bonus Plan

For

For

Mgmt4 Approve Non-Employee Director Omnibus Stock Plan

For

For

Mgmt5 Declassify the Board of Directors

For

For

SH6 Reduce Supermajority Vote Requirement

Against

For

DISH Network Corporation Meeting Date Country Primary Security ID Meeting Type

Record Date

 

03-May-10 USA 25470M109 Annual

08-Mar-10

 

Ticker: DISH

 

 

CUSIP: 25470M109 ISIN: US25470M1099 SEDOL: 2303581

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director James Defranco

For

Withhold

Mgmt1.2 Elect Director Cantey Ergen

For

Withhold

Mgmt1.3 Elect Director Charles W. Ergen

For

Withhold

Mgmt1.4 Elect Director Steven R. Goodbarn

For

For

Mgmt1.5 Elect Director Gary S. Howard

For

For

Mgmt1.6 Elect Director David K. Moskowitz

For

Withhold

Mgmt1.7 Elect Director Tom A. Ortolf

For

For

Mgmt1.8 Elect Director Carl E. Vogel

For

Withhold

Page 29 of 51

 

 

 

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

2

Ratify Auditors

Mgmt

 

For

For

3

Other Business

Mgmt

 

For

Against

Hubbell Incorporated

Meeting Date

Country

Primary Security ID

Meeting Type

Record Date

 

03-May-10

USA

443510201

Annual

05-Mar-10

 

Ticker: HUB.B

 

 

 

CUSIP: 443510201

ISIN: US4435102011

SEDOL: 2442291

 

 

 

 

 

 

Vote

Proponent

 

Mgmt Rec

Instruction

1.1

Elect Director Timothy H. Powers

Mgmt

 

For

For

1.2

Elect Director G. Jackson Ratcliffe

Mgmt

 

For

For

1.3

Elect Director George W. Edwards, Jr.

Mgmt

 

For

For

1.4

Elect Director Lynn J. Good

Mgmt

 

For

For

 

 

1.5

Elect Director Anthony J. Guzzi

Mgmt

 

For

For

1.6

Elect Director Joel S. Hoffman

Mgmt

 

For

For

1.7

Elect Director Andrew McNally, IV

Mgmt

 

For

For

1.8

Elect Director Carlos A. Rodriguez

Mgmt

 

For

For

1.9

Elect Director Richard J. Swift

Mgmt

 

For

For

1.10

Elect Director Daniel S. Van Riper

Mgmt

 

For

For

2

Ratify Auditors

Mgmt

 

For

For

3

Amend Omnibus Stock Plan

Mgmt

 

For

For

Zimmer Holdings, Inc.

Meeting Date

Country

Primary Security ID

Meeting Type

Record Date

 

03-May-10

USA

98956P102

Annual

04-Mar-10

 

Ticker: ZMH

 

 

 

CUSIP: 98956P102

ISIN: US98956P1021

SEDOL: 2783815

 

 

 

 

 

 

Vote

Proponent

 

Mgmt Rec

Instruction

1

Elect Director Betsy J. Bernard

Mgmt

 

For

For

2

Elect Director Marc N. Casper

Mgmt

 

For

For

3

Elect Director David C. Dvorak

Mgmt

 

For

For

4

Elect Director Larry C. Glasscock

Mgmt

 

For

For

5

Elect Director Robert A. Hagemann

Mgmt

 

For

For

6

Elect Director Arthur J. Higgins

Mgmt

 

For

For

7

Elect Director John L. McGoldrick

Mgmt

 

For

For

8

Elect Director Cecil B. Pickett, Ph.D.

Mgmt

 

For

For

9

Ratify Auditors

Mgmt

 

For

For

Plum Creek Timber Company, Inc.

Meeting Date

Country

Primary Security ID

Meeting Type

Record Date

 

04-May-10

USA

729251108

Annual

10-Mar-10

 

Ticker: PCL

 

 

 

 

Page 30 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10

Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund CUSIP: 729251108 ISIN: US7292511083 SEDOL: 2692397

Vote

Proponent

 

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Rick R. Holley

 

For

For

Mgmt1.2 Elect Director Robin Josephs

 

For

For

Mgmt1.3 Elect Director John G. McDonald

 

For

For

Mgmt1.4 Elect Director Robert B. McLeod

 

For

For

Mgmt1.5 Elect Director John F. Morgan, Sr.

 

For

For

Mgmt1.6 Elect Director Marc F. Racicot

 

For

For

Mgmt1.7 Elect Director John H. Scully

 

For

For

 

 

Mgmt1.8 Elect Director Stephen C. Tobias

 

For

For

Mgmt1.9 Elect Director Martin A. White

 

For

For

Mgmt2 Ratify Auditors

 

For

For

SH3 Amend Vote Requirements to Amend Articles/Bylaws/Charter

 

Against

Against

General Dynamics Corporation Meeting Date Country Primary Security ID

Meeting Type

Record Date

 

05-May-10 USA 369550108

Annual

08-Mar-10

 

Ticker: GD

 

 

 

CUSIP: 369550108 ISIN: US3695501086 SEDOL: 2365161

 

 

 

 

 

 

Vote

Proponent

 

Mgmt Rec

Instruction

Mgmt1 Elect Director Nicholas D. Chabraja

 

For

For

Mgmt2 Elect Director James S. Crown

 

For

For

Mgmt3 Elect Director William P. Fricks

 

For

For

Mgmt4 Elect Director Jay L. Johnson

 

For

For

Mgmt5 Elect Director George A. Joulwan

 

For

For

Mgmt6 Elect Director Paul G. Kaminski

 

For

For

Mgmt7 Elect Director John M. Keane

 

For

For

Mgmt8 Elect Director Lester L. Lyles

 

For

For

Mgmt9 Elect Director William A. Osborn

 

For

For

Mgmt10 Elect Director Robert Walmsley

 

For

For

Mgmt11 Ratify Auditors

 

For

For

SH12 Report on Space-based Weapons Program

 

Against

Against

Hess Corporation Meeting Date Country Primary Security ID

Meeting Type

Record Date

 

05-May-10 USA 42809H107

Annual

15-Mar-10

 

Ticker: HES

 

 

 

CUSIP: 42809H107 ISIN: US42809H1077 SEDOL: 2023748

 

