-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I6RjF1iZF2JpTW9nRmmbYeomcIVICO4J2CPtZ8hmUsTlJDq9aqWMqSkDoKzKp3ch 08tXdvbBOfQCw5kNck3CyA== 0000950129-02-005854.txt : 20021121 0000950129-02-005854.hdr.sgml : 20021121 20021121120654 ACCESSION NUMBER: 0000950129-02-005854 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20021121 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CE FRANKLIN LTD CENTRAL INDEX KEY: 0000912151 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084] IRS NUMBER: 000000000 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44776 FILM NUMBER: 02835737 BUSINESS ADDRESS: STREET 1: 300 5TH AVE SW STREET 2: STE 1900 CITY: CALGARY ALBERTA CANA STATE: A0 BUSINESS PHONE: 4035315600 MAIL ADDRESS: STREET 1: 300 5TH AVE SW STREET 2: STE 1900 CITY: CALGARY ALBERTA CANA STATE: A0 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: FRANKLIN SUPPLY CO LTD DATE OF NAME CHANGE: 19930917 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SMITH INTERNATIONAL INC CENTRAL INDEX KEY: 0000721083 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 953822631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 16740 HARDY ST STREET 2: P O BOX 60068 CITY: HOUSTON STATE: TX ZIP: 77032 BUSINESS PHONE: 2814433370 MAIL ADDRESS: STREET 1: 16740 HARDY ST STREET 2: P O BOX 60068 CITY: HOUSTON STATE: TX ZIP: 77205 SC 13D/A 1 h01550a3sc13dza.txt SMITH INT'L INC. FOR CE FRANKLIN LTD.- AMEND.NO.3 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------- SCHEDULE 13D-A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3) CE FRANKLIN LTD. (Name of Issuer) COMMON STOCK, NO PAR VALUE PER SHARE (Title of Class of Securities) 125151100 (CUSIP Number) NEAL S. SUTTON 16740 HARDY STREET HOUSTON, TEXAS 77032 (281) 233-5060 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) AUGUST 9, 2002 (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box: [ ]. (Continued on following pages) (Page 1 of 5) - --------------------- ------------------- CUSIP NO. 125151100 Page 2 of 5 Pages - --------------------- ------------------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person I.R.S. Identification No. of Above Person Smith International, Inc. 95-3822631 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds WC - -------------------------------------------------------------------------------- 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- 7. Sole Voting Power 9,465,382 Number of ----------------------------------------------------------- Shares 8. Shared Voting Power 0 Beneficially Owned by ----------------------------------------------------------- Each Reporting 9. Sole Dispositive Power 9,465,382 Person ----------------------------------------------------------- 10. Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 9,465,382 - -------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 55.1% (based upon the number of shares of common stock outstanding as reflected in the issuer's report on Form 6-K for the quarter ended June 30, 2002) - -------------------------------------------------------------------------------- 14. Type of Reporting Person CO, HC - -------------------------------------------------------------------------------- - --------------------- ------------------- CUSIP NO. 125151100 Page 3 of 5 Pages - --------------------- ------------------- - -------------------------------------------------------------------------------- ITEM 1. SECURITY AND ISSUER. This Amendment No. 3 to Schedule 13D is filed by the undersigned to amend and supplement the Schedule 13D, dated as of April 10, 2001 (the "Original 13D"), as amended by Amendment No. 1 dated July 5, 2001, and Amendment No. 2 dated July 31, 2001 (the "Amendments" and together with the Original 13D, the "Schedule 13D"). The Schedule 13D related to the acquisition by Smith International, Inc. ("Smith") of the common shares, no par value per share (the "CE Franklin Common Stock"), of CE FRANKLIN LTD., an Alberta corporation (the "Company"). This Amendment No. 3 to Schedule 13D reports Smith's acquisition of additional shares of the CE Franklin Common Stock. The principal executive offices of the Company are at Suite 1900, 300 - 5th Avenue S.W., Calgary, Alberta, Canada T2P 3C4. Capitalized terms used herein and not otherwise defined shall have the meanings set forth in the Schedule 13D. ITEM 2. IDENTITY AND BACKGROUND Unchanged ITEM 3. SOURCE AND AMOUNT OF FUNDS. Item 3 of the Schedule 13D is amended by adding the following paragraph after the third paragraph: "On August 9, 2002 Smith acquired in a private transaction 99,000 shares of CE Franklin Common Stock. The amount of funds utilized to effect the transaction was $228,690, net of commissions. Smith utilized working capital to acquire these additional shares." ITEM 4. PURPOSE OF TRANSACTION. Item 4 of the Original 13D is amended by adding the following paragraph after the third paragraph: "On August 9, 2002 Smith acquired in a private transaction 99,000 shares of CE Franklin Common Stock." ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 is hereby amended and restated in its entirety to read as follows: "(a) Smith is the beneficial owner of 9,465,382 shares of CE Franklin Common Stock (the "CE Franklin Shares"), representing approximately 55.1% of the issued and outstanding shares of CE Franklin Common Stock. (b) Smith has the sole power to vote or to direct the vote as well as the sole power to dispose or direct the disposition of all 9,465,382 shares. (c) Except as described herein, Smith has not effected any transaction in the CE Franklin Common Stock in the past 60 days. (d) No party other than Smith has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the CE Franklin Shares. See Item 3 above with respect to how and when the CE Franklin Shares were acquired." - --------------------- ------------------- CUSIP NO. 125151100 Page 4 of 5 Pages - --------------------- ------------------- - -------------------------------------------------------------------------------- ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Unchanged ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. Unchanged - --------------------- ------------------- CUSIP NO. 125151100 Page 5 of 5 Pages - --------------------- ------------------- - -------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: November 19, 2002 SMITH INTERNATIONAL, INC. By: /s/ NEAL S. SUTTON --------------------------------------- Neal S. Sutton Senior Vice President - Administration, General Counsel and Secretary -----END PRIVACY-ENHANCED MESSAGE-----