-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FIYLdNEJTtk0qF+Wn9vPYSekV4w8yxoYA9TTFouZktxAr2BuCcUCS23nWLBxpsG5 ETUlE4Efysn3b77tmb8YVA== 0000720031-98-000029.txt : 19980721 0000720031-98-000029.hdr.sgml : 19980721 ACCESSION NUMBER: 0000720031-98-000029 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980331 FILED AS OF DATE: 19980720 SROS: AMEX FILER: COMPANY DATA: COMPANY CONFORMED NAME: COMPTEK RESEARCH INC/NY CENTRAL INDEX KEY: 0000720031 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 160959023 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: SEC FILE NUMBER: 001-08502 FILM NUMBER: 98668411 BUSINESS ADDRESS: STREET 1: 2732 TRANSIT RD CITY: BUFFALO STATE: NY ZIP: 14224-2523 BUSINESS PHONE: 7166774070 MAIL ADDRESS: STREET 1: 2732 TRANSIT RD CITY: BUFFALO STATE: NY ZIP: 14224-2523 10-K/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, DC FORM 10-K/A Amendment No. 1 (Mark One) [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [FEE REQUIRED] For the fiscal year ended March 31, 1998. OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED] For the transition period from to Commission file number : 1-8502 Comptek Research, Inc. (Exact name of registrant as specified in its charter) New York 16-0959023 - -------------------------------- ----------------------- (State or other jurisdiction of (I.R.S. Employee incorporation or organization) Identification No.) 2732 Transit Road, Buffalo, New York 14224-2523 - ---------------------------------------- ------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (716) 677-4070 ---------------- Securities registered pursuant to Section 12(b) of the Act: Name of each exchange on Title of each Class which registered - ----------------------------------------------------------------------- Common Stock, $.02 par value American Stock Exchange Securities registered pursuant to Section 12(g) of the Act: None ----------------------------------- (Title of class) Not Applicable ------------------------------------ (Title of class) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 of 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [] Based upon the closing sale price of the Common Stock on June 17, 1998, as reported by the American Stock Exchange, the aggregate market value of the voting stock held by non-affiliates of the Registrant (the "Company" or "Comptek") was approximately $34.5 million. Solely for purposes of this calculation, all persons who are or may be executive officers or directors of the Company and all persons who have filed a Schedule 13D or Schedule 13G with respect to the Company's Common Stock have been deemed to be affiliates. The number of shares outstanding of the Registrant's common stock, $.02 par value, was 4,989,268 at June 17, 1998. DOCUMENTS INCORPORATED BY REFERENCE Part III incorporates by reference portions of the Comptek Research, Inc. Proxy Statement for the Annual Meeting of Shareholders, dated June 29, 1998, for the Annual Meeting to be held July 24, 1998 (the "Company's 1998 Definitive Proxy Statement"). EXPLANATORY NOTE This Amendment on Form 10-K/A is being filed in order to amend Item 14(b) of Part IV of Registrant's Annual Report on Form 10-K filed with the Securities and Exchange Commission on June 26, 1998. AMENDMENT Item 14(b) of Part IV, Exhibits, Financial Statements Schedules, and Reports on Form 8-K is hereby replaced in its entirety with the following: (b) Reports on Form 8-K: On March 20, 1998, the Registrant filed a report on Form 8- K, under Item 5, Other Events, reporting the Registrant's intent to acquire PRB Associates, Inc. (The acquisition was subsequently completed on May 14, 1998). SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. COMPTEK RESEARCH, INC. DATE: July 17, 1998 By: /s/ John J. Sciuto John J. Sciuto, Chairman, President, and Chief Executive Officer -----END PRIVACY-ENHANCED MESSAGE-----