0000720672-16-000192.txt : 20161227 0000720672-16-000192.hdr.sgml : 20161227 20161227163239 ACCESSION NUMBER: 0000720672-16-000192 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161222 FILED AS OF DATE: 20161227 DATE AS OF CHANGE: 20161227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRUSZEWSKI RONALD J CENTRAL INDEX KEY: 0001203674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 162070906 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-12-22 0 0000720672 STIFEL FINANCIAL CORP SF 0001203674 KRUSZEWSKI RONALD J ONE FINANCIAL PLAZA 501 N. BROADWAY ST. LOUIS MO 63102-2102 1 1 0 0 CHIEF EXECUTIVE OFFICER Common Stock 2016-12-22 4 S 0 30000 51.39 D 878862 D Common Stock 2016-12-23 4 S 0 30522 51.4282 D 848340 D Common Stock 1500 I by Daughter Common Stock 3000 I by Son Phantom Stock Units 0 Common Stock 359197 359197 D Shares are being sold to rebalance portfolio. Units vest in 20% increments over a five year period. No expiration date for these Units. RONALD J KRUSZEWSKI 2016-12-27