0000720672-13-000100.txt : 20130830
0000720672-13-000100.hdr.sgml : 20130830
20130830153816
ACCESSION NUMBER: 0000720672-13-000100
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130828
FILED AS OF DATE: 20130830
DATE AS OF CHANGE: 20130830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MULROY THOMAS P
CENTRAL INDEX KEY: 0001206666
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 131072391
MAIL ADDRESS:
STREET 1: STIFEL NICOLAUS
STREET 2: ONE SOUTH STREET
CITY: BALTIMORE
STATE: MD
ZIP: 21202
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2013-08-28
0
0000720672
STIFEL FINANCIAL CORP
SF
0001206666
MULROY THOMAS P
200 GARRISON FOREST ROAD
OWINGS MILLS
MD
21117-4110
1
1
0
0
Director
Common Stock
2013-08-28
4
S
0
13460
40.2
D
266309
D
Common Stock
2013-08-29
4
S
0
11540
40.66
D
254769
D
Phantom Stock Units
0
Common Stock
171015
171015
D
This transaction was executed in multiple trades at prices ranging from $39.91 to $40.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $40.35 to $40.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.
No expiration date for these Units.
THOMAS MULROY
2013-08-30