 

 

 

 

 

Vote

Proponent

 

Mgmt Rec

Instruction

 

Page 31 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt1.1 Elect Director N.F. Brady

For

Withhold

Mgmt1.2 Elect Director G.P. Hill

For

For

Mgmt1.3 Elect Director T.H. Kean

For

Withhold

Mgmt1.4 Elect Director F.A. Olson

For

Withhold

Mgmt2 Ratify Auditors

For

For

Mgmt3 Amend Omnibus Stock Plan

For

For

SH4 Report on Political Contributions

Against

For

Tenet Healthcare Corporation Meeting Date Country Primary Security ID Meeting Type

Record Date

 

 

 

05-May-10 USA 88033G100 Annual

09-Mar-10

 

Ticker: THC

 

 

CUSIP: 88033G100 ISIN: US88033G1004 SEDOL: 2626879

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director John Ellis “Jeb” Bush

For

For

Mgmt2 Elect Director Trevor Fetter

For

For

Mgmt3 Elect Director Brenda J. Gaines

For

For

Mgmt4 Elect Director Karen M. Garrison

For

For

Mgmt5 Elect Director Edward A. Kangas

For

For

Mgmt6 Elect Director J. Robert Kerrey

For

For

Mgmt7 Elect Director Floyd D. Loop, M.D.

For

For

Mgmt8 Elect Director Richard R. Pettingill

For

For

Mgmt9 Elect Director James A. Unruh

For

For

Mgmt10 Amend Omnibus Stock Plan

For

For

Mgmt11 Amend Qualified Employee Stock Purchase Plan

For

For

Mgmt12 Ratify Auditors

For

For

Autoliv Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

06-May-10 USA 052800109 Annual

09-Mar-10

 

Ticker: ALV

 

 

CUSIP: 052800109 ISIN: US0528001094 SEDOL: 2064253

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Robert W. Alspaugh

For

For

Mgmt1.2 Elect Director Walter Kunerth

For

For

Mgmt1.3 Elect Director Lars Nyberg

For

For

Mgmt1.4 Elect Director Lars Westerberg

For

For

Mgmt2 Ratify Auditors

For

For

 

Page 32 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Eastman Chemical Company

Meeting Date

Country

Primary Security ID

Meeting Type

Record Date

Ticker: EMN

06-May-10

USA

277432100

Annual

10-Mar-10

CUSIP: 277432100

ISIN: US2774321002

SEDOL: 2298386

 

 

Proponent

 

Mgmt Rec

Vote Instruction

1

Elect Director Gary E. Anderson

Mgmt

 

For

For

2

Elect Director Renee J. Hornbaker

Mgmt

 

For

For

3

Elect Director Thomas H. McLain

Mgmt

 

For

For

 

 

4

Ratify Auditors

Mgmt

 

For

For

5

Provide Right to Call Special Meeting

Mgmt

 

For

For

6 Declassify the Board of Directors Fluor Corporation Meeting Date

Country

SH Primary Security ID

Meeting Type

Against Record Date

For

Ticker: FLR

06-May-10

USA

343412102

Annual

10-Mar-10

 

CUSIP: 343412102

ISIN: US3434121022

SEDOL: 2696838

 

 

 

Proponent

 

Mgmt Rec

Vote Instruction

1

Elect Director James T. Hackett

Mgmt

 

For

For

2

Elect Director Kent Kresa

Mgmt

 

For

For

3

Elect Director Nader H. Sultan

Mgmt

 

For

For

4

Ratify Auditors

Mgmt

 

For

For

5 Require Independent Board Chairman Huntsman Corporation Meeting Date

Country

SH Primary Security ID

Meeting Type

Against Record Date

For

Ticker: HUN

06-May-10

USA

447011107

Annual

10-Mar-10

 

CUSIP: 447011107

ISIN: US4470111075

SEDOL: B0650B9

 

 

 

Proponent

 

Mgmt Rec

Vote Instruction

1.1

Elect Director Nolan D. Archibald

Mgmt

 

For

For

1.2

Elect Director H. William Lichtenberger

Mgmt

 

For

For

1.3

Elect Director M. Anthony Burns

Mgmt

 

For

For

2 Ratify Auditors Mirant Corporation

Meeting Date

Country

Mgmt Primary Security ID

Meeting Type

For Record Date

For

Ticker: MIR

06-May-10

USA

60467R100

Annual

08-Mar-10

 

CUSIP: 60467R100

ISIN: US60467R1005

SEDOL: B0V28J9

 

 

 

Proponent

 

Mgmt Rec

Vote Instruction

 

Page 33 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt1.1 Elect Director Thomas W. Cason

For

For

Mgmt1.2 Elect Director A.D. (Pete) Correll

For

For

Mgmt1.3 Elect Director Terry G. Dallas

For

For

Mgmt1.4 Elect Director Thomas H. Johnson

For

For

Mgmt1.5 Elect Director John T. Miller

For

For

Mgmt1.6 Elect Director Edward R. Muller

For

For

Mgmt1.7 Elect Director Robert C. Murray

For

For

Mgmt1.8 Elect Director William L. Thacker

For

For

Mgmt2 Ratify Auditors

For

For

 

 

Mgmt3 Adopt NOL Rights Plan (NOL Pill)

For

For

Mgmt4 Amend Omnibus Stock Plan

For

For

SH5 Adopt Quantitative GHG Goals for Products and Operations

Against

For

NSTAR Meeting Date Country Primary Security ID Meeting Type

Record Date

 

06-May-10 USA 67019E107 Annual

08-Mar-10

 

Ticker: NST

 

 

CUSIP: 67019E107 ISIN: US67019E1073 SEDOL: 2483450

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Gary L. Countryman

For

For

Mgmt2 Elect Director James S. DiStasio

For

For

Mgmt3 Elect Director Thomas J. May

For

For

Mgmt4 Ratify Auditors

For

For

Illinois Tool Works Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

07-May-10 USA 452308109 Annual

09-Mar-10

 

Ticker: ITW

 

 

CUSIP: 452308109 ISIN: US4523081093 SEDOL: 2457552

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Marvin D. Brailsford

For

For

Mgmt2 Elect Director Susan Crown

For

For

Mgmt3 Elect Director Don H. Davis, Jr.

