-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UO+8i+PAxOv+26BoMkABbGs7kkbfI9RYuaMC8oyVELJEk4HFdCluQgl+Vr5Hq3r+ +e5ogYtfaUfjA1FSlpnZjA== 0000914190-07-000711.txt : 20071228 0000914190-07-000711.hdr.sgml : 20071228 20071228165940 ACCESSION NUMBER: 0000914190-07-000711 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071226 FILED AS OF DATE: 20071228 DATE AS OF CHANGE: 20071228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIPRICO INC CENTRAL INDEX KEY: 0000720145 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 411749708 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7003 WEST LAKE STREET STREET 2: SUITE 400 CITY: ST. LOUIS PARK STATE: MN ZIP: 55426 BUSINESS PHONE: 952-540-2400 MAIL ADDRESS: STREET 1: 7003 WEST LAKE STREET STREET 2: SUITE 400 CITY: ST. LOUIS PARK STATE: MN ZIP: 55426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Monte S CENTRAL INDEX KEY: 0001326971 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11336 FILM NUMBER: 071332423 BUSINESS ADDRESS: BUSINESS PHONE: 763-551-4007 MAIL ADDRESS: STREET 1: 17400 MEDINA ROAD CITY: PLYMOUTH STATE: MN ZIP: 55447 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-12-26 0000720145 CIPRICO INC CPCI 0001326971 Johnson Monte S 7003 WEST LAKE STREET SUITE 400 ST. LOUIS PARK MN 55426 0 1 0 0 Sr. VP/CFO Common Stock 34000 D Non-Qualified Stock Option (Right to Buy) 4.24 2005-06-10 2010-06-10 Common Stock 5000 5000 D Employee Stock Option (Right to Buy) 4.20 2010-06-06 Common Stock 25000 25000 D Employee Stock Option (Right to Buy) 4.22 2010-10-24 Common Stock 25000 25000 D Convertible Promissory Note 3.86 2007-12-26 4 A 0 25906 100000.00 A 2007-12-26 2009-03-01 Common Stock 25906 25906 D Warrant (Right to Buy) 3.86 2007-12-26 4 A 0 6476 0 A 2007-12-26 2012-12-26 Common Stock 6476 6476 D Exercisable 25% per year during second through fifth years after initial grant date. /s/ Monte S. Johnson 2007-12-28 -----END PRIVACY-ENHANCED MESSAGE-----