0000720672-12-000015.txt : 20120119 0000720672-12-000015.hdr.sgml : 20120119 20120119151814 ACCESSION NUMBER: 0000720672-12-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120117 FILED AS OF DATE: 20120119 DATE AS OF CHANGE: 20120119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brautigam Allen CENTRAL INDEX KEY: 0001517800 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 12534532 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2012-01-17 0 0000720672 STIFEL FINANCIAL CORP SF 0001517800 Brautigam Allen 28 WESTBURY CT. SKILLMAN NJ 08558 0 0 0 1 Director, Branch Offices Common Stock 2012-01-17 4 M 0 6791 0 A 21041 D Common Stock 2012-01-17 4 F 0 2325 33.39 D 18716 D Common Stock 2012-01-18 4 M 0 703 16 A 19419 D Phantom Stock Units 0 2012-01-17 4 M 0 6791 0 D Common Stock 6791 32264 D Warrants 16 2012-01-18 4 M 0 703 0 D 2012-06-22 Common Stock 703 0 D Units vest annually. No expiration date for these Units. Currently exercisable. ALLEN C BRAUTIGAM 2012-01-19