0000720672-13-000119.txt : 20131209 0000720672-13-000119.hdr.sgml : 20131209 20131209142358 ACCESSION NUMBER: 0000720672-13-000119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131206 FILED AS OF DATE: 20131209 DATE AS OF CHANGE: 20131209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEDA BRUCE A CENTRAL INDEX KEY: 0001203738 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 131265236 MAIL ADDRESS: STREET 1: 2120 LINCOLN PARK WEST CITY: CHICAGO STATE: IL ZIP: 60614 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-12-06 0 0000720672 STIFEL FINANCIAL CORP SF 0001203738 BEDA BRUCE A 355 EAST OHIO AVENUE #4602 CHICAGO IL 60611 1 0 0 0 Common Stock 2013-12-06 4 S 0 5000 45.75 D 36514 D Phantom Stock Units 0 Common Stock 29667 29667 D Stock Option (Option to Buy) 17 2016-01-03 Common Stock 2250 2250 D These Stock Units were issued as a result of a conversion of a deferred compensation plan into Stock Units. These Stock Units are fully vested and shall be payable after the termination of the respective director from service on the Board of Directors of Stifel Financial Corp. No expiration date for these Units. Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11. By: David M. Minnick For: Bruce A. Beda 2013-12-09