0000720672-13-000121.txt : 20131211 0000720672-13-000121.hdr.sgml : 20131211 20131211153835 ACCESSION NUMBER: 0000720672-13-000121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131210 FILED AS OF DATE: 20131211 DATE AS OF CHANGE: 20131211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRUSZEWSKI RONALD J CENTRAL INDEX KEY: 0001203674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 131270938 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-12-10 0 0000720672 STIFEL FINANCIAL CORP SF 0001203674 KRUSZEWSKI RONALD J 17 HUNTLEIGH WOODS DRIVE HUNTLEIGH MO 63131 1 1 0 0 CHIEF EXECUTIVE OFFICER Common Stock 2013-12-10 4 M 0 25762 0 A 1021537 D Common Stock 2013-12-10 4 F 0 12353 45.64 D 1009184 D Common Stock 1500 I by Daughter Common Stock 3000 I by Son Phantom Stock Units 0 2013-12-10 4 M 0 25762 0 D 2009-02-17 Common Stock 25762 315397 D Currently exercisable. No expiration date for these Units. RONALD J KRUSZEWSKI 2013-12-11