0000720672-17-000102.txt : 20171229 0000720672-17-000102.hdr.sgml : 20171229 20171229163326 ACCESSION NUMBER: 0000720672-17-000102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171227 FILED AS OF DATE: 20171229 DATE AS OF CHANGE: 20171229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Michaud Thomas B. CENTRAL INDEX KEY: 0001380492 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 171282296 MAIL ADDRESS: STREET 1: C/O KBW, INC. STREET 2: 787 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: Michaud Thomas R DATE OF NAME CHANGE: 20061107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-12-27 0 0000720672 STIFEL FINANCIAL CORP SF 0001380492 Michaud Thomas B. 787 SEVENTH AVENUE NEW YORK NY 10019 0 1 0 0 Senior Vice President Common Stock 2017-12-27 4 M 0 6183 0 A 64802 D Common Stock 2017-12-27 4 F 0 3188 60.13 D 61614 D Common Stock 2017-12-27 4 M 0 18887 0 A 80501 D Common Stock 2017-12-27 4 F 0 9741 60.13 D 70760 D Common Stock 2017-12-27 4 M 0 3250 0 A 74010 D Common Stock 2017-12-27 4 F 0 1677 60.13 D 72333 D Phantom Stock Units 0 2017-12-27 4 M 0 6183 0 D Common Stock 6183 56556 D Phantom Stock Units 0 2017-12-27 4 M 0 18887 0 D Common Stock 18887 37669 D Phantom Stock Units 0 2017-12-27 4 M 0 3250 0 D Common Stock 3250 34419 D Shares represent a grant of restricted stock which vest in 10% increments over a 10 year period from original grant date of the phantom stock unit. Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Currently convertible. Units vest in 10% increments over ten years from the original grant date. No expiration date for these Units. Currently convertible. Units vest in 20% increments over a five year period from original grant date. Thomas Michaud 2017-12-29