0001209191-21-019529.txt : 20210310 0001209191-21-019529.hdr.sgml : 20210310 20210310170139 ACCESSION NUMBER: 0001209191-21-019529 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210308 FILED AS OF DATE: 20210310 DATE AS OF CHANGE: 20210310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SLINEY DAVID D CENTRAL INDEX KEY: 0001203692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 21730606 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-08 0 0000720672 STIFEL FINANCIAL CORP SF 0001203692 SLINEY DAVID D 501 NORTH BROADWAY ST. LOUIS MO 63102 0 1 0 0 Chief Operating Officer Common Stock 2021-03-08 4 M 0 13896 0.00 A 168441 D Common Stock 2021-03-08 4 F 0 6219 64.76 D 162222 D Phantom Stock Units 0.00 2021-03-08 4 M 0 13896 0.00 D Common Stock 13896 30239 D Currently exercisable. No expiration date for these Units. /s/ David Sliney 2021-03-10