For

For

Mgmt4 Elect Director Robert C. McCormack

For

For

Mgmt5 Elect Director Robert S. Morrison

For

For

Mgmt6 Elect Director James A. Skinner

For

For

Mgmt7 Elect Director David B. Smith, Jr.

For

For

Mgmt8 Elect Director David B. Speer

For

For

Mgmt9 Elect Director Pamela B. Strobel

For

For

 

Page 34 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt10 Ratify Auditors

For

For

SH11 Report on Political Contributions

Against

For

Marriott International, Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

07-May-10 USA 571903202 Annual

16-Mar-10

 

Ticker: MAR

 

 

CUSIP: 571903202 ISIN: US5719032022 SEDOL: 2210614

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director J.W. Marriott, Jr.

For

For

 

 

Mgmt2 Elect Director John W. Marriott, III

For

For

Mgmt3 Elect Director Mary K. Bush

For

For

Mgmt4 Elect Director Lawrence W. Kellner

For

For

Mgmt5 Elect Director Debra L. Lee

For

For

Mgmt6 Elect Director George Munoz

For

For

Mgmt7 Elect Director Harry J. Pearce

For

For

Mgmt8 Elect Director Steven S Reinemund

For

For

Mgmt9 Elect Director W. Mitt Romney

For

For

Mgmt10 Elect Director William J. Shaw

For

For

Mgmt11 Elect Director Lawrence M. Small

For

For

Mgmt12 Ratify Auditors

For

For

NII Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

11-May-10 USA 62913F201 Annual

19-Mar-10

 

Ticker: NIHD

 

 

CUSIP: 62913F201 ISIN: US62913F2011 SEDOL: 2090485

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Steven P. Dussek

For

For

Mgmt1.2 Elect Director Donald Guthrie

For

For

Mgmt1.3 Elect Director Steven M. Shindler

For

For

Mgmt2 Ratify Auditors

For

For

Mgmt3 Amend Omnibus Stock Plan

For

Against

Sprint Nextel Corporation Meeting Date Country Primary Security ID Meeting Type

Record Date

 

11-May-10 USA 852061100 Annual

12-Mar-10

 

Ticker: S

 

 

CUSIP: 852061100 ISIN: US8520611000 SEDOL: 2922447

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Election Director Robert R. Bennett

For

For

Page 35 of 51

 

 

 

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt2 Election Director Gordon M. Bethune

 

For

For

Mgmt3 Election Director Larry C. Glasscock

 

For

For

Mgmt4 Election Director James H. Hance, Jr.

 

For

For

Mgmt5 Election Director Daniel R. Hesse

 

For

For

Mgmt6 Election Director V. Janet Hill

 

For

For

Mgmt7 Election Director Frank Ianna

 

For

For

Mgmt8 Election Director Sven-Christer Nilsson

 

For

For

 

 

Mgmt9 Election Director William R. Nuti

 

For

For

Mgmt10 Election Director Rodney O’ Neal

 

For

For

Mgmt11 Ratify Auditors

 

For

For

Mgmt12 Approve Repricing of Options

 

For

For

SH13 Report on Political Contributions

 

Against

For

SH14 Advisory Vote to Ratify Named Executive Officers’ Compensation

 

Against

For

SH15 Provide Right to Act by Written Consent

 

Against

For

Waste Management, Inc. Meeting Date Country Primary Security ID

Meeting Type

Record Date

 

11-May-10 USA 94106L109

Annual

15-Mar-10

 

Ticker: WM

 

 

 

CUSIP: 94106L109 ISIN: US94106L1098 SEDOL: 2937667

 

 

 

 

 

 

Vote

Proponent

 

Mgmt Rec

Instruction

Mgmt1 Elect Director Pastora San Juan Cafferty

 

For

For

Mgmt2 Elect Director Frank M. Clark, Jr.

 

For

For

Mgmt3 Elect Director Patrick W. Gross

 

For

For

Mgmt4 Elect Director John C. Pope

 

For

For

Mgmt5 Elect Director W. Robert Reum

 

For

For

Mgmt6 Elect Director Steven G. Rothmeier

 

For

For

Mgmt7 Elect Director David P. Steiner

 

For

For

Mgmt8 Elect Director Thomas H. Weidemeyer

 

For

For

Mgmt9 Ratify Auditors

 

For

For

Mgmt10 Reduce Supermajority Vote Requirement

 

For

For

SH11 Report on Political Contributions

 

Against

For

SH12 Amend Articles/Bylaws/Charter -- Call Special Meetings

 

Against

For

Amgen, Inc. Meeting Date Country Primary Security ID

Meeting Type

Record Date

 

12-May-10 USA 031162100

Annual

15-Mar-10

 

Ticker: AMGN

 

 

 

CUSIP: 031162100 ISIN: US0311621009 SEDOL: 2023607

 

 

 

 

Page 36 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10

Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Dr. David Baltimore

For

For

Mgmt2 Elect Director Frank J. Biondi, Jr.

For

For

Mgmt3 Elect Director Francois De Carbonnel

For

For

Mgmt4 Elect Director Jerry D. Choate

For

For

Mgmt5 Elect Director Dr. Vance D. Coffman

For

For

 

 

Mgmt6 Elect Director Frederick W. Gluck

For

For

Mgmt7 Elect Director Dr. Rebecca M. Henderson

For

For

Mgmt8 Elect Director Frank C. Herringer

For

For

Mgmt9 Elect Director Dr. Gilbert S. Omenn

For

For

Mgmt10 Elect Director Judith C. Pelham

For

For

Mgmt11 Elect Director Adm. J. Paul Reason, USN (Retired)

For

For

Mgmt12 Elect Director Leonard D. Schaeffer

For

For

Mgmt13 Elect Director Kevin W. Sharer

For

For

Mgmt14 Ratify Auditors

For

For

SH15 Provide Right to Act by Written Consent

Against

For

SH16 Stock Retention/Holding Period

Against

For

CF Industries Holdings, Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

12-May-10 USA 125269100 Annual

30-Mar-10

 

Ticker: CF

 

 

CUSIP: 125269100 ISIN: US1252691001 SEDOL: B0G4K50

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Robert C. Arzbaecher

For

For

Mgmt1.2 Elect Director Edward A. Schmitt

For

For

Mgmt2 Ratify Auditors

For

For

ConocoPhillips Meeting Date Country Primary Security ID Meeting Type

Record Date

 

12-May-10 USA 20825C104 Annual

15-Mar-10

 

Ticker: COP

 

 

CUSIP: 20825C104 ISIN: US20825C1045 SEDOL: 2685717

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Richard L. Armitage

For

For

Mgmt1.2 Elect Director Richard H. Auchinleck

For

For

Mgmt1.3 Elect Director James E. Copeland, Jr.

