0001209191-23-046105.txt : 20230816 0001209191-23-046105.hdr.sgml : 20230816 20230816182302 ACCESSION NUMBER: 0001209191-23-046105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230814 FILED AS OF DATE: 20230816 DATE AS OF CHANGE: 20230816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAIGLE ROBERT C CENTRAL INDEX KEY: 0001267540 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11412 FILM NUMBER: 231179375 MAIL ADDRESS: STREET 1: C/O: ROGERS CORPORATION STREET 2: ONE TECHNOLOGY DRIVE PO BOX 188 CITY: ROGERS STATE: CT ZIP: 06263-0188 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMTECH SYSTEMS INC CENTRAL INDEX KEY: 0000720500 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 860411215 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 131 SOUTH CLARK DRIVE CITY: TEMPE STATE: AZ ZIP: 85288 BUSINESS PHONE: 4809675146 MAIL ADDRESS: STREET 1: 131 SOUTH CLARK DRIVE CITY: TEMPE STATE: AZ ZIP: 85288 FORMER COMPANY: FORMER CONFORMED NAME: QUARTZ ENGINEERING & MATERIALS INC DATE OF NAME CHANGE: 19870715 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-08-14 0 0000720500 AMTECH SYSTEMS INC ASYS 0001267540 DAIGLE ROBERT C C/O AMTECH SYSTEMS, INC. 131 S. CLARK DRIVE TEMPE AZ 85288 1 1 0 0 Chief Executive Officer 0 Amtech Systems, Inc. $0.01 par value common stock 2023-08-15 2023-08-15 4 P 0 233 8.75 A 19703 D Amtech Systems, Inc. $0.01 par value common stock 2023-08-16 2023-08-16 4 P 0 1000 8.76 A 20703 D Amtech Systems, Inc. $0.01 par value common stock 2023-08-16 2023-08-16 4 P 0 1200 8.75 A 21903 D Amtech Systems, Inc. Employee Stock Option 9.00 2023-08-14 4 A 0 150000 A 2023-08-14 2033-08-14 Amtech Systems, Inc. $0.01 par value common stock 150000 150000 D Restricted Stock Units 2023-08-14 4 A 0 55556 0.00 A 2024-08-14 Amtech Systems, Inc. $0.01 par value common stock 55556 55556 D The Option Grant will vest ratably on each of the annual anniversaries over the three-year term of Mr. Daigle's employment agreement, subject to Mr. Daigle's continued service with the Company; provided, however, that 50,000 shares of such Option Grant will vest immediately. Price omitted because the transaction is a grant of a stock option. Each restricted stock unit represents a contingent right to receive one share of Common Stock of Amtech Systems, Inc. The number of RSUs granted equals the aggregate fair market value of $500,000 as of the grant date in accordance with the terms of Mr. Daigle's employment agreement. The grant will vest in full on the one-year anniversary of the grant date, subject to Mr. Daigle's continued service with the Company. /s/ Robert C. Daigle 2023-08-16