-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WoCH0MHIHwoY2VicAJEbNSneK8f1EB/5J/Rzw0sb+cPOFv+M9iWgaQuqM0PFaita NYeKUKTEnLMO4Dp9IWnnZA== 0000891618-96-001988.txt : 19960912 0000891618-96-001988.hdr.sgml : 19960912 ACCESSION NUMBER: 0000891618-96-001988 CONFORMED SUBMISSION TYPE: 10-C PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960910 FILED AS OF DATE: 19960911 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: RATIONAL SOFTWARE CORP CENTRAL INDEX KEY: 0000722056 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 541217099 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 10-C SEC ACT: 1934 Act SEC FILE NUMBER: 000-12167 FILM NUMBER: 96628466 BUSINESS ADDRESS: STREET 1: 2800 SAN TOMAS EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051-0951 BUSINESS PHONE: 4084963600 MAIL ADDRESS: STREET 1: 2800 SAN TOMAS EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051-0951 FORMER COMPANY: FORMER CONFORMED NAME: VERDIX CORP DATE OF NAME CHANGE: 19920703 10-C 1 FORM 10-C 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-C REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ INTERDEALER QUOTATION SYSTEM FILED PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13a-17 OR 15d-17 THEREUNDER RATIONAL SOFTWARE CORPORATION (EXACT NAME OF ISSUER AS SPECIFIED IN CHARTER) 2800 San Tomas Expressway, Santa Clara, California 95051 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) Issuer's telephone number, including area code (408) 496-3600 I. CHANGE IN NUMBER OF SHARES OUTSTANDING Indicate any change (increase or decrease) of 5% or more in the number of shares outstanding: 1. Title of security Common Stock, $0.01 par value --------------------------------------------------------- 2. Number of shares outstanding before the change 17,233,716 ---------------------------- 3. Number of shares outstanding after the change 34,467,432 ----------------------------- 4. Effective date of change September 10, 1996 -------------------------------------------------- 5. Method of change: Specify method (such as merger, acquisition, exchange, distribution, stock split, reverse split, acquisition of stock for treasury, etc.) Stock split ------------ Give brief description of transaction The Company effected a two-for-one ------------------------------------- stock split of its Common Stock by means of a stock dividend. The dividend -------------------------------------------------------------------------- was paid on September 10, 1996 to holders of record on August 27, 1996. -------------------------------------------------------------------------- II. CHANGE IN NAME OF ISSUER 1. Name prior to change N/A ------------------------------------------------------ 2. Name after change --------------------------------------------------------- 3. Effective date of charter amendment changing name ------------------------- 4. Date of shareholder approval of change, if required ----------------------- Date September 11, 1996 /s/ Robert T. Bond ------------------ ----------------------------------------------- Robert T. Bond Senior Vice President, Chief Operating Officer, Chief Financial Officer, and Secretary -----END PRIVACY-ENHANCED MESSAGE-----