For

For

Mgmt1.4 Elect Director Kenneth M. Duberstein

For

For

Mgmt1.5 Elect Director Ruth R. Harkin

For

For

 

Page 37 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt1.6 Elect Director Harold W. Mcgraw III

For

For

Mgmt1.7 Elect Director James J. Mulva

For

For

Mgmt1.8 Elect Director Robert A. Niblock

For

For

Mgmt1.9 Elect Director Harald J. Norvik

For

For

Mgmt1.10 Elect Director William K. Reilly

For

For

Mgmt1.11 Elect Director Bobby S. Shackouls

For

For

 

 

Mgmt1.12 Elect Director Victoria J. Tschinkel

For

For

Mgmt1.13 Elect Director Kathryn C. Turner

For

For

Mgmt1.14 Elect Director William E. Wade, Jr.

For

For

Mgmt2 Ratify Auditors

For

For

SH3 Report on Board Risk Management Oversight

Against

Against

SH4 Adopt Quantitative GHG Goals for Products and Operations

Against

For

SH5 Report on Environmental Impact of Oil Sands Operations in

Against

For

Canada

 

 

SH6 Adopt Policy to Address Coastal Louisiana Environmental

Against

Against

Impacts

 

 

SH7 Report on Financial Risks of Climate Change

Against

Against

SH8 Adopt Goals to Reduce Emission of TRI Chemicals

Against

Against

SH9 Amend EEO Policy to Prohibit Discrimination Based on Sexual

Against

For

Orientation and Gender Identity

 

 

SH10 Report on Political Contributions

Against

For

Eastman Kodak Company Meeting Date Country Primary Security ID Meeting Type

Record Date

 

12-May-10 USA 277461109 Annual

15-Mar-10

 

Ticker: EK

 

 

CUSIP: 277461109 ISIN: US2774611097 SEDOL: 2300601

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Richard S. Braddock

For

Against

Mgmt2 Elect Director Herald Y. Chen

For

For

Mgmt3 Elect Director Adam H. Clammer

For

For

Mgmt4 Elect Director Timothy M. Donahue

For

For

Mgmt5 Elect Director Michael J. Hawley

For

Against

Mgmt6 Elect Director William H. Hernandez

For

For

Mgmt7 Elect Director Douglas R. Lebda

For

Against

Mgmt8 Elect Director Debra L. Lee

For

For

Mgmt9 Elect Director Delano E. Lewis

For

Against

Mgmt10 Elect Director William G. Parrett

For

Against

Mgmt11 Elect Director Antonio M. Perez

For

For

Mgmt12 Elect Director Joel Seligman

For

Against

Page 38 of 51

 

 

 

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt13 Elect Director Dennis F. Strigl

For

For

Mgmt14 Elect Director Laura D’Andrea Tyson

For

For

Mgmt15 Ratify Auditors

For

For

Mgmt16 Amend Omnibus Stock Plan

For

For

 

 

Mgmt17 Amend Executive Incentive Bonus Plan

For

For

Murphy Oil Corporation Meeting Date Country Primary Security ID Meeting Type

Record Date

 

12-May-10 USA 626717102 Annual

15-Mar-10

 

Ticker: MUR

 

 

CUSIP: 626717102 ISIN: US6267171022 SEDOL: 2611206

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Frank W. Blue

For

For

Mgmt1.2 Elect Director Claiborne P. Deming

For

For

Mgmt1.3 Elect Director Robert A. Hermes

For

For

Mgmt1.4 Elect Director James V. Kelley

For

For

Mgmt1.5 Elect Director R. Madison Murphy

For

For

Mgmt1.6 Elect Director William C. Nolan, Jr.

For

For

Mgmt1.7 Elect Director Neal E. Schmale

For

For

Mgmt1.8 Elect Director David J. H. Smith

For

For

Mgmt1.9 Elect Directors Caroline G. Theus

For

For

Mgmt1.10 Elect Directors David M. Wood

For

For

Mgmt2 Ratify Auditors

For

For

Philip Morris International Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

12-May-10 USA 718172109 Annual

16-Mar-10

 

Ticker: PM

 

 

CUSIP: 718172109 ISIN: US7181721090 SEDOL: B2PKRQ3

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Harold Brown

For

For

Mgmt2 Elect Director Mathis Cabiallavetta

For

For

Mgmt3 Elect Director Louis C. Camilleri

For

For

Mgmt4 Elect Director J. Dudley Fishburn

For

For

Mgmt5 Elect Director Jennifer Li

For

For

Mgmt6 Elect Director Graham Mackay

For

For

Mgmt7 Elect Director Sergio Marchionne

For

For

Mgmt8 Elect Director Lucio A. Noto

For

For

Mgmt9 Elect Director Carlos Slim Helu

For

For

Mgmt10 Elect Director Stephen M. Wolf

For

For

Page 39 of 51

 

 

 

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt11 Ratify Auditors

For

For

SH12 Report on Effect of Marketing Practices on the Poor

Against

Against

 

 

SH13 Establish Supplier Human Rights Purchasing Protocols

Against

Against

Ford Motor Company Meeting Date Country Primary Security ID Meeting Type

Record Date

 

13-May-10 USA 345370860 Annual

17-Mar-10

 

Ticker: F

 

 

CUSIP: 345370860 ISIN: US3453708600 SEDOL: 2615468

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Stephen G. Butler

For

For

Mgmt1.2 Elect Director Kimberly A. Casiano

For

For

Mgmt1.3 Elect Director Anthony F. Earley, Jr.

For

Withhold

Mgmt1.4 Elect Director Edsel B. Ford II

For

For

Mgmt1.5 Elect Director William Clay Ford, Jr.

For

For

Mgmt1.6 Elect Director Richard A. Gephardt

For

For

Mgmt1.7 Elect Director Irvine O. Hockaday, Jr.

