-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RoP1UrhBbajTJ9Lr0HEREuduADq8FyKa+IP8RlZ9bcr5SKlrQEcxmIrSsvCVS+uo +YkxONLr1iJrAVfrhDd+fw== 0000720672-10-000006.txt : 20100121 0000720672-10-000006.hdr.sgml : 20100121 20100121141511 ACCESSION NUMBER: 0000720672-10-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100120 FILED AS OF DATE: 20100121 DATE AS OF CHANGE: 20100121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUBINSKY JOHN P CENTRAL INDEX KEY: 0001181348 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 10538550 MAIL ADDRESS: STREET 1: 625 SOUTH SKINKER CITY: ST. LOUIS STATE: MO ZIP: 63105 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-01-20 0 0000720672 STIFEL FINANCIAL CORP SF 0001181348 DUBINSKY JOHN P 625 S. SKINKER BLVD, APT. 1503 ST LOUIS MO 63105 1 0 0 0 Common Stock 2010-01-20 4 M 0 776 0 A 8375 D Common Stock 2010-01-20 4 M 0 68 0 A 8443 D Common Stock 2010-01-20 4 M 0 2591 0 A 11034 D Common Stock 2010-01-20 4 M 0 790 0 A 11824 D Phantom Stock Units 0 2010-01-20 4 M 0 776 0 D 2004-01-01 2014-01-01 Common Stock 776 68 D Phantom Stock Units 0 2010-01-20 4 M 0 68 0 D 2004-01-01 2014-01-01 Common Stock 68 0 D Phantom Stock Units 0 2010-01-20 4 M 0 2591 0 D 2004-04-01 Common Stock 2591 12932 D Phantom Stock Units 0 2010-01-20 4 M 0 790 0 D 2004-04-01 Common Stock 790 12142 D Stock Option (Option to Buy) 10.575 2013-10-22 Common Stock 10001 10001 D Stock Option (Option to Buy) 13.89 2014-02-03 Common Stock 2000 2000 D Stock Option (Option to Buy) 20.22 2015-01-03 Common Stock 1500 1500 D Stock Option (Option to Buy) 38.25 2016-01-03 Common Stock 1500 1500 D Units vest quarterly over a one year period. No expiration date for these Units. Options vest in 20% increments on 10/22/04, 10/22/05, 10/22/06, 10/22/07 and 10/22/08. Options vest in 20% increments yearly from the grant date. Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10. Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11. By: David M. Minnick For: John P. Dubinsky 2010-01-21 -----END PRIVACY-ENHANCED MESSAGE-----