XML 92 R2.htm IDEA: XBRL DOCUMENT v2.3.0.15
Consolidated Statements of Financial Condition (USD $)
In Thousands
Sep. 30, 2011
Dec. 31, 2010
Assets  
Cash and cash equivalents$ 214,619$ 253,529
Restricted cash6,8806,868
Cash segregated for regulatory purposes266,023
Receivables:  
Brokerage clients, net526,774477,514
Brokers, dealers, and clearing organizations235,950247,707
Securities purchased under agreements to resell121,004123,617
Trading securities owned, at fair value (includes securities pledged of $300,249 and $272,172, respectively)526,444444,170
Available-for-sale securities, at fair value 1,012,714
Held-to-maturity securities, at amortized cost159,13252,640
Loans held for sale114,45286,344
Bank loans, net of allowance568,293389,742
Bank foreclosed assets held for sale5501,577
Investments176,550178,936
Fixed assets, net 71,498
Goodwill309,519301,919
Intangible assets, net30,56634,595
Loans and advances to financial advisors and other employees, net170,203181,357
Deferred tax assets, net179,410197,139
Other assets204,565145,226
Total Assets4,942,3644,213,115
Liabilities and Shareholders' Equity  
Short-term borrowings from banks 109,600
Payables:  
Brokerage clients241,849212,642
Brokers, dealers, and clearing organizations143,410114,869
Drafts45,37773,248
Securities sold under agreements to repurchase52,805109,595
Bank deposits2,120,7631,623,568
Trading securities sold, but not yet purchased, at fair value272,190200,140
Accrued compensation159,112234,512
Accounts payable and accrued expenses228,235170,382
Other16,81519,935
Total Liabilities3,673,6562,950,991
Liabilities subordinated to claims of general creditors6,9578,241
Shareholders' Equity:  
Preferred stock - $1 par value; authorized 3,000,000 shares; none issued00
Exchangeable common stock - $0.15 par value; issued 172,672 and 897,618 shares, respectively26135
Common stock - $0.15 par value; authorized 97,000,000 shares; issued 53,546,813 and 52,822,428 shares, respectively8,0327,923
Additional paid-in-capital1,065,0181,082,788
Retained earnings259,816232,415
Accumulated other comprehensive income7,756(381)
Total Stockholders' Equity1,325,1361,323,642
Treasury stock, at cost, 700,364 and 2,235,473 shares, respectively(63,020)(69,238)
Unearned employee stock ownership plan shares, at cost, 97,619 and 122,024 shares, respectively(365)(521)
Total Equity1,261,7511,253,883
Total Liabilities and Shareholders' Equity4,942,3644,213,115
Debenture to Stifel Financial Capital Trust II [Member]
  
Payables:  
Debenture to Stifel Financial Capital Trust35,00035,000
Debenture to Stifel Financial Capital Trust III [Member]
  
Payables:  
Debenture to Stifel Financial Capital Trust35,00035,000
Debenture to Stifel Financial Capital Trust IV [Member]
  
Payables:  
Debenture to Stifel Financial Capital Trust$ 12,500$ 12,500