0000720672-16-000099.txt : 20160126 0000720672-16-000099.hdr.sgml : 20160126 20160126153953 ACCESSION NUMBER: 0000720672-16-000099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160122 FILED AS OF DATE: 20160126 DATE AS OF CHANGE: 20160126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plotkin Ben A CENTRAL INDEX KEY: 0001392580 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 161361480 MAIL ADDRESS: STREET 1: 168 WESTERN DRIVE CITY: SHORT HILLS STATE: NJ ZIP: 07078 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-01-22 0 0000720672 STIFEL FINANCIAL CORP SF 0001392580 Plotkin Ben A 225 REGATTA DRIVE JUPITER FL 33477 1 1 0 0 Vice Chairman Common Stock 2016-01-22 4 M 0 21186 0 A 159495 D Common Stock 2016-01-22 4 F 0 5916 35.86 D 153579 D Phantom Stock Units 0 2016-01-22 4 M 0 21186 0 D Common Stock 21186 31318 D Fully vested. No expiration date for these Units. Ben A. Plotkin 2016-01-26