0001209191-23-016385.txt : 20230306
0001209191-23-016385.hdr.sgml : 20230306
20230306170546
ACCESSION NUMBER: 0001209191-23-016385
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230302
FILED AS OF DATE: 20230306
DATE AS OF CHANGE: 20230306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZEMLYAK JAMES M
CENTRAL INDEX KEY: 0001203675
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 23709788
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST LOUIS
STATE: MO
ZIP: 63102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-03-02
0
0000720672
STIFEL FINANCIAL CORP
SF
0001203675
ZEMLYAK JAMES M
501 NORTH BROADWAY
ST. LOUIS
MO
63102
0
1
0
0
Co-President
Common Stock
2023-03-02
4
M
0
6000
0.00
A
1220018
D
Common Stock
2023-03-02
4
M
0
23866
0.00
A
1243884
D
Common Stock
2023-03-02
4
F
0
13232
66.59
D
1230652
D
Common Stock
6670
I
by Son
Phantom Stock Units
0.00
2023-03-02
4
A
0
29833
0.00
A
Common Stock
29833
109316
D
Phantom Stock Units
0.00
2023-03-02
4
M
0
6000
0.00
D
Common Stock
6000
103316
D
Phantom Stock Units
0.00
2023-03-02
4
M
0
23866
0.00
D
Common Stock
23866
79450
D
These units are being issued based on the PRSU award agreement dated March 1, 2019. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 1, 2024.
No expiration date for these Units.
Currently exercisable.
/s/ James Zemlyak
2023-03-06