0001209191-23-016385.txt : 20230306 0001209191-23-016385.hdr.sgml : 20230306 20230306170546 ACCESSION NUMBER: 0001209191-23-016385 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230302 FILED AS OF DATE: 20230306 DATE AS OF CHANGE: 20230306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZEMLYAK JAMES M CENTRAL INDEX KEY: 0001203675 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 23709788 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-02 0 0000720672 STIFEL FINANCIAL CORP SF 0001203675 ZEMLYAK JAMES M 501 NORTH BROADWAY ST. LOUIS MO 63102 0 1 0 0 Co-President Common Stock 2023-03-02 4 M 0 6000 0.00 A 1220018 D Common Stock 2023-03-02 4 M 0 23866 0.00 A 1243884 D Common Stock 2023-03-02 4 F 0 13232 66.59 D 1230652 D Common Stock 6670 I by Son Phantom Stock Units 0.00 2023-03-02 4 A 0 29833 0.00 A Common Stock 29833 109316 D Phantom Stock Units 0.00 2023-03-02 4 M 0 6000 0.00 D Common Stock 6000 103316 D Phantom Stock Units 0.00 2023-03-02 4 M 0 23866 0.00 D Common Stock 23866 79450 D These units are being issued based on the PRSU award agreement dated March 1, 2019. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 1, 2024. No expiration date for these Units. Currently exercisable. /s/ James Zemlyak 2023-03-06