0001209191-22-016232.txt : 20220304 0001209191-22-016232.hdr.sgml : 20220304 20220304162228 ACCESSION NUMBER: 0001209191-22-016232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220302 FILED AS OF DATE: 20220304 DATE AS OF CHANGE: 20220304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fisher Mark P CENTRAL INDEX KEY: 0001345807 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 22714363 MAIL ADDRESS: STREET 1: C/O THOMAS WEISEL PARTNERS GROUP, INC. STREET 2: ONE MONTGOMERY STREET, SUITE 3700 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-03-02 0 0000720672 STIFEL FINANCIAL CORP SF 0001345807 Fisher Mark P ONE MONTGOMERY STREET SUITE 3700 SAN FRANCISCO CA 94104 0 1 0 0 SENIOR VP & GENERAL COUNSEL Common Stock 2022-03-02 4 M 0 3772 0.00 A 42672 D Common Stock 2022-03-02 4 F 0 1987 71.70 D 40685 D Phantom Stock Units 0.00 2022-03-02 4 A 0 4714 0.00 A Common Stock 4714 37156 D Phantom Stock Units 0.00 2022-03-02 4 M 0 3772 0.00 D Common Stock 3772 33384 D These units are being issued based on the PRSU award agreement dated March 2, 2018. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2023. No expiration date for these Units. Currently exercisable. /s/ Mark Fisher 2022-03-04