-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WIUFUYynIe+JzrRxDmhWdFqnpmV7+VC9xYRcYfjtJm9jrDBRhcbVdqiiDAWDsEWQ SG6yIVunM4DzHvoSWDXWnw== 0000721237-09-000017.txt : 20091106 0000721237-09-000017.hdr.sgml : 20091106 20091106175734 ACCESSION NUMBER: 0000721237-09-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091104 FILED AS OF DATE: 20091106 DATE AS OF CHANGE: 20091106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAVENS PETER H CENTRAL INDEX KEY: 0001226979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10031 FILM NUMBER: 091166014 MAIL ADDRESS: STREET 1: C/O NOBEL LEARNING COMMUNITIES INC STREET 2: 1615 WEST CHESTER PIKE STE 200 CITY: WEST CHESTER STATE: PA ZIP: 19382-7956 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOBEL LEARNING COMMUNITIES INC CENTRAL INDEX KEY: 0000721237 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 222465204 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1615 W CHESTER PIKE STREET 2: STE 200 CITY: WEST CHESTER STATE: PA ZIP: 19382-6223 BUSINESS PHONE: 484-947-2000 MAIL ADDRESS: STREET 1: 1615 W CHESTER PIKE STREET 2: STE 200 CITY: WEST CHESTER STATE: PA ZIP: 19382-6223 FORMER COMPANY: FORMER CONFORMED NAME: NOBEL EDUCATION DYNAMICS INC DATE OF NAME CHANGE: 19931222 FORMER COMPANY: FORMER CONFORMED NAME: ROCKING HORSE CHILD CARE CENTERS OF AMERICA INC /DE/ DATE OF NAME CHANGE: 19931222 FORMER COMPANY: FORMER CONFORMED NAME: PETRIE CORP DATE OF NAME CHANGE: 19851031 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-11-04 0 0000721237 NOBEL LEARNING COMMUNITIES INC NLCI 0001226979 HAVENS PETER H C/O NOBEL LEARNING COMMUNITIES INC 1615 WEST CHESTER PIKE STE 200 WEST CHESTER PA 19382-7956 1 0 0 0 Common Stock 2009-11-04 4 A 0 3401 0 A 29979 I See Footnotes Common Stock 2009-11-04 4 G 0 2198 0 A 27781 I See Footnotes these shares will vest on the earlier of (i) the 1 year anniversary of the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the Company's stockholders, provided, however, that no vesting will occur and the shares will be forfeited if the reporting person fails to attend at least 75% of the aggregate number of meetings of the Board of Directors of the Company during the 1 year period following the dte of grant. Mr. Havens disclaimes beneficial ownership of 9,771 of these Securities, and this report shall not be deemed an admission that the Reporting person is the beneficial owner of such Securities for purposes of Section 16 or any other purpose. 1,551 shares held by Mary L. Smith Trust TFBO his son, over which the Reporting Person has sole voting and disositive authority and as to which the Reporting person disclaims beneficial ownership. 1,970 shares held by Mary L. Smith Trust TFBO his daughter, over which the Reporting Person has sole voting power and dispositive authority and as to which the reporting person disclaims beneficial ownership 6,250 shares helb by spouse of the reporting person, over which the Reporting person has sole voting and dispositive authority and as to which the reporting person disclaims beneficial ownership. 2,198 shares donated as a noa fide gift to the Louise A. Havens Foundation for Diabetes Research Peter Havens 2009-11-04 -----END PRIVACY-ENHANCED MESSAGE-----