-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L5er19xAAQtyDbJiMPkjiLhCXiaFnzRULnosVQCSXvry3+AhN1qoSTbXj2aYMa+B D1SCSBd73yGvqHp1XyYyYw== 0001021408-02-005116.txt : 20020416 0001021408-02-005116.hdr.sgml : 20020416 ACCESSION NUMBER: 0001021408-02-005116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 20020411 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NON INVASIVE MONITORING SYSTEMS INC /FL/ CENTRAL INDEX KEY: 0000720762 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 592007840 STATE OF INCORPORATION: FL FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13176 FILM NUMBER: 02608493 BUSINESS ADDRESS: STREET 1: 1840 W AVE CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: 3055343694 MAIL ADDRESS: STREET 1: 1840 WEST AVE CITY: MIAMI BEACH STATE: FL ZIP: 33140 FORMER COMPANY: FORMER CONFORMED NAME: BIRDFINDER CORP DATE OF NAME CHANGE: 19891116 COMPANY DATA: COMPANY CONFORMED NAME: NON INVASIVE MONITORING SYSTEMS INC /FL/ CENTRAL INDEX KEY: 0000720762 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] OWNER IRS NUMBER: 592007840 STATE OF INCORPORATION: FL FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1840 W AVE CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: 3055343694 MAIL ADDRESS: STREET 1: 1840 WEST AVE CITY: MIAMI BEACH STATE: FL ZIP: 33140 FORMER COMPANY: FORMER CONFORMED NAME: BIRDFINDER CORP DATE OF NAME CHANGE: 19891116 4 1 d4.txt 4 +--------+ | FORM 4 | U.S. SECURITIES AND EXCHANGE COMMISSION +--------+ Washington, D.C. 20549 [_] Check this box if no longer subject STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP to Section 16. Form 4 or Form 5 Filed pursuant to Section 16(a) of the Securities obligations may Exchange Act of 1934, Section 17(a) of the continue. See Public Utility Holding Company Act of 1934 or Instruction 1(b). Section 30(f) of the Investment Company Act of 1940
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Issuer Sackner Marvin A. Non-Invasive Monitoring Systems, Inc. (NIMU) (Check all applicable) - ------------------------------------------------------------------------------------------------- (Last) (First) (Middle) 3. IRS or Social Security Number 4. Statement for X Director X 10% Owner of Reporting Person, if an Entity Month/Year --- --- (Voluntary) 3/99 X Officer (give __ Other --- 1840 West Avenue 5. title below) (specify below) - ----------------------------------------- Chairman of the Board (Street) 6. ---------------------------------------------------- 7. If Amendment, 7. Individual or Joint/Group Miami Beach, Florida 33139 Date of Filing - ----------------------------------------- Original (Check applicable line) (City) (State) (Zip) (Month/ X Form Filed By One Year) --- Reporting Person ___ Form Filed By More Than One Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------
Table I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Title 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature of action action or Disposed of (D) Securities ship of In- Security Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Instr. 3) (Month/ (Instr. 8) Owned at Direct Bene- Day/ ----------------------------------------------- End of (D) or ficial Year) Month Indirect Owner- (A) or (Instr. 3 and 4) (I) ship Code V Amount (D) Price (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 03/06/02 P - 500,000 A $.20 12,478,204 D shares - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 335,591 shares I held by spouse - ------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. FORM 4 (continued) Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
- ----------------------------------------------------------------------------------------------------------------------------- 1. Title of Derivative 2. Conversion 3. Transaction 4. Transaction 5. Number of Derivative Security (Instr. 3) or Exercise Date Code Securities Acquired (A) or Price of (Month/Day/ (Instr. 8) Disposed of (D) Derivative Year) (Instr. 3, 4, and 5) Security - ----------------------------------------------------------------------------------------------------------------------------- Code V (A) (D) - ----------------------------------------------------------------------------------------------------------------------------- Series C Convertible $4.20 Preferred Stock - ----------------------------------------------------------------------------------------------------------------------------- Series C Convertible $4.20 Preferred Stock - ----------------------------------------------------------------------------------------------------------------------------- Warrants $0.40 03/06/02 250,000 A - ----------------------------------------------------------------------------------------------------------------------------- Warrants $0.40 - ----------------------------------------------------------------------------------------------------------------------------- Options $0.50 - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- 6. Date Exer- 7. Title and Amount of 8. Price 9. Number 10. Owner- 11. Nature cisable and Underlying Securities of of deriv- ship of Indirect Expiration (Instr. 3 and 4) Deriv- ative Form Beneficial Date ative Secur- of De- Ownership (Month/Day/ Secur- ities rivative (Instr. 4) Year) ity Bene- Security: (Instr. ficially Direct (D) 5) Owned or at End Indirect of (I) Month (Instr. 4) (Instr. 4) - ----------------------------------------------------------------------------------------------------------------------------- Date Expira- Title Amount or Exer- tion Number of cisable Date Shares - ----------------------------------------------------------------------------------------------------------------------------- 36,855 D - ----------------------------------------------------------------------------------------------------------------------------- 23,995 shares I held by spouse - ----------------------------------------------------------------------------------------------------------------------------- 251,000 shares D - ----------------------------------------------------------------------------------------------------------------------------- 98,331 shares I held by spouse - ----------------------------------------------------------------------------------------------------------------------------- 250,000 D - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- - -----------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. 2002 - ---- See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. /s/ Marvin A. Sackner April 10, - --------------------------------- --------- **Signature of Reporting Person Date Marvin A. Sackner Page 2 of 2 -----END PRIVACY-ENHANCED MESSAGE-----