0000720500-17-000064.txt : 20171215 0000720500-17-000064.hdr.sgml : 20171215 20171215184802 ACCESSION NUMBER: 0000720500-17-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171213 FILED AS OF DATE: 20171215 DATE AS OF CHANGE: 20171215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WANSEM PAUL J VAN DER CENTRAL INDEX KEY: 0001223907 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11412 FILM NUMBER: 171260095 MAIL ADDRESS: STREET 1: 597 LOWELL ROAD CITY: CONCORD STATE: MA ZIP: 01742 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMTECH SYSTEMS INC CENTRAL INDEX KEY: 0000720500 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 860411215 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 131 SOUTH CLARK DRIVE CITY: TEMPE STATE: AZ ZIP: 85281 BUSINESS PHONE: 4809675146 MAIL ADDRESS: STREET 1: 131 SOUTH CLARK DRIVE CITY: TEMPE STATE: AZ ZIP: 85281 FORMER COMPANY: FORMER CONFORMED NAME: QUARTZ ENGINEERING & MATERIALS INC DATE OF NAME CHANGE: 19870715 4 1 wf-form4_151338166749110.xml FORM 4 X0306 4 2017-12-13 0 0000720500 AMTECH SYSTEMS INC ASYS 0001223907 WANSEM PAUL J VAN DER C/O AMTECH SYSTEMS, INC., 131 SOUTH CLARK DRIVE TEMPE AZ 85281 1 0 0 0 Common Stock 2017-12-13 4 M 0 4113 7.15 A 276739 D Common Stock 2017-12-13 4 M 0 8227 6.08 A 284966 D Common Stock 2017-12-13 4 M 0 6000 5.75 A 290966 D Common Stock 2017-12-13 4 S 0 11459 9.99 D 279507 D Common Stock 2017-12-14 4 G 0 6583 0 D 272924 D Common Stock 30277 I By Wife Common Stock 22706 I By Family Trust Stock Options (right to buy) 7.15 2017-12-13 4 M 0 4113 7.15 D 2015-01-30 2020-06-03 Common Stock 4113.0 0 D Stock Options (right to buy) 6.08 2017-12-13 4 M 0 8227 6.08 D 2015-01-30 2019-11-05 Common Stock 8227.0 0 D Stock Options (right to buy) 5.75 2017-12-13 4 M 0 6000 5.75 D 2017-09-18 2027-03-17 Common Stock 6000.0 0 D The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $9.99 to $10.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Bona fide gift to charitable foundation Mr. van der Wansem disclaims beneficial ownership in shares held by his wife. Mr. van der Wansem disclaims any beneficial ownership is shares held by the 1981 Van der Wansem Family Trust. One-third of the stock option granted vest on each of the first three anniversaries of the grant date. /s/ Robert T. Hass, on behalf of Paul J. van der Wansem by Power of Attorney 2017-12-15