0000950170-24-026155.txt : 20240305 0000950170-24-026155.hdr.sgml : 20240305 20240305164930 ACCESSION NUMBER: 0000950170-24-026155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240301 FILED AS OF DATE: 20240305 DATE AS OF CHANGE: 20240305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marischen James M CENTRAL INDEX KEY: 0001638499 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 24721629 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 ownership.xml 4 X0508 4 2024-03-01 0000720672 STIFEL FINANCIAL CORP SF 0001638499 Marischen James M 501 NORTH BROADWAY ST. LOUIS MO 63102 false true false false Chief Financial Officer false Common Stock 2024-03-01 4 M false 4303 0 A 58625 D Common Stock 2024-03-01 4 F false 1900 75 D 56725 D Phantom Stock Units 0 2024-03-01 4 A false 5379 0 A Common Stock 5379 28774 D Phantom Stock Units 0 2024-03-01 4 M false 4303 0 D Common Stock 4303 24471 D These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025. No expiration date for these Units Currently exercisable. /s/ James Marischen 2024-03-05