For

For

Mgmt1.8 Elect Director Richard A. Manoogian

For

Withhold

Mgmt1.9 Elect Director Ellen R. Marram

For

Withhold

Mgmt1.10 Elect Director Alan Mulally

For

For

Mgmt1.11 Elect Director Homer A. Neal

For

For

Mgmt1.12 Elect Director Gerald L. Shaheen

For

For

Mgmt1.13 Elect Director John L. Thornton

For

Withhold

Mgmt2 Ratify Auditors

For

For

Mgmt3 Adopt NOL Rights Plan (NOL Pill)

For

For

SH4 Disclose Prior Government Service

Against

Against

SH5 Adopt Recapitalization Plan

Against

For

SH6 Report on Political Contributions

Against

For

SH7 Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

For

SH8 Prohibit Energy Projects Only Concerned With CO2 Reduction

Against

Against

Integrys Energy Group, Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

13-May-10 USA 45822P105 Annual

18-Mar-10

 

Ticker: TEG

 

 

CUSIP: 45822P105 ISIN: US45822P1057 SEDOL: 2982098

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Keith E. Bailey

For

For

Mgmt1.2 Elect Director P. San Juan Cafferty

For

For

 

Page 40 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt1.3 Elect Director Ellen Carnahan

For

For

Mgmt1.4 Elect Director K.M. Hasselblad-pascale

For

For

 

 

Mgmt1.5 Elect Director John W. Higgins

For

For

Mgmt1.6 Elect Director James L. Kemerling

For

For

Mgmt1.7 Elect Director Michael E. Lavin

For

For

Mgmt1.8 Elect Director William F. Protz, Jr.

For

For

Mgmt1.9 Elect Director Charles A. Schrock

For

For

Mgmt2 Approve Omnibus Stock Plan

For

For

Mgmt3 Ratify Auditors

For

For

Pactiv Corporation Meeting Date Country Primary Security ID Meeting Type

Record Date

 

14-May-10 USA 695257105 Annual

15-Mar-10

 

Ticker: PTV

 

 

CUSIP: 695257105 ISIN: US6952571056 SEDOL: 2511328

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Larry D. Brady

For

For

Mgmt2 Elect Director K. Dane Brooksher

For

For

Mgmt3 Elect Director Robert J. Darnall

For

For

Mgmt4 Elect Director Mary R. Henderson

For

For

Mgmt5 Elect Director N. Thomas Linebarger

For

For

Mgmt6 Elect Director Roger B. Porter

For

For

Mgmt7 Elect Director Richard L. Wambold

For

For

Mgmt8 Elect Director Norman H. Wesley

For

For

Mgmt9 Ratify Auditors

For

For

FirstEnergy Corp. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

18-May-10 USA 337932107 Annual

22-Mar-10

 

Ticker: FE

 

 

CUSIP: 337932107 ISIN: US3379321074 SEDOL: 2100920

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Paul T. Addison

For

Withhold

Mgmt1.2 Elect Director Anthony J. Alexander

For

Withhold

Mgmt1.3 Elect Director Michael J. Anderson

For

Withhold

Mgmt1.4 Elect Director Carol A. Cartwright

For

Withhold

Mgmt1.5 Elect Director William T. Cottle

For

Withhold

Mgmt1.6 Elect Director Robert B. Heisler, Jr.

For

Withhold

Mgmt1.7 Elect Director Ernest J. Novak, Jr.

For

Withhold

Mgmt1.8 Elect Director Catherine A. Rein

For

Withhold

Page 41 of 51

 

 

 

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

 

 

Mgmt1.9 Elect Director George M. Smart

For

Withhold

Mgmt1.10 Elect Director Wes M. Taylor

For

Withhold

Mgmt1.11 Elect Director Jesse T. Williams, Sr.

For

Withhold

Mgmt2 Ratify Auditors

For

For

SH3 Amend Bylaws-- Call Special Meetings

Against

For

SH4 Stock Retention/Holding Period

Against

For

SH5 Provide Right to Act by Written Consent

Against

For

SH6 Require a Majority Vote for the Election of Directors

Against

For

WellPoint, Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

18-May-10 USA 94973V107 Annual

17-Mar-10

 

Ticker: WLP

 

 

CUSIP: 94973V107 ISIN: US94973V1070 SEDOL: 2794743

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Sheila P. Burke

For

For

Mgmt2 Elect Director George A. Schaefer, Jr.

For

For

Mgmt3 Elect Director Jackie M. Ward

For

For

Mgmt4 Ratify Auditors

For

For

SH5 Report on Conversion to Non-Profit Status

Against

Against

SH6 Report on Lobbying Expenses

Against

Against

SH7 Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

For

SH8 Reincorporate in Another State [from Indiana to Delaware]

Against

For

Northrop Grumman Corporation Meeting Date Country Primary Security ID Meeting Type

Record Date

 

19-May-10 USA 666807102 Annual

23-Mar-10

 

Ticker: NOC

 

 

CUSIP: 666807102 ISIN: US6668071029 SEDOL: 2648806

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Wesley G. Bush

For

For

Mgmt2 Elect Director Lewis W. Coleman

For

For

Mgmt3 Elect Director Thomas B. Fargo

For

For

Mgmt4 Elect Director Victor H. Fazio

For

For

Mgmt5 Elect Director Donald E. Felsinger

For

For

Mgmt6 Elect Director Stephen E. Frank

For

For

Mgmt7 Elect Director Bruce S. Gordon

For

For

Mgmt8 Elect Director Madeleine Kleiner

For

For

Mgmt9 Elect Director Karl J. Krapek

For

For

 

Page 42 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

 

 

Mgmt10 Elect Director Richard B. Myers

For

For

Mgmt11 Elect Director Aulana L. Peters

For

For

Mgmt12 Elect Director Kevin W. Sharer

For

For

Mgmt13 Ratify Auditors

For

For

Mgmt14 Amend Certificate of Incorporation to Provide Shareholders the

For

For

Right to Call Special Meetings and Make Other Revisions

 

 

Mgmt15 Amend Certificate of Incorporation of Subsidiary to Eliminate

For

For

Requirement of Shareholder Approval of Certain Actions

 

 

SH16 Reincorporate in Another State [from Delaware to North Dakota]

Against

Against

WESCO International, Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

19-May-10 USA 95082P105 Annual

24-Mar-10

 

Ticker: WCC

 

 

CUSIP: 95082P105 ISIN: US95082P1057 SEDOL: 2416973

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Sandra Beach Lin

For

Withhold

Mgmt1.2 Elect Director Robert J. Tarr, Jr.

