-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AsuAbHam36t23CXS7+JnUE+VsTNGyoFwzumnlAqvAbW1bafH3CvInh/7Or7arSLr 8uU7xO3ljhN0F1M4SjIyrQ== 0000898822-97-000821.txt : 19970912 0000898822-97-000821.hdr.sgml : 19970912 ACCESSION NUMBER: 0000898822-97-000821 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970823 FILED AS OF DATE: 19970829 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BERGEN BRUNSWIG CORP CENTRAL INDEX KEY: 0000011454 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 221444512 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-05110 FILM NUMBER: 97673678 BUSINESS ADDRESS: STREET 1: 4000 METROPOLITAN DR CITY: ORANGE STATE: CA ZIP: 92668 BUSINESS PHONE: 7143854000 MAIL ADDRESS: STREET 1: 4000 METROPOLITAN DRIVE CITY: ORANGE STATE: CA ZIP: 92668 FORMER COMPANY: FORMER CONFORMED NAME: BERGEN DRUG CO INC DATE OF NAME CHANGE: 19690409 COMPANY DATA: COMPANY CONFORMED NAME: CARDINAL HEALTH INC CENTRAL INDEX KEY: 0000721371 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] OWNER IRS NUMBER: 310958666 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 5555 GLENDON COURT CITY: DUBLIN STATE: OH ZIP: 43016 BUSINESS PHONE: 6147618700 MAIL ADDRESS: STREET 1: 5555 GLEDNON COURT CITY: DUBLIN STATE: OH ZIP: 43016 FORMER COMPANY: FORMER CONFORMED NAME: CARDINAL DISTRIBUTION INC DATE OF NAME CHANGE: 19920703 3 1 FORM 3 - AUGUST 23, 1997 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person Cardinal Health, Inc. 5555 Glendon Court Dublin, Ohio 43016 U.S. 2. Date of Event Requiring Statement (Month/Day/Year) August 23, 1997 3. IRS or Social Security Number of Reporting Person (Voluntary) 31-0958666 4. Issuer Name and Ticker or Trading Symbol Bergen Brunswig Corporation BBC 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director (X) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) Officer Title 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |4. Amount of |6. Ownership |7. Nature of Indirect | | Securities | Form: | Beneficial Ownership | | Beneficially | Direct(D) or | | | Owned | Indirect(I) | | ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Date Exer- |3.Title and Amount | |4. Conver-|5. Owner- |6. Nature of Indirect | Security | cisable and | of Underlying | |sion or |ship | Beneficial Ownership | | Expiration | Securities | |exercise |Form of | | | Date(Month/ |-----------------------|---------|price of |Deriv- | | | Day/Year) | |Amount |deri- |ative | | | Date | Expira- | |or |vative |Security: | | | Exer- | tion | Title |Number of|Security |Direct(D) or | | | cisable | Date | |Shares | |Indirect(I) | | ___________________________________________________________________________________________________________________________________| Option to purchase share|(1) |(1) |Class A Common Stock |10,028,16|$48.29 |D | | s of Class A Common Stoc| | | |3(1) | | | | k | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Pursuant to the Stock Option Agreement, dated August 23, 1997 (the "Stock Option Agreement"), between Cardinal Health, Inc. ("Cardinal") and Bergen Brunswig Corporation ("Bergen"), Bergen granted Cardinal an irrevocable option (the "Option") to purchase from Bergen, under certain circumstances, up to 10,028,163 authorized and unissued shares of Bergen Class A Common Stock, par value $1.50 per share ("Bergen Shares") at a price per share of $48.29. Under certain circumstances set forth in the Stock Option Agreement, a greater number of Bergen Shares may be purchased. The Option is exercisable, in whole or in part, at any time or from time to time if a Purchase Event (as defined in the Stock Option Agreement) has occurred; provided, however, that to the extent the Option has not been exercised, it will terminate upon the earlier to occur of (i) the effective time of the merger of a wholly owned subsidiary of Cardinal with and into Bergen (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of August 23, 1997 (the "Merger Agreement"); (ii) 5:00 p.m. New York City time, on the date which is 180 days following the occurrence of a Purchase Event; and (iii) (x) the termination of the Merger Agreement in accordance with its terms (other than in certain circumstances as specified by the Stock Option Agreement), or (y) 5:00 p.m. New York City time, on the date which is one year following the termination of the Merger Agreement pursuant to Section 7.1 (e) thereof if a certain Purchase Event has not occurred; provided, further, that if the Option cannot be exercised before its date of termination as a result of an injunction, order or similar restraint issued by a court of competent jurisdiction, the Option will expire on the 10th business day after such injunction, order or restraint will have been dissolved or when such injunction, order or restraint will have become permanent and no longer subject to appeal, as the case may be, but in no event later than 18 months after the occurrence of a Purchase Event. As of the date hereof, the Option is not exercisable. /s/ George H. Bennett, Jr. August 29, 1997 - -------------------------- --------------- **Signature of Reporting Person DATE By: George H. Bennett, Jr. Title: Executive Vice President, General Counsel and Secretary
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