0000950170-24-026142.txt : 20240305 0000950170-24-026142.hdr.sgml : 20240305 20240305164659 ACCESSION NUMBER: 0000950170-24-026142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240301 FILED AS OF DATE: 20240305 DATE AS OF CHANGE: 20240305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nesi Victor CENTRAL INDEX KEY: 0001470453 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 24721571 MAIL ADDRESS: STREET 1: 650 MADISON AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 ownership.xml 4 X0508 4 2024-03-01 0000720672 STIFEL FINANCIAL CORP SF 0001470453 Nesi Victor 787 7TH AVENUE NEW YORK NY 10019 false true false false Co-President false Common Stock 2024-03-01 4 M false 5967 0 A 183126 D Common Stock 2024-03-01 4 M false 27731 0 A 210857 D Common Stock 2024-03-01 4 F false 17204 75 D 193653 D Common Stock 22574 I by Trust Common Stock 31000 I Family Trust Common Stock 54732 I Children's Trust Phantom Stock Units 0 2024-03-01 4 A false 34664 0 A Common Stock 34664 100914 D Phantom Stock Units 0 2024-03-01 4 M false 5967 0 D Common Stock 5967 94947 D Phantom Stock Units 0 2024-03-01 4 M false 27731 0 D Common Stock 27731 67216 D These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025. No expiration date for these Units Currently exercisable. /s/ Victor Nesi 2024-03-05