0000720672-13-000038.txt : 20130312 0000720672-13-000038.hdr.sgml : 20130312 20130312154426 ACCESSION NUMBER: 0000720672-13-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130308 FILED AS OF DATE: 20130312 DATE AS OF CHANGE: 20130312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZEMLYAK JAMES M CENTRAL INDEX KEY: 0001203675 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 13684066 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-03-08 0 0000720672 STIFEL FINANCIAL CORP SF 0001203675 ZEMLYAK JAMES M ONE FINANCIAL PLAZA 501 N. BROADWAY ST. LOUIS MO 63102-2102 1 1 0 0 CHIEF FIN'L & ADMIN OFFCR Common Stock 691641 D Common Stock 3310 I by Son Phantom Stock Units 0 2013-03-08 4 A 0 14312 0 A Common Stock 14312 96701 D Phantom Stock Units 0 2013-03-08 4 A 0 3578 0 A Common Stock 3578 100279 D Phantom Stock Units 0 2013-03-08 4 A 0 2862 0 A Common Stock 2862 103141 D Phantom Stock Units 0 2013-03-08 4 A 0 715 0 A Common Stock 715 103856 D Phantom Stock Units 0 2013-03-08 4 A 0 5725 0 A Common Stock 5725 109581 D Phantom Stock Units 0 2013-03-08 4 A 0 42937 0 A Common Stock 42937 152518 D Restricted Stock Units 0 Common Stock 9230 9230 D Units vest in 20% increments over a five year period. No expiration date for these Units. Units vest 100% after five years. Fully vested. Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance. Various exercisable dates. JAMES M ZEMLYAK 2013-03-12