0001493152-19-001029.txt : 20190128 0001493152-19-001029.hdr.sgml : 20190128 20190128162947 ACCESSION NUMBER: 0001493152-19-001029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190124 FILED AS OF DATE: 20190128 DATE AS OF CHANGE: 20190128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frost Gamma Investments Trust CENTRAL INDEX KEY: 0001380896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13176 FILM NUMBER: 19545826 BUSINESS ADDRESS: STREET 1: 4400 BISCAYNE BLVD CITY: MIAMI STATE: FL ZIP: 33137 BUSINESS PHONE: 305-575-6000 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BLVD CITY: MIAMI STATE: FL ZIP: 33137 FORMER NAME: FORMER CONFORMED NAME: Frost Gamma Investment Trust DATE OF NAME CHANGE: 20061113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FROST PHILLIP MD ET AL CENTRAL INDEX KEY: 0000898860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13176 FILM NUMBER: 19545827 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BLVD CITY: MIAMI STATE: FL ZIP: 33137-3227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NON INVASIVE MONITORING SYSTEMS INC /FL/ CENTRAL INDEX KEY: 0000720762 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 592007840 STATE OF INCORPORATION: FL FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1840 W AVE CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: 3055343694 MAIL ADDRESS: STREET 1: 1840 WEST AVE CITY: MIAMI BEACH STATE: FL ZIP: 33140 FORMER COMPANY: FORMER CONFORMED NAME: BIRDFINDER CORP DATE OF NAME CHANGE: 19891116 4 1 ownership.xml X0306 4 2019-01-24 0 0000720762 NON INVASIVE MONITORING SYSTEMS INC /FL/ NIMU 0000898860 FROST PHILLIP MD ET AL 4400 BISCAYNE BOULEVARD MIAMI, FL 33137-3227 0 0 1 0 0001380896 Frost Gamma Investments Trust 4400 BISCAYNE BOULEVARD MIAMI, FL 33137-3227 0 0 1 0 Common Stock, $0.01 par value per share 2019-01-24 4 C 0 6335000 A 54690325 I Frost Gamma Investments Trust Series D Convertible Preferred Stock 2019-01-24 4 C 0 1267 0 D Common Stock 6335000 0 I Frost Gamma Investments Trust Each share of Series D Convertible Preferred Stock converted into 5,000 shares of common stock and had no expiration date. The securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. /s/ Phillip Frost, M.D. Phillip Frost, M.D., Individually and as Trustee 2019-01-28 EX-99 2 ex99.htm

 

Exhibit 99

 

Form 4 - Joint Filer Information

 

Name: Frost Gamma Investments Trust
   
Address: 4400 Biscayne Boulevard
  15th Floor
  Miami, Florida 33137
   
Designated Filer: Phillip Frost, M.D.
   
Issuer & Ticker Symbol: Non-Invasive Monitoring Systems, Inc. (NIMU)
   
Date of Event Requiring Statement: January 24, 2019

 

Signature: /s/ Phillip Frost, M.D., Trustee  
  Phillip Frost, M.D., Trustee