0000720672-17-000106.txt : 20171229 0000720672-17-000106.hdr.sgml : 20171229 20171229171458 ACCESSION NUMBER: 0000720672-17-000106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171227 FILED AS OF DATE: 20171229 DATE AS OF CHANGE: 20171229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZEMLYAK JAMES M CENTRAL INDEX KEY: 0001203675 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 171282667 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-12-27 0 0000720672 STIFEL FINANCIAL CORP SF 0001203675 ZEMLYAK JAMES M ONE FINANCIAL PLAZA 501 N. BROADWAY ST. LOUIS MO 63102-2102 1 1 0 0 CHIEF FIN'L & ADMIN OFFCR Common Stock 2017-12-27 4 M 0 2737 0 A 726240 D Common Stock 2017-12-27 4 F 0 1312 60.13 D 724928 D Common Stock 2017-12-27 4 M 0 2737 0 A 727665 D Common Stock 2017-12-27 4 F 0 1312 60.13 D 726353 D Common Stock 2017-12-27 4 M 0 2737 0 A 729090 D Common Stock 2017-12-27 4 F 0 1312 60.13 D 727778 D Common Stock 2017-12-27 4 M 0 4301 0 A 732079 D Common Stock 2017-12-27 4 F 0 2063 60.13 D 730016 D Common Stock 2017-12-27 4 M 0 4301 0 A 734317 D Common Stock 2017-12-27 4 F 0 2063 60.13 D 732254 D Common Stock 2017-12-27 4 M 0 4301 0 A 736555 D Common Stock 2017-12-27 4 F 0 2063 60.13 D 734492 D Common Stock 2017-12-27 4 M 0 3845 0 A 738337 D Common Stock 2017-12-27 4 F 0 1844 60.13 D 736493 D Common Stock 2017-12-27 4 M 0 3183 0 A 739676 D Common Stock 2017-12-27 4 F 0 1525 60.13 D 738151 D Common Stock 2017-12-27 4 M 0 2147 0 A 740298 D Common Stock 2017-12-27 4 F 0 1029 60.13 D 739269 D Common Stock 2017-12-27 4 M 0 7055 0 A 746324 D Common Stock 2017-12-27 4 F 0 3384 60.13 D 742940 D Common Stock 2017-12-27 4 M 0 19787 0 A 762727 D Common Stock 2017-12-27 4 F 0 9489 60.13 D 753238 D Common Stock 2017-12-27 4 M 0 3398 0 A 756636 D Common Stock 2017-12-27 4 F 0 1629 60.13 D 755007 D Common Stock 2017-12-27 4 M 0 3415 0 A 758422 D Common Stock 2017-12-27 4 F 0 1637 60.13 D 756785 D Common Stock 2017-12-27 4 M 0 3415 0 A 760200 D Common Stock 2017-12-27 4 F 0 1637 60.13 D 758563 D Common Stock 2017-12-27 4 M 0 3415 0 A 761978 D Common Stock 2017-12-27 4 F 0 1637 60.13 D 760341 D Shares represent a grant of restricted stock which vest 100% seven years from the original grant date of the phantom stock unit. Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit. Shares represent a grant of restricted stock which vest 100% nine years from the original grant date of the phantom stock unit. Shares represent a grant of restricted stock which vest 100% six years from the original grant date of the phantom stock unit. Shares represent a grant of restricted stock which vest 100% five years from the original grant date of the phantom stock unit. Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Shares represent a grant of restricted stock which vest in 10% increments over a 10 year period from original grant date of the phantom stock unit. Shares represent a grant of restricted stock which vest 100% ten years from the original grant date of the phantom stock unit. JAMES M ZEMLYAK 2017-12-29