0001209191-14-013695.txt : 20140224 0001209191-14-013695.hdr.sgml : 20140224 20140224192226 ACCESSION NUMBER: 0001209191-14-013695 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140220 FILED AS OF DATE: 20140224 DATE AS OF CHANGE: 20140224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUDSON VALLEY HOLDING CORP CENTRAL INDEX KEY: 0000722256 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 133148745 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21 SCARSDALE ROAD CITY: YONKERS STATE: NY ZIP: 10707 BUSINESS PHONE: 9149616100 MAIL ADDRESS: STREET 1: 21 SCARSDALE ROAD CITY: YONKERS STATE: NY ZIP: 10707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blose James P CENTRAL INDEX KEY: 0001593478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34453 FILM NUMBER: 14638445 MAIL ADDRESS: STREET 1: C/O 21 SCARSDALE ROAD CITY: YONKERS STATE: NY ZIP: 10707 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-20 0 0000722256 HUDSON VALLEY HOLDING CORP HVB 0001593478 Blose James P C/O 21 SCARSDALE ROAD YONKERS NY 10707 0 1 0 0 EVP, General Counsel Commn Stock 2014-02-20 4 A 0 2900 0.00 A 11144 D Common Stock 1000 I by IRA Stock Options (Right-to--Buy) 26.46 2006-10-02 2006-10-02 Common Stock 1325 1325 D Stock Options (Right-to-Buy) 35.27 2007-10-17 2017-10-17 Common Stock 2172 2172 D Restricted Stock vests over 3 years on the anniversary of the grant commencing 02/20/2015, at a rate of 33.3% per year. Accordingly, 967 shares will vest on each of 02/20/2015 and 02/20/2016 and 966 shares will vest on 02/20/2017. Includes 7,500 shares of Restricted Stock which vest over 4 years on the anniversary of the grant commencing 12/2/2014, at a rate of 20% for each of the first and second years and a rate of 30% for each of the third and fourth years (1,500 shares will vest on each of 12/2/2014 and 12/2/2015 and 2,250 shares will vest on each of 12/2/2016 and 12/2/2017). Includes 2,900 shares of Restricted Stock Award which vest over 3 years on the anniversary of the grant commencing 02/20/2015, at a rate of 33.3% for each year (967 shares will vest on each of 02/20/2015 and 02/20/2016 and 966 shares will vest on 02/20/2017). Represents Non-Qualified Stock Options granted under the Issuer's 2002 Stock Option Plan to the Reporting Person in his capacity as an outside legal advisor to the Issuer. /s/ Michael J. Indiveri (Michael J. Indiveri as Attorney-in-Fact for James P. Blose) 2014-02-24