0001974078-24-000512.txt : 20241204 0001974078-24-000512.hdr.sgml : 20241204 20241204140002 ACCESSION NUMBER: 0001974078-24-000512 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20241204 DATE AS OF CHANGE: 20241204 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 241525761 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Carter Horace CENTRAL INDEX KEY: 0001902821 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 1100 RIDGEWAY LOOP ROAD CITY: MEMPHIS STATE: TN ZIP: 38120 144 1 primary_doc.xml 144 0001902821 XXXXXXXX LIVE 0000720005 RAYMOND JAMES FINANCIAL INC 001-09109 880 CARILLON PKWY ST PETERSBURG FL 33716 727-567-1000 Carter Horace Officer Common Raymond James & Associates, Inc.

880 Carillon Parkway St. Petersburg FL 33716

5000 823383.11 204044836 12/04/2024 NYSE Common 11/30/2024 RSU Issuer N 3850 11/30/2024 N/A Common 12/03/2024 RSU Issuer N 1150 12/03/2024 NYSE Y 12/04/2024 03/14/2024 Tracey Cornelison, as duly authorized representative of Raymond James & Associates, Inc., as attorney-in-fact for Horace Carter