EX-99.77O RULE 10F-3 2 subitem77o.htm SUB-ITEM 77O subitem77o.htm - Generated by SEC Publisher for SEC Filing  

 

Sub-Item 77O

 

Rule 10f-3 Transactions

 

Dreyfus Premier California AMT-Free Municipal Bond Fund, Inc.

-                Dreyfus California AMT-Free Municipal Bond Fund

 

 

On March 24, 2009, Dreyfus California AMT-Free Municipal Bond Fund (the “Fund”) purchased $30,000,000 in STATE OF CALIFORNIA GO - CUSIP #13063A4W1 (the “Bonds”). The Bonds were purchased from Merrill Lynch, a member of the underwriting syndicate offering the Bonds, from their account. Pershing LLC, an affiliate of the Fund, was a member of the syndicate but received no benefit in connection with the transaction. Merrill Lynch received a commission of 0.5% per Bond. No other member received any economic benefit. The following is a list of the syndicate’s primary members:

 

Merrill Lynch  Co.

Citigroup Global Markets Inc.

E.J.     De  La Rosa   & Co.,     Inc.

Alamo Capital

Backstrom McCarley Berry     Co.,LLC  

Banc of  America Securities LLC

Barclays Capital

Blaylock Robert Van,  LLC

City National Securities,  Inc.

Comerica Securities

DEPFA First  Albany   Securities LLC

Edward D.Jones   Co.

Fidelity Capital  Markets

Goldman, Sachs  & Co. 

Great Pacific   Securities Inc.

Grigsby & Associates,   Inc.

J.P.  Morgan  Securities Inc.

Jackson Securities,LLC

Jesup &  Lamont Inc. 

Loop Capital   Markets

Morgan Keegan   &  Co.,  Inc.

Morgan Stanley   & Co. Incorporated

Nollenberger Capital Partners Inc.  

Northern Trust Securities,  Inc.

Pershing L.L.C.,  Principal Trading  

Piper Jaffray  

Prager,Sealy Co.,   LLC

Ramirez & Co.,   Inc.

Raymond  James  Associates,  Inc.

RBC Capital   Markets

Rice Financial  Products Company   

(formerly Apex Pryor   Securities)

Siebert  Brandford Shank Co. 

SL  Hare  Capital

 

 


 
 

 

 

 

Stone  Youngberg LLC

Wells Fargo Institutional Securities ,LLC

Southwest Securities,Inc.

 

Accompanying this statement are materials made available to the Board of Directors of the Fund, in connection with the transaction, which ratified that the transaction was effected in compliance with the Fund’s Rule 10f-3 Procedures, at the Fund’s Board meeting held on July 20, 2009.