For

For

Mgmt1.3 Elect Director Stephen A. Van Oss

For

For

Mgmt2 Ratify Auditors

For

For

Allegheny Energy, Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

20-May-10 USA 017361106 Annual

05-Mar-10

 

Ticker: AYE

 

 

CUSIP: 017361106 ISIN: US0173611064 SEDOL: 2024020

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Furlong Baldwin

For

For

Mgmt1.2 Elect Director Eleanor Baum

For

For

Mgmt1.3 Elect Director Paul J. Evanson

For

For

Mgmt1.4 Elect Director Cyrus F. Freidheim, Jr

For

For

Mgmt1.5 Elect Director Julia L. Johnson

For

For

Mgmt1.6 Elect Director Ted J. Kleisner

For

For

Mgmt1.7 Elect Director Christopher D. Pappas

For

For

Mgmt1.8 Elect Director Steven H. Rice

For

For

Mgmt1.9 Elect Director Gunnar E. Sarsten

For

For

Mgmt1.10 Elect Director Michael H. Sutton

For

For

Mgmt2 Ratify Auditors

For

For

SH3 Require Independent Board Chairman

Against

For

 

Page 43 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Cephalon, Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

 

20-May-10 USA 156708109 Annual

25-Mar-10

Ticker: CEPH

 

CUSIP: 156708109 ISIN: US1567081096 SEDOL: 2185143

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Frank Baldino, Jr., Ph.D.

For

For

Mgmt1.2 Elect Director William P. Egan

For

For

Mgmt1.3 Elect Director Martyn D. Greenacre

For

For

Mgmt1.4 Elect Director Vaughn M. Kailian

For

For

Mgmt1.5 Elect Director Kevin E. Moley

For

For

Mgmt1.6 Elect Director Charles A. Sanders, M.D.

For

For

Mgmt1.7 Elect Director Gail R. Wilensky, Ph.D.

For

For

Mgmt1.8 Elect Director Dennis L. Winger

For

For

Mgmt2 Amend Omnibus Stock Plan

For

For

Mgmt3 Approve Qualified Employee Stock Purchase Plan

For

For

Mgmt4 Ratify Auditors

For

For

Comcast Corporation Meeting Date Country Primary Security ID Meeting Type

Record Date

 

20-May-10 USA 20030N101 Annual

11-Mar-10

 

Ticker: CMCSA

 

 

CUSIP: 20030N101 ISIN: US20030N1019 SEDOL: 2044545

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director S. Decker Anstrom

For

For

Mgmt1.2 Elect Director Kenneth J. Bacon

For

For

Mgmt1.3 Elect Director Sheldon M. Bonovitz

For

For

Mgmt1.4 Elect Director Edward D. Breen

For

For

Mgmt1.5 Elect Director Julian A. Brodsky

For

For

Mgmt1.6 Elect Director Joseph J. Collins

For

For

Mgmt1.7 Elect Director J. Michael Cook

For

For

Mgmt1.8 Elect Director Gerald L. Hassell

For

For

Mgmt1.9 Elect Director Jeffrey A. Honickman

For

For

Mgmt1.10 Elect Director Brian L. Roberts

For

For

Mgmt1.11 Elect Director Ralph J. Roberts

For

For

Mgmt1.12 Elect Director Judith Rodin

For

For

Mgmt1.13 Elect Director Michael I. Sovern

For

For

Mgmt2 Ratify Auditors

For

For

Mgmt3 Amend Executive Incentive Bonus Plan

For

For

Page 44 of 51

 

 

 

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

 

 

SH4 Provide for Cumulative Voting

Against

For

SH5 Adopt Policy on Succession Planning

Against

For

SH6 Require Independent Board Chairman

Against

For

Stanley Black & Decker, Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

20-May-10 USA 854502101 Annual

15-Apr-10

 

Ticker: SWK

 

 

CUSIP: 854616109 ISIN: US8546161097 SEDOL: 2840549

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Nolan D. Archibald

For

For

Mgmt1.2 Elect Director John G. Breen

For

Withhold

Mgmt1.3 Elect Director George W. Buckley

For

For

Mgmt1.4 Elect Director Virgis W. Colbert

For

Withhold

Mgmt1.5 Elect Director Manuel A. Fernandez

For

For

Mgmt1.6 Elect Director Benjamin H. Griswold, IV

For

For

Mgmt1.7 Elect Director Anthony Luiso

For

For

Mgmt1.8 Elect Director John F. Lundgren

For

Withhold

Mgmt1.9 Elect Director Robert L. Ryan

For

For

Mgmt2 Ratify Auditors

For

For

Time Warner Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

21-May-10 USA 887317303 Annual

26-Mar-10

 

Ticker: TWX

 

 

CUSIP: 887317303 ISIN: US8873173038 SEDOL: B63QTN2

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director James L. Barksdale

For

For

Mgmt2 Elect Director William P. Barr

For

For

Mgmt3 Elect Director Jeffrey L. Bewkes

For

For

Mgmt4 Elect Director Stephen F. Bollenbach

For

For

Mgmt5 Elect Director Frank J. Caufield

For

For

Mgmt6 Elect Director Robert C. Clark

For

For

Mgmt7 Elect Director Mathias Dopfner

For

For

Mgmt8 Elect Director Jessica P. Einhorn

For

For

Mgmt9 Elect Director Fred Hassan

For

For

Mgmt10 Elect Director Michael A. Miles

For

For

Mgmt11 Elect Director Kenneth J. Novack

For

For

Mgmt12 Elect Director Deborah C. Wright

For

For

Mgmt13 Ratify Auditors

For

For

Page 45 of 51

 

 

 

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt14 Approve Omnibus Stock Plan

For

For

Mgmt15 Provide Right to Call Special Meeting

For

For

SH16 Reduce Supermajority Vote Requirement

Against

For

SH17 Stock Retention/Holding Period

Against

For

SH18 Advisory Vote to Ratify Named Executive Officers’ Compensation

Against

For

Time Warner Cable Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

24-May-10 USA 88732J207 Annual

29-Mar-10

 

Ticker: TWC

 

 

CUSIP: 88732J207 ISIN: US88732J2078 SEDOL: B63BPC8

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Carole Black

For

Against

Mgmt2 Elect Director Glenn A. Britt

For

For

Mgmt3 Elect Director Thomas H. Castro

For

Against

Mgmt4 Elect Director David C. Chang

For

For

Mgmt5 Elect Director James E. Copeland, Jr.

