0000720672-11-000122.txt : 20111202 0000720672-11-000122.hdr.sgml : 20111202 20111202163026 ACCESSION NUMBER: 0000720672-11-000122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111201 FILED AS OF DATE: 20111202 DATE AS OF CHANGE: 20111202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FORD RICHARD F CENTRAL INDEX KEY: 0001025192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 111240791 MAIL ADDRESS: STREET 1: 1850 BORMAN COURT CITY: ST LOUIS STATE: MO ZIP: 63146 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2011-12-01 0 0000720672 STIFEL FINANCIAL CORP SF 0001025192 FORD RICHARD F 800 SOUTH HANLEY, #1D ST. LOUIS MO 63105 1 0 0 0 Common Stock 2011-12-01 4 M 0 2999 3.4667 A 29858 D Common Stock 2011-12-01 4 F 0 336 31 D 29522 D Common Stock 2011-12-01 4 S 0 2663 31 D 26859 D Common Stock 675 I by Spouse Stock Option (Option to Buy) 2011-12-01 4 M 0 2999 0 D Common Stock 2999 3000 D Phantom Stock Units 0 Common Stock 22776 22776 D Stock Option (Option to Buy) 9.26 2014-02-03 Common Stock 3000 3000 D Stock Option (Option to Buy) 13.48 2015-01-03 Common Stock 2250 2250 D Stock Option (Option to Buy) 25.5 2016-01-03 Common Stock 2250 2250 D Various exercise prices. Various exercisable dates. Various expiration dates. Units vest quarterly over a one year period. No expiration date for these Units. Options vest in 20% increments yearly from the grant date. Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10. Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11. By: David M. Minnick For: Richard F. Ford 2011-12-02