0000720672-13-000047.txt : 20130312 0000720672-13-000047.hdr.sgml : 20130312 20130312154801 ACCESSION NUMBER: 0000720672-13-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130308 FILED AS OF DATE: 20130312 DATE AS OF CHANGE: 20130312 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIMELFARB RICHARD J CENTRAL INDEX KEY: 0001206663 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 13684090 MAIL ADDRESS: STREET 1: STIFEL NICOLAUS STREET 2: ONE SOUTH STREET CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-03-08 0 0000720672 STIFEL FINANCIAL CORP SF 0001206663 HIMELFARB RICHARD J 116 TAPLOW ROAD BALTO MD 21212 1 1 0 0 Director Common Stock 322530 D Phantom Stock Units 0 2013-03-08 4 A 0 1431 0 A Common Stock 1431 11011 D Phantom Stock Units 0 2013-03-08 4 A 0 357 0 A Common Stock 357 11368 D Units vest in 20% increments over a five year period. No expiration date for these Units. Units vest 100% after five years. RICHARD HIMELFARB 2013-03-12