0001209191-23-035950.txt : 20230609 0001209191-23-035950.hdr.sgml : 20230609 20230609170626 ACCESSION NUMBER: 0001209191-23-035950 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230607 FILED AS OF DATE: 20230609 DATE AS OF CHANGE: 20230609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carnoy Lisa Landau CENTRAL INDEX KEY: 0001975284 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 231006220 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-07 0 0000720672 STIFEL FINANCIAL CORP SF 0001975284 Carnoy Lisa Landau 501 NORTH BROADWAY ST. LOUIS MO 63102 1 0 0 0 0 Phantom Stock Units 0.00 2023-06-07 4 A 0 2504 59.90 A Common Stock 2504 2504 D Phantom Stock Units 0.00 2023-06-07 4 A 0 660 59.90 A Common Stock 660 3164 D Units vest quarterly over a one year period. No expiration date for these Units. /s/ Lisa Carnoy 2023-06-09