0000720672-17-000002.txt : 20170104 0000720672-17-000002.hdr.sgml : 20170104 20170104171427 ACCESSION NUMBER: 0000720672-17-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161230 FILED AS OF DATE: 20170104 DATE AS OF CHANGE: 20170104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZEMLYAK JAMES M CENTRAL INDEX KEY: 0001203675 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 17506893 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-12-30 0 0000720672 STIFEL FINANCIAL CORP SF 0001203675 ZEMLYAK JAMES M ONE FINANCIAL PLAZA 501 N. BROADWAY ST. LOUIS MO 63102-2102 1 1 0 0 CHIEF FIN'L & ADMIN OFFCR Common Stock 2016-12-30 4 M 0 42979 A 767162 D Common Stock 2016-12-30 4 D 0 42979 49.95 D 724183 D Common Stock 3922 I by Son Phantom Stock Units 0 2016-12-30 4 M 0 42979 D 2016-12-30 Common Stock 42979 151449 D Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 42,979 of the reporting person's phantom stock units were settled for cash. No expiration date for these Units. JAMES M ZEMLYAK 2017-01-04