0000720672-13-000038.txt : 20130312
0000720672-13-000038.hdr.sgml : 20130312
20130312154426
ACCESSION NUMBER: 0000720672-13-000038
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130308
FILED AS OF DATE: 20130312
DATE AS OF CHANGE: 20130312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZEMLYAK JAMES M
CENTRAL INDEX KEY: 0001203675
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 13684066
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST LOUIS
STATE: MO
ZIP: 63102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2013-03-08
0
0000720672
STIFEL FINANCIAL CORP
SF
0001203675
ZEMLYAK JAMES M
ONE FINANCIAL PLAZA
501 N. BROADWAY
ST. LOUIS
MO
63102-2102
1
1
0
0
CHIEF FIN'L & ADMIN OFFCR
Common Stock
691641
D
Common Stock
3310
I
by Son
Phantom Stock Units
0
2013-03-08
4
A
0
14312
0
A
Common Stock
14312
96701
D
Phantom Stock Units
0
2013-03-08
4
A
0
3578
0
A
Common Stock
3578
100279
D
Phantom Stock Units
0
2013-03-08
4
A
0
2862
0
A
Common Stock
2862
103141
D
Phantom Stock Units
0
2013-03-08
4
A
0
715
0
A
Common Stock
715
103856
D
Phantom Stock Units
0
2013-03-08
4
A
0
5725
0
A
Common Stock
5725
109581
D
Phantom Stock Units
0
2013-03-08
4
A
0
42937
0
A
Common Stock
42937
152518
D
Restricted Stock Units
0
Common Stock
9230
9230
D
Units vest in 20% increments over a five year period.
No expiration date for these Units.
Units vest 100% after five years.
Fully vested.
Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.
Various exercisable dates.
JAMES M ZEMLYAK
2013-03-12