For

For

Mgmt6 Elect Director Peter R. Haje

For

Against

Mgmt7 Elect Director Donna A. James

For

For

Mgmt8 Elect Director Don Logan

For

For

Mgmt9 Elect Director N.J. Nicholas, Jr.

For

Against

Mgmt10 Elect Director Wayne H. Pace

For

For

Mgmt11 Elect Director Edward D. Shirley

For

For

Mgmt12 Elect Director John E. Sununu

For

For

Mgmt13 Ratification Of Auditors

For

For

Chevron Corporation Meeting Date Country Primary Security ID Meeting Type

Record Date

 

26-May-10 USA 166764100 Annual

01-Apr-10

 

Ticker: CVX

 

 

CUSIP: 166764100 ISIN: US1667641005 SEDOL: 2838555

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director S.H. Armacost

For

For

Mgmt2 Elect Director L.F. Deily

For

For

Mgmt3 Elect Director R.E. Denham

For

For

Mgmt4 Elect Director R.J. Eaton

For

For

Mgmt5 Elect Director C. Hagel

For

For

Mgmt6 Elect Director E. Hernandez

For

For

Mgmt7 Elect Director F.G. Jenifer

For

For

 

Page 46 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

 

 

Mgmt8 Elect Director G.L. Kirkland

 

For

For

Mgmt9 Elect Director S. Nunn

 

For

For

Mgmt10 Elect Director D.B. Rice

 

For

For

Mgmt11 Elect Director K.W. Sharer

 

For

For

Mgmt12 Elect Director C.R. Shoemate

 

For

For

Mgmt13 Elect Director J.G. Stumpf

 

For

For

Mgmt14 Elect Director R.D. Sugar

 

For

For

Mgmt15 Elect Director C. Ware

 

For

For

Mgmt16 Elect Director J.S. Watson

 

For

For

Mgmt17 Ratify Auditors

 

For

For

Mgmt18 Provide Right to Call Special Meeting

 

For

For

SH19 Request Director Nominee with Environmental Qualifications

 

Against

For

SH20 Stock Retention/Holding Period

 

Against

For

SH21 Disclose Payments To Host Governments

 

Against

Against

SH22 Adopt Guidelines for Country Selection

 

Against

For

SH23 Report on Financial Risks From Climate Change

 

Against

Against

SH24 Amend Bylaws to Establish a Board Committee on Human Rights

 

Against

Against

Federal-Mogul Corporation Meeting Date Country Primary Security ID

Meeting Type

Record Date

 

26-May-10 USA 313549404

Annual

05-Apr-10

 

Ticker: FDML

 

 

 

CUSIP: 313549404 ISIN: US3135494041 SEDOL: B29N9B7

 

 

 

 

 

 

Vote

Proponent

 

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Carl C. Icahn

 

For

Withhold

Mgmt1.2 Elect Director Jose Maria Alapont

 

For

Withhold

Mgmt1.3 Elect Director George Feldenkreis

 

For

For

Mgmt1.4 Elect Director Vincent J. Intrieri

 

For

Withhold

Mgmt1.5 Elect Director J. Michael Laisure

 

For

For

Mgmt1.6 Elect Director Keith A. Meister

 

For

Withhold

Mgmt1.7 Elect Director Daniel A. Ninivaggi

 

For

Withhold

Mgmt1.8 Elect Director David S. Schechter

 

For

Withhold

Mgmt1.9 Elect Director Neil S. Subin

 

For

For

Mgmt1.10 Elect Director James H. Vandenberghe

 

For

For

Mgmt2 Approve Omnibus Stock Plan

 

For

For

Chimera Investment Corporation Meeting Date Country Primary Security ID

Meeting Type

Record Date

 

27-May-10 USA 16934Q109

Annual

29-Mar-10

 

Ticker: CIM

 

 

 

 

Page 47 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10

Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund CUSIP: 16934Q109 ISIN: US16934Q1094 SEDOL: B295NH7

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Jeremy Diamond

For

For

Mgmt1.2 Elect Director John Reilly

For

For

Mgmt2 Ratify Auditors

For

For

Kinetic Concepts, Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

27-May-10 USA 49460W208 Annual

31-Mar-10

 

Ticker: KCI

 

 

CUSIP: 49460W208 ISIN: US49460W2089 SEDOL: 2384553

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Ronald W. Dollens

For

Withhold

Mgmt1.2 Elect Director Catherine M. Burzik

For

For

Mgmt1.3 Elect Director John P. Byrnes

For

For

Mgmt1.4 Elect Director Harry R. Jacobson

For

For

Mgmt2 Ratify Auditors

For

For

Tech Data Corporation Meeting Date Country Primary Security ID Meeting Type

Record Date

 

02-Jun-10 USA 878237106 Annual

25-Mar-10

 

Ticker: TECD

 

 

CUSIP: 878237106 ISIN: US8782371061 SEDOL: 2879532

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Charles E. Adair

For

For

Mgmt2 Elect Director Maximilian Ardelt

For

For

Mgmt3 Elect Director Harry J. Harczak, Jr.

