0001209191-19-001947.txt : 20190104 0001209191-19-001947.hdr.sgml : 20190104 20190104162617 ACCESSION NUMBER: 0001209191-19-001947 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190102 FILED AS OF DATE: 20190104 DATE AS OF CHANGE: 20190104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIMELFARB RICHARD J CENTRAL INDEX KEY: 0001206663 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 19510404 MAIL ADDRESS: STREET 1: STIFEL NICOLAUS STREET 2: ONE SOUTH STREET CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-01-02 0 0000720672 STIFEL FINANCIAL CORP SF 0001206663 HIMELFARB RICHARD J ONE SOUTH STREET BALTIMORE MD 21202 0 1 0 0 Senior Vice President Common Stock 2019-01-02 4 M 0 2625 0.00 A 114788 D Common Stock 2019-01-02 4 F 0 1014 41.42 D 113774 D Phantom Stock Units 0.00 2019-01-02 4 M 0 2625 0.00 D Common Stock 2625 3944 D Currently exercisable. No expiration date for these Units. /s/ Richard Himelfarb 2019-01-04