0000950170-24-026135.txt : 20240305 0000950170-24-026135.hdr.sgml : 20240305 20240305164555 ACCESSION NUMBER: 0000950170-24-026135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240301 FILED AS OF DATE: 20240305 DATE AS OF CHANGE: 20240305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZEMLYAK JAMES M CENTRAL INDEX KEY: 0001203675 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 24721538 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 ownership.xml 4 X0508 4 2024-03-01 0000720672 STIFEL FINANCIAL CORP SF 0001203675 ZEMLYAK JAMES M 501 NORTH BROADWAY ST. LOUIS MO 63102 false true false false Co-President false Common Stock 2024-03-01 4 M false 5967 0 A 1269129 D Common Stock 2024-03-01 4 M false 23906 0 A 1293035 D Common Stock 2024-03-01 4 F false 13190 75 D 1279845 D Phantom Stock Units 0 2024-03-01 4 A false 29883 0 A Common Stock 29883 90609 D Phantom Stock Units 0 2024-03-01 4 M false 5967 0 D Common Stock 5967 84642 D Phantom Stock Units 0 2024-03-01 4 M false 23906 0 D Common Stock 23906 60736 D These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025. No expiration date for these Units Currently exercisable. /s/ James Zemlyak 2024-03-05