For

For

Mgmt4 Elect Director Savio W. Tung

For

For

Mgmt5 Ratify Auditors

For

For

Mgmt6 Advisory Vote to Ratify Named Executive Officers’ Compensation

For

For

Millipore Corporation Meeting Date Country Primary Security ID Meeting Type

Record Date

 

03-Jun-10 USA 601073109 Special

29-Apr-10

 

Ticker: MIL

 

 

CUSIP: 601073109 ISIN: US6010731098 SEDOL: 2594437

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Approve Merger Agreement

For

For

Mgmt2 Adjourn Meeting

For

For

 

Page 48 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

 

 

New York Community Bancorp, Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

03-Jun-10 USA 649445103 Annual

05-Apr-10

Ticker: NYB

 

CUSIP: 649445103 ISIN: US6494451031 SEDOL: 2711656

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1.1 Elect Director Donald M. Blake

For

For

Mgmt1.2 Elect Director Michael J. Levine

For

For

Mgmt1.3 Elect Director Guy V. Molinari

For

For

Mgmt1.4 Elect Director John M. Tsimbinos

For

For

Mgmt2 Ratify Auditors

For

For

Biogen Idec Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

09-Jun-10 USA 09062X103 Annual

19-Apr-10

 

Ticker: BIIB

 

 

CUSIP: 09062X103 ISIN: US09062X1037 SEDOL: 2455965

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Elect Director Nancy L. Leaming

For

For

Mgmt2 Elect Director Brian S. Posner

For

For

Mgmt3 Elect Director Eric K. Rowinsky

For

For

Mgmt4 Elect Director Stephen A. Sherwin

For

For

Mgmt5 Ratify Auditors

For

For

Mgmt6 Amend Non-Employee Director Omnibus Stock Plan

For

For

Ingram Micro Inc. Meeting Date Country Primary Security ID Meeting Type

Record Date

 

09-Jun-10 USA 457153104 Annual

05-Apr-10

 

Ticker: IM

 

 

CUSIP: 457153104 ISIN: US4571531049 SEDOL: 2489094

 

 

 

 

Vote

Proponent

Mgmt Rec

Instruction

Mgmt1 Declassify the Board of Directors

For

For

Mgmt2 Amend Certificate of Incorporation to Provide Directors May be

For

For

Removed Without Cause

 

 

Mgmt3.1 Elect Director Howard I. Atkins

For

Withhold

Mgmt3.2 Elect Director Leslie Stone Heisz

For

For

Mgmt3.3 Elect Director John R. Ingram

For

For

Mgmt3.4 Elect Director Orrin H. Ingram, II

For

For

Mgmt3.5 Elect Director Dale R. Laurance

For

For

Mgmt3.6 Elect Director Linda Fayne Levinson

For

For

Mgmt3.7 Elect Director Michael T. Smith

For

For

Page 49 of 51

 

 

 

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10 Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Mgmt3.8 Elect Director Gregory M.E. Spierkel

 

For

For

Mgmt3.9 Elect Director Joe B. Wyatt

 

For

For

Mgmt3.10 Elect Director Orrin H. Ingram, II

 

For

For

Mgmt3.11 Elect Director Michael T. Smith

 

For

For

Mgmt3.12 Elect Director Gregory M.E. Spierkel

 

For

For

Mgmt3.13 Elect Director Joe B. Wyatt

 

For

For

Mgmt4 Ratify Auditors

 

For

For

SUPERVALU Inc. Meeting Date Country Primary Security ID

Meeting Type

Record Date

 

24-Jun-10 USA 868536103

Annual

27-Apr-10

 

Ticker: SVU

 

 

 

CUSIP: 868536103 ISIN: US8685361037 SEDOL: 2863610

 

 

 

 

 

 

Vote

Proponent

 

Mgmt Rec

Instruction

Mgmt1 Elect Director Donald R. Chappel

 

For

For

Mgmt2 Elect Director Irwin S. Cohen

 

For

For

Mgmt3 Elect Director Ronald E. Daly

 

For

For

Mgmt4 Elect Director Susan E. Engel

 

For

For

Mgmt5 Elect Director Craig R. Herkert

 

For

For

Mgmt6 Elect Director Charles M. Lillis

 

For

For

Mgmt7 Elect Director Steven S. Rogers

 

For

For

Mgmt8 Elect Director Matthew E. Rubel

 

For

For

Mgmt9 Elect Director Wayne C. Sales

 

For

For

Mgmt10 Elect Director Kathi P. Seifert

 

For

For

Mgmt11 Ratify Auditors

 

For

For

Mgmt12 Company Request on Advisory Vote on Executive Compensation

 

For

For

XTO Energy Inc. Meeting Date Country Primary Security ID

Meeting Type

Record Date

 

25-Jun-10 USA 98385X106

Special

03-May-10

 

Ticker: XTO

 

 

 

CUSIP: 98385X106 ISIN: US98385X1063 SEDOL: 2236911

 

 

 

 

 

 

Vote

Proponent

 

Mgmt Rec

Instruction

Mgmt1 Approve Merger Agreement

 

For

For

Mgmt2 Adjourn Meeting

 

For

For

Delta Air Lines, Inc. Meeting Date Country Primary Security ID

Meeting Type

Record Date

 

30-Jun-10 USA 247361702

Annual

03-May-10

 

Ticker: DAL

 

 

 

CUSIP: 247361702 ISIN: US2473617023 SEDOL: B1W9D46

 

 

 

 

Page 50 of 51

Vote Summary Report

Report was run from: 7/1/09 to 6/30/10

Institutional Account(s): Quant Long/Short Fund, Quant Long/Short Fund

Vote

Proponent

Mgmt Rec

Instruction

1

Elect Director Richard H. Anderson

Mgmt

For

For

2

Elect Director Edward H. Bastian

Mgmt

For

For

3

Elect Director Roy J. Bostock

Mgmt

For

For

4

Elect Director John S. Brinzo

Mgmt

For

For

5

Elect Director Daniel A. Carp

Mgmt

For

For

6

Elect Director John M. Engler

Mgmt

For

For

7

Elect Director Mickey P. Foret

Mgmt

For

For

8

Elect Director David R. Goode

Mgmt

For

For

9

Elect Director Paula Rosput Reynolds

Mgmt

For

For

10

Elect Director Kenneth C. Rogers

Mgmt

For

For

11

Elect Director Rodney E. Slater

Mgmt

For

For

12

Elect Director Douglas M. Steenland

Mgmt

For

For

13

Elect Director Kenneth B. Woodrow

Mgmt

For

For

14

Ratify Auditors

Mgmt

For

For

15

Provide for Cumulative Voting

SH

Against

For

 

Page 51 of 51

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Quantitative Group of Funds

 

(Registrant)

 

 

By:

/s/ Willard L. Umphrey

 

Willard L. Umphrey, President

 

 

Date:

August 12, 2010