-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SGOHU+yTF/uqgc1cQDre2x+wodTDC1zimKcS+3uxiogrPrlL/40fgq+Dq+LNOk96 wns9iX81lh/D99u/CPJO1g== /in/edgar/work/20000913/0000722056-00-000014/0000722056-00-000014.txt : 20000922 0000722056-00-000014.hdr.sgml : 20000922 ACCESSION NUMBER: 0000722056-00-000014 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000913 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RATIONAL SOFTWARE CORP CENTRAL INDEX KEY: 0000722056 STANDARD INDUSTRIAL CLASSIFICATION: [7372 ] IRS NUMBER: 541217099 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-36128 FILM NUMBER: 722065 BUSINESS ADDRESS: STREET 1: 18880 HOMESTEAD RD CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 4088639900 MAIL ADDRESS: STREET 1: 18880 HOMESTEAD RD CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER COMPANY: FORMER CONFORMED NAME: VERDIX CORP DATE OF NAME CHANGE: 19920703 424B3 1 0001.txt PROSPECTUS SUPPLEMENT FOR FILING NUMBER 333-36128 Prospectus Supplement (To Prospectus Dated May 2, 2000) $500,000,000 5% Convertible Subordinated Notes due February 1, 2007 ------------------------- This prospectus supplement relates to the resale by the holders of Rational Software Corporation 5% Convertible Subordinated Notes Due February 1, 2000 and the shares of common stock, $.01 par value per share, issuable upon the conversion of the notes. This prospectus supplement should be read in conjunction with, and may not be delivered or utilized without, the prospectus dated May 2, 2000, including any amendments or supplements thereto. The terms of the notes are set forth in the prospectus. The information in the table appearing under the heading "Selling Securityholders" in the prospectus is amended by adding the information below with respect to persons not previously listed in the prospectus or in any amendments or supplements thereto, and by superceding the information with respect to persons previously listed in the prospectus or in any amendments or supplements thereto that are listed below:
Principal Amount at Maturity of Number of Notes Shares of Beneficially Percentage of Common Stock Percentage of Owned That Notes That May Common Stock Name May Be Sold Outstanding Be Sold Outstanding - ----------------------- ----------- ----------- ----------- ----------- Allstate Insurance Company 2,125,000 0.43% 59,493 0.0% Ariston Convertible Securities Fund 700,000 0.14% 19,598 0.0% Ariston Internet Convertible Fund 25,000 0.01% 700 0.0% Deutche Bank AG 5,167,000 1.03% 144,658 0.1% Elf Aquitaine 300,000 0.06% 8,399 0.0% First Union Securities Inc. 3,100,000 0.62% 86,789 0.0% Goldman Sachs and Company 890,000 0.18% 24,917 0.0% Key Asset Management as agent for the Victory Convertible Securities Fund 1,000,000 0.20% 27,997 0.0% Morgan Stanley Dean Witter Convertible Securities Trust 1,750,000 0.35% 48,994 0.0% Oxford, Lord Abbet & Co. 1,600,000 0.32% 44,795 0.0%
------------------------- The Date of This Prospectus Supplement Is September 9, 2000.
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