-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WLWbHrHcdIOYglBNwmEahyRvRprFRc+JIVy7o9MYop91w89X1FvS8fc2uacazTk6 AfbrlaRHqy65ISb8xnVXwg== 0001104659-02-004927.txt : 20021015 0001104659-02-004927.hdr.sgml : 20021014 20021015172850 ACCESSION NUMBER: 0001104659-02-004927 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021011 FILED AS OF DATE: 20021015 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN ROBERT G CENTRAL INDEX KEY: 0001197632 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: CIPRICO ONC STREET 2: 2800 CAMPUS DR. CITY: PLYMOUTH STATE: MN ZIP: 55441 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CIPRICO INC CENTRAL INDEX KEY: 0000720145 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 411749708 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11336 FILM NUMBER: 02789798 BUSINESS ADDRESS: STREET 1: 2800 CAMPUS DRIVE CITY: PLYMOUTH STATE: MN ZIP: 55441 BUSINESS PHONE: 6125514000 MAIL ADDRESS: STREET 1: 2800 CAMPUS DRIVE CITY: PLYMOUTH STATE: MN ZIP: 55441 4 1 j5434_4.htm 4

FORM 4

      Check this box if no longer subject to Section 16.  Form 4 or Form 5 obligations may continue.
See Instruction 1(b).

(Print or Type Responses)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549


STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section
17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the
Investment Company Act of 1940

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 1. Name and Address of Reporting Person *



Brown,      Robert       G.

(Last)            (First)              (Middle)


17400 Medina Road

(Street)


Plymouth, MN  55447

(City)       (State)          (Zip)

 

 2. Issuer Name and Ticker
    or Trading Symbol

Ciprico Inc.   CPCI

 

 

 3. I.R.S. Identification
    Number of Reporting
    Person, if an entity
    (voluntary)

 4. Statement for
 (Month/Day/Year)

October, 11 2002

 



 5. If Amendment, Date of
   Original (Month/Day/Year)

 6. Relationship of Reporting Person(s) to Issuer

(Check all applicable)

      Director

 

      10% Owner

 

   X   Officer (give title below)

 

      Other (specify below)

Vice President

 


 7. Individual or Joint/Group
     Filing (Check Applicable Line)

  X   Form filed by One Reporting Person

      Form filed by More than One Reporting Person

 

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

 

1. Title of Security
(Instr. 3)

2. Transaction Date (Month/Day/
Year)

2A. Deemed Execution Date, if any (Month/Day/
Year)

3. Transaction Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)

7. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

Amount

(A) or (D)

Price

Common Stock

 

 

 

 

 

 

 

7,321*

D

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

*Includes 1,081 shares acquired under the issuer’s Employee Stock Purchase Plan since last report.

 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

 

1. Title of Derivative Security (Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date
(Month/Day/
Year)

3A. Deemed Execution Date, if any (Month/Day/
Year)

4. Transaction Code (Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Securities: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

(A)

(D)

Date
Exercisable

Expiration
Date

Title

Amount or Number of Shares

Employee Stock Option (right to buy)

$14.00

Previously Reported

(1)

11/05/02

Common Stock

5,000

None

5,000

D

 

Employee Stock Option (right to buy)

$8.250

Previously Reported

(1)

07/01/03

Common Stock

5,000

None

5,000

D

 

Employee Stock Option (right to buy)

$9.875

Previously Reported

(1)

02/02/04

Common Stock

5,000

None

5,000

D

 

Employee Stock Option (right to buy)

$9.250

Previously Reported

(1)

07/07/04

Common Stock

1,920

None

1,920

D

 

Employee Stock Option (right to buy)

$9.250

Previously Reported

(1)

07/07/04

Common Stock

4,080

None

4,080

D

 

Employee Stock Option (right to buy)

$7.250

Previously Reported

(1)

01/2/06

Common Stock

15,000

None

15,000

D

 

Employee Stock Option (right to buy)

$3.90

10/5/01

 

A

V

 

10,000

(1)

10/5/06

Common Stock

10,000

None

10,000

D

 

Employee Stock Option (right to buy)

$2.89

10/11/02

 

A

 

 

15,000

(1)

10/11/07

Common Stock

15,000

None

15,000

D

 

 

 

Explanation of Responses:
(1)  Exercisable 25% per year during second through fifth years after initial grant date.

 

 

 

Robert G. Brown
** Signature of Reporting Person

 

Date

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

 

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
      See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

 

Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

 

http://www.sec.gov/divisions/corpfin/forms/form4.htm

Last update: 09/05/2002

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